IPO registrations (S-1, F-1) · Registrants

BGC Group, Inc.

SEC CIK

1094831 · filings on EDGAR ↗

Name on the registration

BGC Partners, Inc.

Former names

BGC Partners, Inc. (2008–2023); ESPEED INC (1999–2008)

Registration

Form S-1, first filed 1999-09-21, last 2008-06-05; 2 initial registrations, 7 amendments

Outcome

Final prospectus filed 1999-12-13; declared effective 2008-06-05; withdrawal requested 2001-02-27

Industry (SIC)

Security & Commodity Brokers, Dealers, Exchanges & Services 6200

Business address

499 PARK AVENUE, New York, NY 10022

EIN

86-3748217

Ticker

BGC (Nasdaq)

EDGAR entity type

operating

Insiders and CEO pay

BGC Group, Inc. on the corporate pages

Offering terms

Proposed price range

$17.00–$19.00 per share (S-1/A filed 1999-12-09)

Final price

$22.00 per share, above the range (424B4 filed 1999-12-13, an initial public offering)

Shares sold

9,000,000 (6,000,000 by the company, 3,000,000 by selling holders)

Gross proceeds

$198,000,000 before underwriting discounts and any over-allotment option

Listing

Nasdaq under the symbol ESPD

Lead underwriters

UBS (3,195,000 shares); Hambrecht & Quist (1,952,500 shares); Thomas Weisel Partners (1,952,500 shares)

Syndicate

Cantor Fitzgerald (100,000); BofA Securities (100,000); Robertson Stephens (100,000); Oppenheimer (100,000); Credit Lyonnais Securities (USA), Inc (100,000); Deutsche Bank (100,000); A.G. Edwards (100,000); Lazard (100,000); Lehman Brothers (100,000); PaineWebber (100,000); Prudential Securities (100,000); Citigroup (100,000); Schroder & Co. Inc (100,000); Cowen (100,000); William Blair (50,000); Blaylock & Partners, L.P (50,000); Brean Murray & Co., Inc (50,000); RBC Capital Markets (50,000); Wachovia (50,000); Piper Sandler (50,000); Putnam, Lovell & Thornton Inc (50,000); Raymond James (50,000); C.E. Unterberg, Towbin (50,000); Volpe Brown Whelan & Company, LLC (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: BGC GROUP, Inc. Fuzzy (name and state)
• Business registration: BGC GROUP, LLC Fuzzy (name and state)
• SEC filer: BGC Group, Inc. EXACT (CIK (EXACT))
• Person page: Frank V Saracino Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
• Person page: William J Moran Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 16

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, NY first:

• NATIONAL HOLDINGS CORP NY
• SAXON ACQUISITION CORP NY
• ML JWH STRATEGIC JOINT VENTURE LLC NY
• TD WATERHOUSE GROUP INC NY
• NYMEX HOLDINGS INC NY
• MORGAN GROUP HOLDING CO NY
• PRIMUS GUARANTY LTD NY
• GFI Group Inc. NY
• International Securities Exchange Holdings, Inc. NY
• ACA Capital Holdings Inc NY

More with this interest.

In other datasets, the same topic (Finance) in NY:

• Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))

Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance