IPO registrations (S-1, F-1) · Registrants
ASIA ELECTRONICS HOLDING CO INC
- SEC CIK
- 1041651 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 1997-07-03, last 1997-09-18; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1997-09-25
- Industry (SIC)
- Electronic Components, NEC 3679
- Incorporated in
- F5
- Business address
- ONE WORLD TRADE CENTER, SUITE 8513, New York, NY 10048
- EDGAR entity type
- operating
- Insiders and CEO pay
- ASIA ELECTRONICS HOLDING CO INC on the corporate pages
Offering terms
- Proposed price range
- $6.50–$8.50 per share (F-1/A filed 1997-09-18)
- Final price
- $8.00 per share, within the range (424B1 filed 1997-09-25, an initial public offering)
- Shares sold
- 4,600,000
- Gross proceeds
- $36,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AEHCF
- Lead underwriters
- Barington Capital Group, L.P (2,500,000 shares)
- Syndicate
- Barington Capital Group Value Investing Partners, Inc; Value Investing Partners, Inc (1,075,000); ABN AMRO Chicago Corporation (50,000); Bear Stearns (50,000); BT Alex. Brown (50,000); Cowen (50,000); Donaldson, Lufkin & Jenrette (50,000); A.G. Edwards (50,000); Montgomery Securities (50,000); Schroder & Co. Inc (50,000); Citigroup (50,000); UBS (50,000); Allen & Company (30,000); Arnhold and S. Bleichroeder, Inc (30,000); EVEREN Securities, Inc (30,000); First Albany Corporation (30,000); Gerard Klauer Mattison & Co., Inc (30,000); Interstate/Johnson Lane Corporation (30,000); Janney Montgomery Scott (30,000); Mesirow Financial, Inc (30,000); Needham & Company (30,000); Scott & Stringfellow, Inc (30,000); Unterberg Harris (30,000); Brean Murray & Co., Inc (15,000); Burnham Securities Inc (15,000); Chatsworth Securities LLC (15,000); Corinthian Partners, L.L.C (15,000); Cruttenden Roth Incorporated (15,000); D.H. Blair & Co., Inc (15,000); Dominick & Dominick Incorporated (15,000); GKN Securities Corp (15,000); Hampshire Securities Corporation (15,000); JW Charles Securities, Inc (15,000); John G. Kinnard and Company, Incorporated (15,000); Redwine & Company, Inc (15,000); M.J. Whitman, Inc (15,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: ASIA ELECTRONICS HOLDING CO INC EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-07-03 | F-1 | F-1 (foreign registration) | ASIA ELECTRONICS HOLDING CO INC | 0000950146-97-001020 ↗ |
| 1997-08-18 | F-1/A | F-1/A (amendment) | ASIA ELECTRONICS HOLDING CO INC | 0000950146-97-001287 ↗ |
| 1997-09-18 | F-1/A | F-1/A (amendment) | ASIA ELECTRONICS HOLDING CO INC | 0000950146-97-001456 ↗ |
| 1997-09-25 | F-1MEF | F-1MEF (added securities) | ASIA ELECTRONICS HOLDING CO INC | 0000950146-97-001476 ↗ |
| 1997-09-25 | 424B1 | 424B1 (final prospectus) | ASIA ELECTRONICS HOLDING CO INC | 0000950146-97-001479 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-09-18 | F-1/A | registration statement | $6.50–$8.50 | 50,000 | - | Nasdaq AEHCF | 1 | from the submission text; range, shares headline, cover names 1 | document ↗ | |
| 1997-09-25 | 424B1 | final prospectus | $8.00 | 4,600,000 | $36,800,000 | Nasdaq AEHCF | 37 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 36, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| James JayCee | TenPercentOwner; TenPercentOwnerOther | 2 | 2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | ASIA ELECTRONICS HOLDING CO INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electronic Components, NEC, NY first:
- GreenCell, Inc NY
- DGT Holdings Corp. NY
- POWER ONE INC CA
- MCE COMPANIES INC MI
- SAGE INC/CA CA
- ALTEON WEBSYSTEMS INC CA
- CHEROKEE INTERNATIONAL CORP CA
- COORSTEK INC CO
- LUMENON INNOVATIVE LIGHTWAVE TECHNOLOGY INC A8
- NEN LIFE SCIENCES INC MA
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Electronic Components, NEC · Technology