IPO registrations (S-1, F-1) · Registrants
ACA Capital Holdings Inc
- SEC CIK
- 1304623 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-05-10, last 2007-06-14; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2006-11-13; declared effective 2006-11-09; withdrawal requested 2007-06-29
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Business address
- 140 BROADWAY, New York, NY 10004
- EDGAR entity type
- operating
- Insiders and CEO pay
- ACA Capital Holdings Inc on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2006-11-02)
- Final price
- $13.00 per share, below the range (424B4 filed 2006-11-13, an initial public offering)
- Shares sold
- 23,541 (6,875,000 by the company, 23,541 by selling holders)
- Gross proceeds
- $306,033 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ACA
- Lead underwriters
- Credit Suisse
- Syndicate
- J.P. Morgan; Bear Stearns; Stephens; KBW
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: ACA Capital Holdings Inc EXACT (CIK (EXACT))
- Person page: Douglas L Jacobs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: W R Stephens Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-05-10 | S-1 | S-1 (registration) | ACA Capital Holdings Inc | 0001047469-06-006747 ↗ |
| 2006-06-29 | S-1/A | S-1/A (amendment) | ACA Capital Holdings Inc | 0001047469-06-009032 ↗ |
| 2006-08-29 | S-1/A | S-1/A (amendment) | ACA Capital Holdings Inc | 0001047469-06-011349 ↗ |
| 2006-10-03 | S-1/A | S-1/A (amendment) | ACA Capital Holdings Inc | 0001047469-06-012380 ↗ |
| 2006-10-30 | S-1/A | S-1/A (amendment) | ACA Capital Holdings Inc | 0001047469-06-013231 ↗ |
| 2006-11-02 | S-1/A | S-1/A (amendment) | ACA Capital Holdings Inc | 0001047469-06-013457 ↗ |
| 2006-11-09 | EFFECT | EFFECT (declared effective) | ACA Capital Holdings Inc | 9999999995-06-002262 ↗ |
| 2006-11-13 | 424B4 | 424B4 (final prospectus) | ACA Capital Holdings Inc | 0001047469-06-013877 ↗ |
| 2007-06-14 | S-1 | S-1 (registration) | ACA Capital Holdings Inc | 0001047469-07-005002 ↗ |
| 2007-06-29 | RW | RW (withdrawal request) | ACA Capital Holdings Inc | 0001047469-07-005294 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-11-02 | S-1/A | registration statement | $15.00–$17.00 | $11.28 | 10,778,580 | $121,582,382 | NYSE ACA | 5 | primary document; range, price line, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2006-11-13 | 424B4 | final prospectus | $13.00 | 23,541 | $306,033 | NYSE ACA | 5 | primary document; price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aurelio Maryann | Other | 1 | 2006 | ||
| Barse David Michael | Director | 1 | 2006 | ||
| Brown Maureen | Other | 1 | 2006 | ||
| BSMB/ACA LLC | TenPercentOwner | 2 | 2006 | ||
| Chestnut Hill ACA, LLC | TenPercentOwner | 2 | 2006 | ||
| Dahlman Nora | Officer | Managing Dir., General Counsel | 2 | 2006 | |
| DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC | Other | 3 | 2006 | ||
| Foley Keith | Other | 1 | 2006 | ||
| FORTRESS INVESTMENT GROUP LLC | Other | 3 | 2006 | ||
| Fortress Investment Holdings LLC | Other | 3 | 2006 | ||
| FW ACA Investors, L.P. | Other | 4 | 2006–2007 | ||
| Gilpin Edward U | Director,Officer; Director,OfficerOther | EVP & CFO | 4 | 2006–2007 | |
| HOWARD JOHN | TenPercentOwner | 2 | 2006 | ||
| INSURANCE GENPAR LP | Other | 1 | 2006 | ||
| INSURANCE GENPAR LP / BERMUDA | Other | 1 | 2006 | ||
| INSURANCE GENPAR MGP INC | Other | 1 | 2006 | ||
| INSURANCE GENPAR MGP LP | Other | 1 | 2006 | ||
| INSURANCE GENPAR MGP LP / BERMUDA | Other | 1 | 2006 | ||
| INSURANCE GENPAR MGP LTD /BERMUDA | Other | 1 | 2006 | ||
| INSURANCE PARTNERS LP | Other | 1 | 2006 | ||
| INSURANCE PARTNERS OFFSHORE LP | Other | 1 | 2006 | ||
| IP/MCLP, L.L.C. | Other | 1 | 2006 | ||
| Isack Arthur | Other | 1 | 2006 | ||
| JACOBS DOUGLAS L | Director | 2 | 2006 | person page Fuzzy | |
| Juneja Robert | Director | 1 | 2006 | ||
| King David E | Director | 1 | 2006 | ||
| Mumford Lisa | Officer; OfficerOther | Chief Accounting Officer | 5 | 2006–2007 | |
| Nelson Tyler | Other | 1 | 2006 | ||
| Pimbley Joseph | Officer | EVP; EVP Institutional Risk Mgmt.; Executive Vice President | 6 | 2006–2007 | |
| Roseman Alan S | Director,OfficerOther | Deputy Chairman, CEO & Pres; Deputy Chairman,CEO & Pres | 2 | 2006 | |
| Rothman James | Officer; Other | Sr. Mng. Dir., Strct. Credit | 3 | 2006–2007 | |
| Schwartz Laura | Officer | Sr. Mng. Dir., CDO Asset Mgmt; Sr. Mng. Dir., CDO Asset Mgmt. | 2 | 2006 | |
| Selles Ruben | Officer; Other | EVP Municipal Finance | 3 | 2006–2008 | |
| Smith Robert M | Other | 3 | 2006–2007 | ||
| Tomljanovic William | OfficerOther; Other | EVP, Credit | 9 | 2006–2007 | |
| Berylson John G | Director; DirectorOther | 2 | 2006 | ||
| LACY WILLIAM H | Director | 2 | 2006 | ||
| SF HOLDING CORP | Other; TenPercentOwnerOther | 2 | 2006–2007 | ||
| STEPHENS WARREN A | DirectorOther; Director,TenPercentOwnerOther | 2 | 2006–2007 | ||
| Banc of America Strategic Investments CORP | Other | 2 | 2006 | ||
| DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP | Other | 2 | 2006 | ||
| Drawbridge Special Opportunities GP LLC | Other | 2 | 2006 | ||
| Fortress Principal Investment Holdings IV LLC | Other | 2 | 2006 | ||
| LIFE INVESTORS VARIABLE LIFE ACCOUNT A | Other | 4 | 2006 | ||
| SEPARATE ACCOUNT VUL-A | Other | 4 | 2006 | ||
| BANK OF AMERICA CORP /DE/ | Other | 1 | 2006 | ||
| LIFE INVESTORS INSURANCE CO OF AMERICA | Other | 2 | 2006 | ||
| TRANSAMERICA LIFE INSURANCE CO | Other | 2 | 2006 | ||
| Ingato Vincent Michael | Other | 4 | 2007 | ||
| Larson Brad Lewis | Other | 3 | 2007 | ||
| Willkomm Adam Richard | Other | 6 | 2007 | ||
| Hill Peter Jon | Officer | Executive Vice President; X Exec. V.P.-Head of Pub. Fin. | 2 | 2007 | |
| CRANDALL J TAYLOR | Other | 2 | 2007 | ||
| GROUP III 31 LLC | Other | 2 | 2007 | ||
| CAMPBELL ELIZABETH STEPHENS | Other | 1 | 2007 | ||
| Stephens Investments Holdings LLC | Other | 1 | 2007 | ||
| STEPHENS WILTON R JR | Other | 1 | 2007 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | ACA Capital Holdings Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Douglas L Jacobs | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | W R Stephens Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance