IPO registrations (S-1, F-1) · Registrants
TD WATERHOUSE GROUP INC
- SEC CIK
- 1085095 · filings on EDGAR ↗
- Former names
- TD WATERHOUSE SECURITIES INC (1999–1999)
- Registration
- Form S-1, first filed 1999-04-30, last 1999-06-22; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1999-06-23
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Incorporated in
- DE
- Business address
- 100 WALL STREET, New York, NY 10005
- EIN
- 13-4056516
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $20.00–$24.00 per share (S-1/A filed 1999-06-22)
- Final price
- $24.00 per share, within the range (424B1 filed 1999-06-23, an initial public offering)
- Shares sold
- 42,000,000
- Gross proceeds
- $1,008,000,000 before underwriting discounts and any over-allotment option
- Listing
- TSX under the symbol TWE
- Lead underwriters
- Credit Suisse (4,440,800 shares); TD Securities (4,440,800 shares); Goldman Sachs (4,440,800 shares); Citigroup (4,440,800 shares); Morgan Stanley (4,440,800 shares)
- Syndicate
- ABN AMRO (364,000); Bear Stearns (364,000); Sanford C. Bernstein & Co., Inc (182,000); Blaylock & Partners, L.P (182,000); CIBC World Markets (364,000); Deutsche Bank (364,000); Guzman & Company (182,000); Invemed Associates, Inc (364,000); Lehman Brothers (364,000); Merrill Lynch (364,000); J.P. Morgan (364,000); Putnam, Lovell, de Guardiola & Thornton, Inc (182,000); Raymond James (182,000); Schroder & Co. Inc (364,000); Muriel Siebert & Co. (182,000); Piper Sandler (182,000); Warburg Dillion Read LLC (364,000); Wit Capital (182,000); Credit Suisse First Boston Securities Canada, Inc (2,100,000); Nesbitt Burns Inc (1,102,500); ScotiaMcLeod Inc (1,102,500); RBC Capital Markets (945,000); Merrill Lynch Canada Inc (630,000); Levesque Beaubien Geoffrion Inc (420,000); Griffiths McBurney & Partners (210,000); First Marathon Securities Limited (105,000); HSBC (105,000); Newcrest Capital Inc (105,000); Trilon Securities Corporation (105,000); The Toronto-Dominion Bank (1,008,000); Deutsche Bank AG London (280,000); UBS AG, acting through its division Warburg Dillon Read (280,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-04-30 | S-1 | S-1 (registration) | TD WATERHOUSE SECURITIES INC | 0000950123-99-004011 ↗ |
| 1999-06-07 | S-1/A | S-1/A (amendment) | TD WATERHOUSE GROUP INC | 0000950123-99-005421 ↗ |
| 1999-06-17 | S-1/A | S-1/A (amendment) | TD WATERHOUSE GROUP INC | 0000950123-99-005721 ↗ |
| 1999-06-22 | S-1/A | S-1/A (amendment) | TD WATERHOUSE GROUP INC | 0000950123-99-005836 ↗ |
| 1999-06-22 | S-1MEF | S-1MEF (added securities) | TD WATERHOUSE GROUP INC | 0000950123-99-005852 ↗ |
| 1999-06-23 | 424B1 | 424B1 (final prospectus) | TD WATERHOUSE GROUP INC | 0000950123-99-005876 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-06-22 | S-1/A | registration statement | $20.00–$24.00 | $22.00 | 32,000,000 | $704,000,000 | TSX TWE | 5 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
| 1999-06-23 | 424B1 | final prospectus | $24.00 | 42,000,000 | $1,008,000,000 | TSX TWE | 37 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 37, cover names 5 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
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In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance