IPO registrations (S-1, F-1) · Registrants
Interactive Brokers Group, Inc.
- SEC CIK
- 1381197 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-11-27, last 2008-04-24; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2007-05-04; declared effective 2007-05-03
- Industry (SIC)
- Security Brokers, Dealers & Flotation Companies 6211
- Incorporated in
- DE
- Business address
- ONE PICKWICK PLAZA, Greenwich, CT 06830
- EIN
- 30-0390693
- Ticker
- IBKR (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Interactive Brokers Group, Inc. on the corporate pages
Offering terms
- Proposed price range
- $27.00–$31.00 per share (S-1/A filed 2007-05-03)
- Final price
- $30.01 per share, within the range (424B4 filed 2007-05-04, an initial public offering)
- Shares sold
- 40,000,000
- Gross proceeds
- $1,200,400,000 before underwriting discounts and any over-allotment option
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: INTERACTIVE BROKERS GROUP, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: INTERACTIVE BROKERS GROUP INC. Fuzzy (name and state)
- Business registration: INTERACTIVE BROKERS GROUP, INC. Fuzzy (name and state)
- SEC filer: Interactive Brokers Group, Inc. EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-11-27 | S-1 | S-1 (registration) | Interactive Brokers Group, Inc. | 0001047469-06-014485 ↗ |
| 2007-02-12 | S-1/A | S-1/A (amendment) | Interactive Brokers Group, Inc. | 0001047469-07-000967 ↗ |
| 2007-04-04 | S-1/A | S-1/A (amendment) | Interactive Brokers Group, Inc. | 0001047469-07-002562 ↗ |
| 2007-04-26 | S-1/A | S-1/A (amendment) | Interactive Brokers Group, Inc. | 0001047469-07-003286 ↗ |
| 2007-04-30 | S-1/A | S-1/A (amendment) | Interactive Brokers Group, Inc. | 0001047469-07-003425 ↗ |
| 2007-05-03 | S-1/A | S-1/A (amendment) | Interactive Brokers Group, Inc. | 0001047469-07-003598 ↗ |
| 2007-05-03 | S-1MEF | S-1MEF (added securities) | Interactive Brokers Group, Inc. | 0001104659-07-035653 ↗ |
| 2007-05-03 | EFFECT | EFFECT (declared effective) | Interactive Brokers Group, Inc. | 9999999995-07-001728 ↗ |
| 2007-05-04 | 424B4 | 424B4 (final prospectus) | Interactive Brokers Group, Inc. | 0001047469-07-003647 ↗ |
| 2007-05-04 | 424B4 | 424B4 (final prospectus) | Interactive Brokers Group, Inc. | 0001047469-07-003648 ↗ |
| 2008-04-24 | S-1 | S-1 (registration) | Interactive Brokers Group, Inc. | 0001047469-08-005148 ↗ |
| 2008-05-07 | EFFECT | EFFECT (declared effective) | Interactive Brokers Group, Inc. | 9999999995-08-001482 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-05-03 | S-1/A | registration statement | $27.00–$31.00 | 34,500,000 | - | 0 | primary document; range, shares headline | document ↗ | ||
| 2007-05-04 | 424B4 | final prospectus | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2007-05-04 | 424B4 | final prospectus | $30.01 | 40,000,000 | $1,200,400,000 | 0 | primary document; price table, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brody Paul Jonathan | Director; Director,Officer | CFO, Treasurer & Secretary; CFO,TREASURER & SECRETARY; Chief Financial Officer | 256 | 2007–2026 | |
| DeFeo Philip D | Director | 3 | 2007–2008 | ||
| Frank Thomas AJ | Officer | Chief Information Officer; Executive Vice President; Exec V.P & Chief Info Officer | 265 | 2007–2026 | |
