IPO registrations (S-1, F-1) · Registrants
GFI Group Inc.
- SEC CIK
- 1292426 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-06-16, last 2005-01-25; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2005-01-26
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Incorporated in
- DE
- Business address
- 55 WATER STREET, New York, NY 10041
- EIN
- 80-0006224
- EDGAR entity type
- operating
- Insiders and CEO pay
- GFI Group Inc. on the corporate pages
Offering terms
- Final price
- $21.00 per share (424B4 filed 2005-01-26, an initial public offering)
- Shares sold
- 5,857,224 (3,947,369 by the company, 1,909,855 by selling holders)
- Gross proceeds
- $123,001,704 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GFIG
- Lead underwriters
- Citigroup (2,050,028 shares); Merrill Lynch (2,050,028 shares)
- Syndicate
- BofA Securities (673,581); J.P. Morgan (673,581); Jefferies (410,006)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: GFI GROUP INC Fuzzy (name and state)
- Business registration: GFI GROUP INC. Fuzzy (name and state)
- Business registration: GFI GROUP LLC Fuzzy (name and state)
- Form 5500 plan sponsor: GFI GROUP INC. EXACT (EIN (EXACT))
- Lobbying client: GFI GROUP, INC. Fuzzy (name and state)
- SEC filer: GFI Group Inc. EXACT (CIK (EXACT))
- Person page: Peter J Powers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William J Moran Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-06-16 | S-1 | S-1 (registration) | GFI Group Inc. | 0001047469-04-020682 ↗ |
| 2004-08-05 | S-1/A | S-1/A (amendment) | GFI Group Inc. | 0001047469-04-025387 ↗ |
| 2004-09-17 | S-1/A | S-1/A (amendment) | GFI Group Inc. | 0001047469-04-029044 ↗ |
| 2004-11-30 | S-1/A | S-1/A (amendment) | GFI Group Inc. | 0001047469-04-035430 ↗ |
| 2005-01-06 | S-1/A | S-1/A (amendment) | GFI Group Inc. | 0001047469-05-000204 ↗ |
| 2005-01-24 | S-1/A | S-1/A (amendment) | GFI Group Inc. | 0001047469-05-001300 ↗ |
| 2005-01-25 | S-1/A | S-1/A (amendment) | GFI Group Inc. | 0001047469-05-001399 ↗ |
| 2005-01-25 | S-1MEF | S-1MEF (added securities) | GFI Group Inc. | 0001047469-05-001525 ↗ |
| 2005-01-26 | 424B4 | 424B4 (final prospectus) | GFI Group Inc. | 0001047469-05-001587 ↗ |
| 2006-05-18 | 424B1 | 424B1 (final prospectus) | GFI Group Inc. | 0001047469-06-007410 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-01-25 | S-1/A | registration statement | 10,153,075 | - | 0 | primary document; shares headline | document ↗ | |||
| 2005-01-26 | 424B4 | final prospectus | $21.00 | 5,857,224 | $123,001,704 | Nasdaq GFIG | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Kalish Geoffery | Director | 28 | 2006–2010 | ||
| Breuer Jurgen Heinz | Officer | Senior Managing Director | 9 | 2006–2008 | |
| Everaert Michel | Officer | CIO, e-commerce | 8 | 2006–2007 | |
| Fewer Donald | Officer | Senior Managing Director | 11 | 2006–2007 | |
| Giancarlo J Christopher | Officer | Executive Vice President | 50 | 2006–2014 | |
| Gooch Michael | Director,Officer,TenPercentOwner | Chairman and CEO; Executive Chairman | 49 | 2006–2015 | |
| Heffron Colin | Director,Officer | Chief Executive Officer; President | 30 | 2006–2015 | |
| McMillan Stephen | Officer | Senior Managing Director | 4 | 2006–2007 | |
| Peers James | Officer | Chief Financial Officer | 22 | 2006–2015 | |
| Pintoff Scott | Officer | General Counsel and Secretary | 18 | 2006–2013 | |
| Cassoni Marisa | Director | 21 | 2006–2015 | ||
| Pike Christopher | Director | 2 | 2006 | ||
| Ward John W | Director | 20 | 2006–2013 | ||
| Levi Ronald Daniel | Officer | Chief Operating Officer | 29 | 2006–2015 | |
| Jersey Partners Inc. | TenPercentOwner | 21 | 2006–2014 | ||
| MACDONALD JOHN R | Director | 9 | 2006–2008 | ||
| FANZILLI FRANK J | Director | 12 | 2009–2015 | ||
| Magee Richard William | Director | 10 | 2010–2015 | ||
| Cancro Thomas | Officer | Principal Accounting Officer | 1 | 2014 | |
| CME GROUP INC. | TenPercentOwner | 1 | 2014 | ||
| BGC Partners, L.P. | TenPercentOwner | 10 | 2014–2015 | ||
| MORAN WILLIAM J | Director | 1 | 2015 | person page Fuzzy | |
| POWERS PETER J | Director | 1 | 2015 | person page Fuzzy | |
| Snow Michael | Director | 2 | 2015 | ||
| Lynn Shaun D | Director | 1 | 2015 | ||
| MERKEL STEPHEN M | Director | 1 | 2015 | ||
| LUTNICK HOWARD W | Director,Officer,TenPercentOwner | Chief Executive Officer | 1 | 2015 | |
| Windeatt Sean A | Officer | Chief Operating Officer | 1 | 2015 | |
| CANTOR FITZGERALD SECURITIES | Director,TenPercentOwner | 3 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | GFI GROUP INC | NY | State business registries | name and state |
| Business registration | GFI GROUP INC. | NY | State business registries | name and state |
| Business registration | GFI GROUP LLC | NY | State business registries | name and state |
| Plan sponsor | GFI GROUP INC. | NY | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Lobbying client | GFI GROUP, INC. | NY | Federal lobbying (LDA) | name and state |
| Patent assignee | GFI GROUP, INC. | NY | Patents (USPTO) | name and state |
| SEC filer | GFI Group Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | GFI Group Inc. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | GFI GROUP INC. | EIN (EXACT) | ||
| Person page | Peter J Powers | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William J Moran | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, NY first:
- NATIONAL HOLDINGS CORP NY
- SAXON ACQUISITION CORP NY
- ML JWH STRATEGIC JOINT VENTURE LLC NY
- TD WATERHOUSE GROUP INC NY
- BGC Group, Inc. NY
- NYMEX HOLDINGS INC NY
- MORGAN GROUP HOLDING CO NY
- PRIMUS GUARANTY LTD NY
- International Securities Exchange Holdings, Inc. NY
- ACA Capital Holdings Inc NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance