IPO registrations (S-1, F-1) · Registrants
NOVADEL PHARMA INC
- SEC CIK
- 1043873 · filings on EDGAR ↗
- Former names
- FLEMINGTON PHARMACEUTICAL CORP (1997–2002)
- Registration
- Form S-1, first filed 2010-06-09, last 2011-04-04; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2011-02-15; declared effective 2010-06-29
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 1200 ROUTE 22 EAST, SUITE 2000, Bridgewater, NJ 08807
- EIN
- 22-2407152
- EDGAR entity type
- operating
- Insiders and CEO pay
- NOVADEL PHARMA INC on the corporate pages
Offering terms
- Final price
- $0.17 per share (424B4 filed 2011-02-15)
- Shares sold
- 1,667
- Gross proceeds
- $275 before underwriting discounts and any over-allotment option
- Listing
- under the symbol NVDL.OB
- Lead underwriters
- Roth Capital Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NOVADEL PHARMA INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: NOVADEL PHARMA INC. EXACT (EIN (EXACT))
- SEC filer: NOVADEL PHARMA INC EXACT (CIK (EXACT))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-06-09 | S-1 | S-1 (registration) | NOVADEL PHARMA INC | 0000930413-10-003385 ↗ |
| 2010-06-22 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0001043873-10-000027 ↗ |
| 2010-06-29 | EFFECT | EFFECT (declared effective) | NOVADEL PHARMA INC | 9999999995-10-001987 ↗ |
| 2010-10-21 | S-1 | S-1 (registration) | NOVADEL PHARMA INC | 0000930413-10-005172 ↗ |
| 2010-11-05 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0000930413-10-005465 ↗ |
| 2011-01-14 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0000930413-11-000243 ↗ |
| 2011-02-04 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0000930413-11-000744 ↗ |
| 2011-02-10 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0000930413-11-000879 ↗ |
| 2011-02-14 | EFFECT | EFFECT (declared effective) | NOVADEL PHARMA INC | 9999999995-11-000449 ↗ |
| 2011-02-15 | 424B4 | 424B4 (final prospectus) | NOVADEL PHARMA INC | 0000930413-11-001078 ↗ |
| 2011-04-04 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0001043873-11-000017 ↗ |
| 2011-04-04 | S-1/A | S-1/A (amendment) | NOVADEL PHARMA INC | 0001043873-11-000019 ↗ |
| 2011-04-12 | EFFECT | EFFECT (declared effective) | NOVADEL PHARMA INC | 9999999995-11-000986 ↗ |
| 2011-06-07 | EFFECT | EFFECT (declared effective) | NOVADEL PHARMA INC | 9999999995-11-001756 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | S-1/A | registration statement | $0.17 | 40,000,000 | $6,600,000 | NVDL.OB | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 2011-02-15 | 424B4 | final prospectus | $0.17 | 1,667 | $275 | NVDL.OB | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SPICER MICHAEL E B | Officer | CFO and Corporate Secretary; CFO and Secretary; Chief Financial Officer | 7 | 2006–2009 | |
| Bonney Thomas E | Director | 11 | 2006–2011 | ||
| HAMILTON WILLIAM F PHD | Director | 4 | 2006–2008 | ||
| Nemeroff Charles | Director | 10 | 2006–2011 | ||
| RATOFF STEVEN B | Director; Director,Officer | Chief Executive Officer; President and CEO | 17 | 2006–2010 | |
| ROSENWALD LINDSAY A MD | TenPercentOwner | 4 | 2006–2007 | ||
| Moorin Jay | TenPercentOwner | 10 | 2006–2012 | ||
| ProQuest Associates III LLC | TenPercentOwner | 10 | 2006–2012 | ||
| ProQuest Investments III, L.P. | Director,TenPercentOwner; TenPercentOwner | 10 | 2006–2012 | ||
| SCHREIBER ALAIN | TenPercentOwner | 10 | 2006–2012 | ||
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | TenPercentOwner | 2 | 2006 | ||
| LOBELL J JAY | Director | 3 | 2006–2008 | ||
| Bergstrom David H | Officer | Chief Operating Officer; SVP & Chief Operating Officer; SVP-Chief Operating Officer | 6 | 2006–2009 | |
| Egberts Jan H | Director,Officer | President and CEO | 1 | 2007 | |
| Baric Mark J | Director | 8 | 2007–2011 | ||
| ZODDA DENI M PHD | Officer | SVP and Chief Business Officer; SVP, Chief Business Officer | 4 | 2007–2009 | |
| PROQUEST ASSOCIATES II LLC | TenPercentOwner | 7 | 2008–2012 | ||
| PROQUEST INVESTMENTS II LP | TenPercentOwner | 7 | 2008–2012 | ||
| PROQUEST INVESTMENTS II ADVISORS FUND LP | TenPercentOwner | 6 | 2009–2012 | ||
| Warusz Joseph Michael | Officer | Principal Accounting Officer | 1 | 2009 | |
| Johnson Craig A | Officer | Sr. VP, CFO and Secretary | 2 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NOVADEL PHARMA INC. | NJ | State business registries | EIN (EXACT, as the state registration reports it) |
| Patent assignee | Novadel Pharma Inc. | NJ | Patents (USPTO) | name and state |
| SEC filer | NOVADEL PHARMA INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | NovaDel Pharma Inc. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NOVADEL PHARMA INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, NJ first:
- KOS PHARMACEUTICALS INC NJ
- ELITE PHARMACEUTICALS INC /NV/ NJ
- MEMORY PHARMACEUTICALS CORP NJ
- PHIBRO ANIMAL HEALTH CORP NJ
- PTC THERAPEUTICS, INC. NJ
- ADVANCED NUTRACEUTICALS INC NJ
- Ayala Pharmaceuticals, Inc. NJ
- INSMED Inc NJ
- Sonnet BioTherapeutics Holdings, Inc. NJ
- WARNER CHILCOTT PLC NJ
In other datasets, the same topic (Health) in NJ:
- Nonprofit: 1ST CEREBRAL PALSY OF NEW JERSEY INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health