| Galik Milan | Director,Officer | Chief Executive Officer; President; Sr. V.P. Software Development; SVP Software Development | 386 | 2007–2026 | |
| Nemser Earl H | Director; Director,Officer | Vice Chairman; Vice Chariman | 216 | 2007–2026 | |
| Peterffy Thomas | Director,Officer; Director,Officer,TenPercentOwner | Chairman; Chairman, CEO & President; Chief Executive Officer | 256 | 2007–2025 | |
| Harris Lawrence E | Director | 21 | 2007–2026 | ||
| Riley Ivers W | Director | 2 | 2008–2010 | ||
| Stoll Hans R. | Director | 2 | 2008–2010 | ||
| DREW JOHN | TenPercentOwnerOther | 6 | 2009–2012 | ||
| GRIFFITH WILLIAM | TenPercentOwnerOther | 5 | 2009–2010 | ||
| HOAG JAY C | TenPercentOwnerOther | 6 | 2009–2012 | ||
| KIMBALL RICK | TenPercentOwnerOther | 6 | 2009–2012 | ||
| Marshall Christopher P | Other | 5 | 2009–2012 | ||
| REYNOLDS JON Q JR | TenPercentOwnerOther | 6 | 2009–2012 | ||
| TCV Member Fund, L.P. | Other | 4 | 2009–2012 | ||
| TCV VII(A) L P | Other | 4 | 2009–2012 | ||
| TCV VII LP | Other | 4 | 2009–2012 | ||
| TCV VI L P | Other | 5 | 2009–2012 | ||
| Technology Crossover Management VII, L.P. | Other | 4 | 2009–2012 | ||
| Technology Crossover Management VII, Ltd. | Other | 4 | 2009–2012 | ||
| Technology Crossover Management VI, L.L.C. | Other | 5 | 2009–2012 | ||
| Trudeau Robert | Director,TenPercentOwnerOther; TenPercentOwnerOther | 6 | 2009–2012 | ||
| Gates Richard J. | Director | 4 | 2012–2013 | ||
| McAdam Timothy P | Other | 1 | 2012 | ||
| Rosenberg John C. | Other | 1 | 2012 | ||
| Yuan David | Other | 1 | 2012 | ||
| Wagner Wayne Hilbert | Director | 2 | 2014–2015 | ||
| Mendonca Denis | Officer | Chief Accounting Officer | 27 | 2016–2026 | |
| Katz Gary | Director | 5 | 2017–2023 | ||
| Winston Kenneth James | Director | 1 | 2018 | ||
| Damgard John M. | Director | 3 | 2018–2022 | ||
| Echinus Advisors, LLC | DirectorOther | 2 | 2019–2020 | ||
| Uhde Philip | Director; DirectorOther | 6 | 2019–2024 | ||
| Peterffy William | Director | 8 | 2020–2026 | ||
| Yuen Nicole | Director | 8 | 2020–2026 | ||
| Bright Jill | Director | 8 | 2022–2026 | ||
| Repetto Richard H | Director | 4 | 2024–2026 | ||
| Conkling Lori A | Director | 10 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | INTERACTIVE BROKERS GROUP INC. | CT | State business registries | name and state |
| Business registration | INTERACTIVE BROKERS GROUP, INC. | CT | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | INTERACTIVE BROKERS GROUP, INC. | CT | State business registries | name and state |
| SEC filer | Interactive Brokers Group, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | INTERACTIVE BROKERS GROUP, INC. | CT | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security Brokers, Dealers & Flotation Companies, CT first:
- PWG CAPITAL TRUST I CT
- PWG CAPITAL TRUST II CT
- GAMCO INVESTORS, INC. ET AL CT
- SOUNDVIEW TECHNOLOGY GROUP INC CT
- Grayscale Investments, Inc. CT
- HAMBRECHT & QUIST GROUP CA
- S3 INVESTMENT COMPANY, INC. CA
- JMP GROUP LLC CA
- Thomas Weisel Partners Group, Inc. CA
- JMP Group Inc. CA
In other datasets, the same topic (Finance) in CT:
- Form D issuer: 200 Park Avenue Partners, LLC (Form D private offerings)
- Lobbying client: 1ST ALLIANCE LENDING (Federal lobbying (LDA))
Interests: Security Brokers, Dealers & Flotation Companies · Finance