IPO registrations (S-1, F-1) · Registrants

SOUNDVIEW TECHNOLOGY GROUP INC

SEC CIK: 1071620 · filings on EDGAR ↗
Name on the registration: WIT CAPITAL GROUP INC
Former names: WIT SOUNDVIEW GROUP INC (2000–2001); WIT CAPITAL GROUP INC (1999–2000)
Registration: Form S-1, first filed 1999-03-18, last 1999-06-03; 1 initial registration, 3 amendments
Outcome: Final prospectus filed 1999-06-04
Industry (SIC): Security Brokers, Dealers & Flotation Companies 6211
Incorporated in: DE
Business address: 1700 EAST PUTNAM AVENUE, Old Greenwich, CT 06870
EIN: 13-3900397
EDGAR entity type: operating

Offering terms

Proposed price range: $7.00–$9.00 per share (S-1/A filed 1999-06-03)
Final price: $9.00 per share, within the range (424B1 filed 1999-06-04, an initial public offering)
Shares sold: 7,600,000
Gross proceeds: $68,400,000 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol WITC
Lead underwriters: Bear Stearns (1,820,000 shares); Wit Capital (1,820,000 shares); Thomas Weisel Partners (1,560,000 shares)
Syndicate: BofA Securities (150,000); Robertson Stephens (150,000); BT Alex. Brown (150,000); Credit Suisse (150,000); Hambrecht & Quist (150,000); ING Baring Furman Selz LLC (150,000); Lehman Brothers (150,000); Merrill Lynch (150,000); J.P. Morgan (150,000); Citigroup (150,000); Allen & Company (75,000); William Blair (75,000); Blaylock & Partners L.P (75,000); RBC Capital Markets (75,000); First Albany Corporation (75,000); McDonald Investments Inc (75,000); Truist Securities (75,000); Sands Brothers & Co., Ltd (75,000); C.E. Unterberg, Towbin (75,000); Piper Sandler (75,000); Utendahl Capital Partners, L.P (75,000); H.C. Wainwright (75,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Business registration: SOUNDVIEW TECHNOLOGY GROUP, INC. Fuzzy (name and state)

Filings 5

Filed	Form	What it is	Name as filed	EDGAR
1999-03-18	S-1	S-1 (registration)	WIT CAPITAL GROUP INC	0000940180-99-000295 ↗
1999-05-04	S-1/A	S-1/A (amendment)	WIT CAPITAL GROUP INC	0000940180-99-000485 ↗
1999-05-18	S-1/A	S-1/A (amendment)	WIT CAPITAL GROUP INC	0000940180-99-000552 ↗
1999-06-03	S-1/A	S-1/A (amendment)	WIT CAPITAL GROUP INC	0000940180-99-000608 ↗
1999-06-04	424B1	424B1 (final prospectus)	WIT CAPITAL GROUP INC	0000940180-99-000654 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
1999-06-03	S-1/A	registration statement	$7.00–$9.00		8,740,000	-	Nasdaq WITC	3	from the submission text; range, shares headline, cover names 3	document ↗
1999-06-04	424B1	final prospectus		$9.00	7,600,000	$68,400,000	Nasdaq WITC	25	from the submission text; price table, shares headline, proceeds table, underwriting table 25, cover names 3	document ↗

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Business registration	SOUNDVIEW TECHNOLOGY GROUP, INC.	CT	State business registries	name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Security Brokers, Dealers & Flotation Companies, CT first:

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In other datasets, the same topic (Finance) in CT:

Form D issuer: 200 Park Avenue Partners, LLC (Form D private offerings)
Lobbying client: 1ST ALLIANCE LENDING (Federal lobbying (LDA))

Interests: Security Brokers, Dealers & Flotation Companies · Finance