IPO registrations (S-1, F-1) · Registrants
PRIMUS GUARANTY LTD
- SEC CIK
- 1170593 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-04-26, last 2004-09-29; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2004-09-30; declared effective 2006-06-28
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Business address
- C/O PRIMUS ASSET MANAGEMENT INC, 360 MADISON AVE 23RD FL, New York, NY 10017
- EDGAR entity type
- operating
- Insiders and CEO pay
- PRIMUS GUARANTY LTD on the corporate pages
Offering terms
- Proposed price range
- $13.50–$15.50 per share (S-1/A filed 2004-09-29)
- Final price
- $13.50 per share, within the range (424B1 filed 2004-09-30, an initial public offering)
- Shares sold
- 10,344,828 (9,143,493 by the company, 1,201,335 by selling holders)
- Gross proceeds
- $139,655,178 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol PRS
- Lead underwriters
- Morgan Stanley (2,586,208 shares); Credit Suisse (1,551,724 shares)
- Syndicate
- UBS (517,241); William Blair (517,241); KBW (517,241)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Lobbying client: PRIMUS GUARANTY, LTD. Fuzzy (name and state)
- SEC filer: PRIMUS GUARANTY LTD EXACT (CIK (EXACT))
- Person page: Duncan Goldie-Morrison Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-04-26 | S-1 | S-1 (registration) | PRIMUS GUARANTY LTD | 0000950136-04-001271 ↗ |
| 2004-06-10 | S-1/A | S-1/A (amendment) | PRIMUS GUARANTY LTD | 0000950136-04-001897 ↗ |
| 2004-07-23 | S-1/A | S-1/A (amendment) | PRIMUS GUARANTY LTD | 0000950136-04-002295 ↗ |
| 2004-08-17 | S-1/A | S-1/A (amendment) | PRIMUS GUARANTY LTD | 0000950136-04-002657 ↗ |
| 2004-09-09 | S-1/A | S-1/A (amendment) | PRIMUS GUARANTY LTD | 0000950136-04-002924 ↗ |
| 2004-09-24 | S-1/A | S-1/A (amendment) | PRIMUS GUARANTY LTD | 0000950136-04-003088 ↗ |
| 2004-09-29 | S-1/A | S-1/A (amendment) | PRIMUS GUARANTY LTD | 0000950136-04-003160 ↗ |
| 2004-09-30 | 424B1 | 424B1 (final prospectus) | PRIMUS GUARANTY LTD | 0000950136-04-003205 ↗ |
| 2006-06-28 | EFFECT | EFFECT (declared effective) | PRIMUS GUARANTY LTD | 9999999995-06-000533 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-09-29 | S-1/A | registration statement | $13.50–$15.50 | $8.65 | 10,344,828 | $89,482,762 | NYSE PRS | 18 | primary document; range, price line, shares headline, proceeds computed, underwriting table 1, cover names 17 | document ↗ |
| 2004-09-30 | 424B1 | final prospectus | $13.50 | 10,344,828 | $139,655,178 | NYSE PRS | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FILIPPS FRANK P | Director | 13 | 2006–2011 | ||
| Goldie-Morrison Duncan | Director | 7 | 2006–2008 | person page Fuzzy | |
| Hartlage Thomas | Director | 16 | 2006–2011 | ||
| HUNT JAMES KELSO | Director | 9 | 2006–2009 | ||
| LUSARDI ROBERT R | Director | 15 | 2006–2011 | ||
| TRANSAMERICA LIFE INSURANCE CO | TenPercentOwner | 11 | 2006–2011 | ||
| WARD JOHN A III | Director | 12 | 2006–2011 | ||
| Claiden Richard | Director,Officer; Officer | CFO & COO; Chief Executive Officer; Chief Financial Officer; Chief Financial; Operating Off | 25 | 2006–2012 | |
| CalPERS/PCG Corporate Partners, LLC | TenPercentOwner | 1 | 2006 | ||
| Pacific Corporate Group Holdings, LLC | Other | 1 | 2006 | ||
| PCG Corporate Partners Investments LLC | Other | 1 | 2006 | ||
| Jasper Thomas W | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer | 44 | 2006–2010 | |
| Snow Zachary | Officer | General Counsel | 3 | 2006 | |
| McLendon Charles | Officer | President- Primus Asset Mgmnt; President-Primus Asset Mgmnt; President- Primus Asset Mgmt.; President-Primus Asset Mgmt.; President - Primus Asset Mgt.; Pres - Primus Asset Management; Pres ?Primus Asset Management; Pres.?Primus Asset Management; Pres.-Primus Asset Mgmt. | 13 | 2006–2009 | |
| Truett Charles B | Officer | Head of Portfolio Management | 4 | 2006–2007 | |
| ESPOSITO MICHAEL P JR | Director | 14 | 2006–2011 | ||
| XL CAPITAL LTD | TenPercentOwner | 2 | 2007–2010 | ||
| XL Insurance (Bermuda) Ltd | TenPercentOwner | 2 | 2007–2010 | ||
| LUCK FIONA E | Director | 1 | 2007 | ||
| GIORDANO PAUL S | Director | 4 | 2008–2011 | ||
| BROWN THOMAS K | TenPercentOwner | 128 | 2008–2012 | ||
| SECOND CURVE CAPITAL LLC | TenPercentOwner | 129 | 2008–2012 | ||
| MacNaughton James H | Director | 6 | 2008–2011 | ||
| Czerniecki David | Director | 1 | 2009 | ||
| Lisee John | Officer | Controller | 2 | 2009 | |
| Gerosa Christopher N. | Officer | CFO & Treasurer; Chief Financial Officer | 4 | 2010–2012 | |
| EBF & ASSOCIATES L P | TenPercentOwner | 1 | 2011 | ||
| FREY MICHAEL J | TenPercentOwner | 1 | 2011 | ||
| GLOBAL CAPITAL MANAGEMENT INC/MN | TenPercentOwner | 1 | 2011 | ||
| Lydiard Partners III, LLC | TenPercentOwner | 1 | 2011 | ||
| Sullivan Michael M | Director | 1 | 2011 | ||
| Vertin Vincent | Director | 1 | 2011 | ||
| TRITTO VINCENT | Officer | General Counsel | 5 | 2011–2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | PRIMUS GUARANTY, LTD. | NY | Federal lobbying (LDA) | name and state |
| SEC filer | PRIMUS GUARANTY LTD | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Duncan Goldie-Morrison | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, NY first:
- NATIONAL HOLDINGS CORP NY
- SAXON ACQUISITION CORP NY
- ML JWH STRATEGIC JOINT VENTURE LLC NY
- TD WATERHOUSE GROUP INC NY
- BGC Group, Inc. NY
- NYMEX HOLDINGS INC NY
- MORGAN GROUP HOLDING CO NY
- GFI Group Inc. NY
- International Securities Exchange Holdings, Inc. NY
- ACA Capital Holdings Inc NY
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance