IPO registrations (S-1, F-1) · Registrants
NYMEX HOLDINGS INC
- SEC CIK
- 1105018 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-07-17, last 2006-11-14; 2 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2006-11-17; declared effective 2006-11-08
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Incorporated in
- DE
- Business address
- ONE NORTH END AVENUE, WORLD FINANCIAL CTR, New York, NY 10282-1101
- EIN
- 13-4098266
- EDGAR entity type
- operating
- Insiders and CEO pay
- NYMEX HOLDINGS INC on the corporate pages
Offering terms
- Proposed price range
- $54.00–$57.00 per share (S-1/A filed 2006-11-14)
- Final price
- $59.00 per share, above the range (424B1 filed 2006-11-17, an initial public offering)
- Shares sold
- 6,500,000 (5,390,000 by the company, 1,110,000 by selling holders)
- Gross proceeds
- $383,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NMX
- Lead underwriters
- J.P. Morgan (2,492,750 shares); Merrill Lynch (1,732,250 shares)
- Syndicate
- BofA Securities (650,000); Citigroup (650,000); Lehman Brothers (650,000); Piper Sandler; Sandler O’Neill & Partners, L.P (325,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NYMEX HOLDINGS LLC Fuzzy (name and state)
- SEC filer: NYMEX HOLDINGS INC EXACT (CIK (EXACT))
- Person page: Kevin T Mcdonnell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-07-17 | S-1 | S-1 (registration) | NYMEX HOLDINGS INC | 0001193125-06-147147 ↗ |
| 2006-09-14 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-190953 ↗ |
| 2006-10-13 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-207243 ↗ |
| 2006-10-18 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-209844 ↗ |
| 2006-10-20 | S-1 | S-1 (registration) | NYMEX HOLDINGS INC | 0001193125-06-211991 ↗ |
| 2006-10-31 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-218815 ↗ |
| 2006-11-01 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-219763 ↗ |
| 2006-11-03 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-222512 ↗ |
| 2006-11-03 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-223670 ↗ |
| 2006-11-08 | EFFECT | EFFECT (declared effective) | NYMEX HOLDINGS INC | 9999999995-06-002246 ↗ |
| 2006-11-13 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-231537 ↗ |
| 2006-11-14 | S-1/A | S-1/A (amendment) | NYMEX HOLDINGS INC | 0001193125-06-234194 ↗ |
| 2006-11-16 | EFFECT | EFFECT (declared effective) | NYMEX HOLDINGS INC | 9999999995-06-002377 ↗ |
| 2006-11-17 | 424B1 | 424B1 (final prospectus) | NYMEX HOLDINGS INC | 0001193125-06-237712 ↗ |
| 2007-03-22 | 424B1 | 424B1 (final prospectus) | NYMEX HOLDINGS INC | 0001193125-07-061257 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-11-14 | S-1/A | registration statement | $54.00–$57.00 | 6,500,000 | - | NYSE NMX | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2006-11-17 | 424B1 | final prospectus | $59.00 | 6,500,000 | $383,500,000 | NYSE NMX | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 6, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Meierfeld Stanley | Director; Other | 7 | 2006 | ||
| Bailey Jerome | Officer | COO & CFO | 1 | 2006 | |
| BOLLING ERIC | Director; Other | 2 | 2006 | ||
| FORD WILLIAM E | Director | 9 | 2006–2008 | ||
| GAPCO GMBH & CO KG | TenPercentOwner | 2 | 2006 | ||
| GAP Coinvestments CDA, L.P. | TenPercentOwner | 2 | 2006 | ||
| GAP COINVESTMENTS III LLC | TenPercentOwner | 2 | 2006 | ||
| GAP COINVESTMENTS IV LLC | TenPercentOwner | 2 | 2006 | ||
| GAPCO MANAGEMENT GMBH | TenPercentOwner | 2 | 2006 | ||
| GAPSTAR LLC | TenPercentOwner | 2 | 2006 | ||
| GENERAL ATLANTIC LLC | TenPercentOwner | 2 | 2006 | ||
| General Atlantic Partners 82, L.P. | TenPercentOwner | 2 | 2006 | ||
| Siciliano Frank | Director; Director,Officer | Treasurer | 9 | 2006–2008 | |
| Citrone Neil | Director | 7 | 2006–2008 | ||
| Gordon Thomas | Director | 10 | 2006–2008 | ||
| Halper Robert | Director; Director,Officer; Other | Vice Chairman | 24 | 2006–2008 | |
| Rappaport Daniel | Director | 28 | 2006–2008 | ||
| Suskind Dennis | Director | 6 | 2006–2008 | ||
| ARDIZZONE STEPHEN EDWARD | Director | 8 | 2006–2008 | ||
| MCDONNELL KEVIN T | Other | 1 | 2006 | person page Fuzzy | |
| MCNAMARA JOHN L | Director; Other | 5 | 2006–2008 | ||
| BOWEN CHRISTOPHER | Officer; OfficerOther | CAO, Secty&General Counsel; Chief Admin. Officer & Sec.; General Counsel and CAO | 3 | 2006–2008 | |
| BOYD MADELINE | Officer | Sen. VP - External Affairs | 1 | 2006 | |
| FALIS MELVYN J | Director | 5 | 2006–2008 | ||
| GAER SAMUEL H | Officer | Chief Information Officer; Chief Information Officer&EVP; Chief Information Officer, EVP | 15 | 2006–2008 | |
| GERO A GEORGE | Director | 5 | 2006–2008 | ||
| Gralla Harvey | Director; Other | 5 | 2006–2008 | ||
| GREENBERG DAVID | Director; Other | 4 | 2006–2007 | ||
| Keating Sean M | Officer | Sen. VP - Clearing Services; SVP - Clearing Services | 4 | 2006–2008 | |
| Kerschner Richard | Officer | Co-General Counsel; General Counsel; SVP - Corp. Gov. & Strat. Init; SVP-Corp Gov.&Strat.Initiative | 4 | 2006–2008 | |
| LASALA THOMAS | Officer | Chief Regulatory Officer | 5 | 2006–2008 | |
| LEVIN ROBERT A | Officer | Senior VP - Research; SVP - Research | 13 | 2006–2008 | |
| Newsome James E | Director,Officer | President and CEO; President & CEO | 5 | 2006–2008 | |
| Raia Joseph | Officer | Senior Vice President; Senior VP - Marketing; SVP - Marketing | 4 | 2006–2008 | |
| SCHAEFFER RICHARD | Director; Director,Officer | Chairman | 6 | 2006–2008 | |
| Shifrin Kenneth David | Officer | Chief Financial Officer | 4 | 2006–2008 | |
| STEELE ROBERT H | Director | 5 | 2006–2008 | ||
| Wall Ian | Officer | SVP - Technology; SVP -- Technology | 6 | 2007–2008 | |
| Purpura William | Officer; Other | SVP - COMEX Division | 5 | 2007–2008 | |
| MAXWELL WILLIAM S | Director | 5 | 2007–2008 | ||
| Chesir Benjamin | Officer | SVP - New Product Development | 4 | 2007–2008 | |
| Regan Brian James | Officer | SVP and Counsel | 5 | 2007–2008 | |
| Rodriguez Christopher | Officer | SVP - Corporate Development | 4 | 2007–2008 | |
| Gabler Howard | Director | 3 | 2007–2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NYMEX HOLDINGS LLC | NY | State business registries | name and state |
| SEC filer | NYMEX HOLDINGS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Kevin T Mcdonnell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, NY first:
- NATIONAL HOLDINGS CORP NY
- SAXON ACQUISITION CORP NY
- ML JWH STRATEGIC JOINT VENTURE LLC NY
- TD WATERHOUSE GROUP INC NY
- BGC Group, Inc. NY
- MORGAN GROUP HOLDING CO NY
- PRIMUS GUARANTY LTD NY
- GFI Group Inc. NY
- International Securities Exchange Holdings, Inc. NY
- ACA Capital Holdings Inc NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance