IPO registrations (S-1, F-1) · Registrants
KOS PHARMACEUTICALS INC
- SEC CIK
- 1018952 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-12-17, last 1997-10-20; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1997-03-07
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- FL
- Business address
- 1 CEDAR BROOK DRIVE, Cranbury, NJ 08512
- EIN
- 65-0670898
- EDGAR entity type
- operating
- Insiders and CEO pay
- KOS PHARMACEUTICALS INC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 1997-03-06)
- Final price
- $15.00 per share, within the range (424B4 filed 1997-03-07, an initial public offering)
- Shares sold
- 4,150,000
- Gross proceeds
- $62,250,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol KOSP
- Lead underwriters
- Cowen (856,000 shares)
- Syndicate
- Citigroup (856,000); Dillon, Read & Co. Inc (856,000); Bear Stearns (83,000); Alex. Brown & Sons (83,000); Credit Suisse (83,000); Donaldson, Lufkin & Jenrette (83,000); Hambrecht & Quist (83,000); Lazard (83,000); Lehman Brothers (83,000); Morgan Stanley (83,000); Oppenheimer (83,000); PaineWebber (83,000); Prudential Securities (83,000); Schroder Wertheim & Co. Incorporated (83,000); UBS (83,000); Invemed Associates, Inc (83,000); Allen & Company (42,000); Brean Murray & Co., Inc (42,000); Furman Selz LLC (42,000); Genesis Merchant Group Securities (42,000); Gruntal & Co., Incorporated (42,000); Nesbitt Burns Securities Inc (42,000); Raymond James (42,000); Scott & Stringfellow, Inc (42,000); Vector Securities International, Inc (42,000); Volpe, Welty & Company LLC (42,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: KOS PHARMACEUTICALS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Lobbying client: KOS PHARMACEUTICALS Fuzzy (name and state)
- Lobbying client: KOS PHARMACEUTICALS INC Fuzzy (name and state)
- Lobbying registrant: KOS PHARMACEUTICALS INC Fuzzy (name and state)
- SEC filer: KOS PHARMACEUTICALS INC EXACT (CIK (EXACT))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-17 | S-1 | S-1 (registration) | KOS PHARMACEUTICALS INC | 0000950170-96-001109 ↗ |
| 1997-01-17 | S-1/A | S-1/A (amendment) | KOS PHARMACEUTICALS INC | 0000950170-97-000028 ↗ |
| 1997-02-10 | S-1/A | S-1/A (amendment) | KOS PHARMACEUTICALS INC | 0000950170-97-000106 ↗ |
| 1997-03-06 | S-1/A | S-1/A (amendment) | KOS PHARMACEUTICALS INC | 0000950170-97-000259 ↗ |
| 1997-03-06 | S-1/A | S-1/A (amendment) | KOS PHARMACEUTICALS INC | 0000950170-97-000265 ↗ |
| 1997-03-07 | S-1MEF | S-1MEF (added securities) | KOS PHARMACEUTICALS INC | 0000950170-97-000266 ↗ |
| 1997-03-07 | 424B4 | 424B4 (final prospectus) | KOS PHARMACEUTICALS INC | 0000950170-97-000269 ↗ |
| 1997-09-11 | S-1 | S-1 (registration) | KOS PHARMACEUTICALS INC | 0000950144-97-009965 ↗ |
| 1997-09-25 | S-1/A | S-1/A (amendment) | KOS PHARMACEUTICALS INC | 0000950144-97-010368 ↗ |
| 1997-10-20 | S-1/A | S-1/A (amendment) | KOS PHARMACEUTICALS INC | 0000950144-97-011049 ↗ |
| 1997-10-22 | 424B1 | 424B1 (final prospectus) | KOS PHARMACEUTICALS INC | 0000950144-97-011092 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-03-06 | S-1/A | registration statement | $13.00–$15.00 | 3,500,000 | - | Nasdaq KOSP | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1997-03-06 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1997-03-07 | 424B4 | final prospectus | $15.00 | 4,150,000 | $62,250,000 | Nasdaq KOSP | 27 | from the submission text; price sentence, shares general, proceeds computed, underwriting table 27, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| KING RICHARD | Officer | EVP, Commercial Operations | 5 | 2006 | |
| ADAMS ADRIAN | Director,Officer | President & CEO | 3 | 2006 | |
| BALDINI ROBERT E | Director | 5 | 2006 | ||
| BELL DANIEL M | Director | 2 | 2006 | ||
| KOVEN ANDREW I | Officer | EVP, General Counsel | 2 | 2006 | |
| MCGOVERN MARK E | Officer | EVP, Chief Medical Officer | 3 | 2006 | |
| RODRIGUEZ JUAN F | Officer | SVP, Controller & Corp. Admin. | 4 | 2006 | |
| ROSSKAMP RALF | Officer | EVP, Research and Development | 4 | 2006 | |
| JAHARIS MARY | TenPercentOwner | 8 | 2006 | ||
| JAHARIS MICHAEL | Director,TenPercentOwner | 8 | 2006 | ||
| BRADEMAS JOHN | Director | 2 | 2006 | ||
| Ferro Kevin | Director | 3 | 2006 | ||
| JAHARIS STEVEN | Director; Director,TenPercentOwner | 3 | 2006 | ||
| NOVITCH MARK M D | Director | 3 | 2006 | ||
| Pruitt William D | Director | 2 | 2006 | ||
| WHITTEMORE FREDERICK B | Director | 2 | 2006 | ||
| Jaharis Family Foundation, Inc. | TenPercentOwner | 2 | 2006 | ||
| Steven Jaharis Generational Trust | TenPercentOwner | 2 | 2006 | ||
| MADIAS NICHOLAOS E | Director | 2 | 2006 | ||
| Clarke Kevin P | Officer | EVP, Chief Financial Officer | 1 | 2006 | |
| CUBS MANAGEMENT LLC | TenPercentOwner | 1 | 2006 | ||
| Jaharis Holdings, LLC | TenPercentOwner | 1 | 2006 | ||
| JAHARIS KATHRYN | TenPercentOwner | 1 | 2006 | ||
| WILSON POINT HOLDINGS LP | TenPercentOwner | 1 | 2006 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | KOS PHARMACEUTICALS, INC. | IL | State business registries | EIN (EXACT, as the state registration reports it) |
| Lobbying client | KOS PHARMACEUTICALS | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | KOS PHARMACEUTICALS INC | NJ | Federal lobbying (LDA) | name and state |
| Lobbying registrant | KOS PHARMACEUTICALS INC | NJ | Federal lobbying (LDA) | name and state |
| SEC filer | KOS PHARMACEUTICALS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Kos Pharmaceuticals, Inc. | NJ | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, NJ first:
- NOVADEL PHARMA INC NJ
- ELITE PHARMACEUTICALS INC /NV/ NJ
- MEMORY PHARMACEUTICALS CORP NJ
- PHIBRO ANIMAL HEALTH CORP NJ
- PTC THERAPEUTICS, INC. NJ
- ADVANCED NUTRACEUTICALS INC NJ
- Ayala Pharmaceuticals, Inc. NJ
- INSMED Inc NJ
- Sonnet BioTherapeutics Holdings, Inc. NJ
- WARNER CHILCOTT PLC NJ
In other datasets, the same topic (Health) in NJ:
- Nonprofit: 1ST CEREBRAL PALSY OF NEW JERSEY INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health