IPO registrations (S-1, F-1) · Registrants
International Securities Exchange Holdings, Inc.
- SEC CIK
- 1295230 · filings on EDGAR ↗
- Name on the registration
- International Securities Exchange, Inc.
- Former names
- International Securities Exchange, Inc. (2002–2006)
- Registration
- Form S-1, first filed 2004-07-02, last 2005-12-06; 2 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2005-03-09
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Business address
- 60 BROAD STREET, New York, NY 10004
- EDGAR entity type
- operating
- Insiders and CEO pay
- International Securities Exchange Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2005-03-07)
- Final price
- $18.00 per share, within the range (424B4 filed 2005-03-09, an initial public offering)
- Shares sold
- 10,049,308 (4,000,000 by the company, 6,049,308 by selling holders)
- Gross proceeds
- $180,887,544 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ISE
- Lead underwriters
- Bear Stearns; Morgan Stanley
- Syndicate
- Goldman Sachs; BofA Securities; Deutsche Bank; UBS; Merrill Lynch
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: INTERNATIONAL SECURITIES EXCHANGE HOLDINGS, INC. Fuzzy (name and state)
- SEC filer: International Securities Exchange Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Mark P Kritzman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-07-02 | S-1 | S-1 (registration) | International Securities Exchange, Inc. | 0001193125-04-113835 ↗ |
| 2004-08-27 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-04-147455 ↗ |
| 2004-10-06 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-04-167262 ↗ |
| 2004-11-15 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-04-195995 ↗ |
| 2005-01-14 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-006282 ↗ |
| 2005-02-07 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-020129 ↗ |
| 2005-02-10 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-024115 ↗ |
| 2005-02-16 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-030851 ↗ |
| 2005-03-07 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-043118 ↗ |
| 2005-03-09 | 424B4 | 424B4 (final prospectus) | International Securities Exchange, Inc. | 0001193125-05-044989 ↗ |
| 2005-11-10 | S-1 | S-1 (registration) | International Securities Exchange, Inc. | 0001193125-05-223313 ↗ |
| 2005-11-18 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-229555 ↗ |
| 2005-11-30 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-233851 ↗ |
| 2005-12-06 | S-1/A | S-1/A (amendment) | International Securities Exchange, Inc. | 0001193125-05-237592 ↗ |
| 2005-12-09 | 424B4 | 424B4 (final prospectus) | International Securities Exchange, Inc. | 0001193125-05-239410 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-03-07 | S-1/A | registration statement | $16.00–$18.00 | 10,049,308 | - | NYSE ISE | 7 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2005-03-09 | 424B4 | final prospectus | $18.00 | 10,049,308 | $180,887,544 | NYSE ISE | 7 | primary document; price sentence, shares headline, proceeds computed, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ascher Thomas A | Officer | Chief Strategy Officer | 15 | 2006–2007 | |
| Goldberg Bruce D | Officer | Chief Marketing Officer | 29 | 2006–2007 | |
| Jones Frank J | Director | 9 | 2006–2007 | ||
| Katz Gary | Officer | Chief Operating Officer | 20 | 2006–2007 | |
| Krell David | Director,Officer | President and CEO | 27 | 2006–2007 | |
| Kritzman Mark P | Director | 8 | 2006–2007 | person page Fuzzy | |
| Marshall John F | Director | 10 | 2006–2007 | ||
| Cooperman Bruce | Officer | Chief Financial Officer; Treasurer | 28 | 2006–2007 | |
| Friel Daniel | Officer | Chief Information Officer | 28 | 2006–2007 | |
| Muni Amit | Officer | Controller, Prin. Acc. Officer; Prin. Acc. Officer | 10 | 2006–2007 | |
| Simon Michael J | Officer | GC, Sec'y, Chief Reg Officer; Secretary | 20 | 2006–2007 | |
| Diamond Barbara B | Director | 12 | 2006–2007 | ||
| Riley Ivers W | Director; Other | 8 | 2006–2007 | ||
| Koltes John A | Director | 3 | 2006 | ||
| Miller Sarah A | Director | 6 | 2006–2007 | ||
| Pearl Carleton Day | Director | 5 | 2006–2007 | ||
| Donnelly Brian P | Director | 1 | 2006 | ||
| Harkness James V | Director | 58 | 2006–2007 | ||
| PORTER WILLIAM A | Director | 3 | 2006–2007 | ||
| Bottini Peter | Director | 2 | 2006–2007 | ||
| Boyle Edward | Director | 2 | 2006–2007 | ||
| Brenner Andrew | Officer | Managing Director | 6 | 2006–2007 | |
| SCHMALENSEE RICHARD L | Director | 4 | 2006–2007 | ||
| ELLIS LEONARD | Director | 2 | 2007 | ||
| Frederick Randy | Director | 2 | 2007 | ||
| Stefanelli Joseph | Director | 2 | 2007 | ||
| Vecchione Kenneth | Director | 2 | 2007 | ||
| Flynn Sean D | Director | 1 | 2007 | ||
| Lehman Jason | Director | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | INTERNATIONAL SECURITIES EXCHANGE HOLDINGS, INC. | NY | State business registries | name and state |
| SEC filer | International Securities Exchange Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Mark P Kritzman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance