IPO registrations (S-1, F-1) · Registrants
PTC THERAPEUTICS, INC.
- SEC CIK
- 1070081 · filings on EDGAR ↗
- Former names
- PTC THERAPEUTICS INC (2004–2005)
- Registration
- Form S-1, first filed 2006-03-31, last 2014-02-12; 3 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2013-06-20; declared effective 2013-06-19; withdrawal requested 2007-04-20
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 500 WARREN CORPORATE CENTER DRIVE, Warren, NJ 07059
- EIN
- 04-3416587
- Ticker
- PTCT (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- PTC THERAPEUTICS, INC. on the corporate pages
Offering terms
- Proposed price range
- $13.00–$16.00 per share (S-1/A filed 2013-06-13)
- Final price
- $15.00 per share, within the range (424B4 filed 2013-06-20, an initial public offering)
- Shares sold
- 8,372,000
- Gross proceeds
- $125,580,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PTCT
- Lead underwriters
- J.P. Morgan (3,516,240 shares)
- Syndicate
- Credit Suisse (2,762,760); Cowen (1,465,100); Wedbush Securities (627,900)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PTC THERAPEUTICS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: PTC Therapeutics, Inc. Fuzzy (name and state)
- Business registration: PTC Therapeutics, Inc. Fuzzy (name and state)
- Business registration: PTC Therapeutics, Inc. Fuzzy (name and state)
- Business registration: PTC Therapeutics, Inc. Fuzzy (name and state)
- Business registration: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Business registration: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Business registration: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: PTC THERAPEUTICS, INC. EXACT (EIN (EXACT))
- Federal award recipient: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Form D issuer: PTC THERAPEUTICS, INC. EXACT (CIK (EXACT))
- Lobbying client: PTC THERAPEUTICS Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS INC. Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS INC. Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Lobbying client: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- Lobbying registrant: PTC THERAPEUTICS, INC. Fuzzy (name and state)
- SEC filer: PTC THERAPEUTICS, INC. EXACT (CIK (EXACT))
- Person page: David P Southwell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-03-31 | S-1 | S-1 (registration) | PTC THERAPEUTICS, INC. | 0000950123-06-004032 ↗ |
| 2006-05-04 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0000950123-06-005689 ↗ |
| 2006-05-19 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0000950123-06-006711 ↗ |
| 2007-04-20 | RW | RW (withdrawal request) | PTC THERAPEUTICS, INC. | 0000950123-07-005687 ↗ |
| 2013-05-16 | S-1 | S-1 (registration) | PTC THERAPEUTICS, INC. | 0001047469-13-006241 ↗ |
| 2013-05-28 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0001047469-13-006525 ↗ |
| 2013-06-05 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0001047469-13-006735 ↗ |
| 2013-06-13 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0001047469-13-006950 ↗ |
| 2013-06-19 | S-1MEF | S-1MEF (added securities) | PTC THERAPEUTICS, INC. | 0001104659-13-050214 ↗ |
| 2013-06-19 | EFFECT | EFFECT (declared effective) | PTC THERAPEUTICS, INC. | 9999999995-13-001852 ↗ |
| 2013-06-20 | 424B4 | 424B4 (final prospectus) | PTC THERAPEUTICS, INC. | 0001047469-13-007101 ↗ |
| 2014-01-31 | S-1 | S-1 (registration) | PTC THERAPEUTICS, INC. | 0001047469-14-000473 ↗ |
| 2014-02-10 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0001047469-14-000743 ↗ |
| 2014-02-12 | S-1/A | S-1/A (amendment) | PTC THERAPEUTICS, INC. | 0001047469-14-000824 ↗ |
| 2014-02-12 | S-1MEF | S-1MEF (added securities) | PTC THERAPEUTICS, INC. | 0001104659-14-009209 ↗ |
| 2014-02-12 | EFFECT | EFFECT (declared effective) | PTC THERAPEUTICS, INC. | 9999999995-14-000434 ↗ |
| 2014-02-14 | 424B4 | 424B4 (final prospectus) | PTC THERAPEUTICS, INC. | 0001047469-14-000884 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-06-13 | S-1/A | registration statement | $13.00–$16.00 | $20.26 | 6,900,000 | $139,794,000 | Nasdaq PTCT | 4 | primary document; range, price line, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2013-06-20 | 424B4 | final prospectus | $15.00 | 8,372,000 | $125,580,000 | Nasdaq PTCT | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALDRICH RICHARD | Director | 6 | 2013–2015 | ||
| Almstead Neil Gregory | Officer | Chief Technical Ops Officer; CHIEF TECHNICAL OPS OFFICER; EVP, Research and CMC; EVP Research Pharma Ops & Tech; Senior VP, Research and CMC | 60 | 2013–2026 | |
| Barth Jay Allan | Officer | VP, Clinical Development | 1 | 2013 | |
| Bolte Axel | Director | 2 | 2013 | ||
| Boulding Mark Elliott | Officer | Exec VP and CLO; Exec. VP and CLO; Exec. VP, and CLO; EXEC. VP AND CLO | 57 | 2013–2026 | |
| CREDIT SUISSE AG/ | Other; TenPercentOwner | 2 | 2013 | ||
| Hirawat Claudia de Oliveira Ribeiro | Officer | President | 10 | 2013–2015 | |
| Jacobson Allan Steven | Director | 27 | 2013–2026 | ||
| Koppel Adam | Director | 7 | 2013–2017 | ||
| Kovacs Shane William Charles | Officer | Chief Financial Officer; EVP, CFO & Head of Corp Dev | 9 | 2013–2017 | |
| Kranda Michael L | Director | 5 | 2013–2015 | ||
| McDonough Cameron Geoffrey | Director | 5 | 2013–2017 | ||
| Peltz Stuart Walter | Director,Officer | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 48 | 2013–2023 | |
| Rothera Mark | Officer | Chief Commercial Officer | 26 | 2013–2017 | |
| SCHMERTZLER MICHAEL | Director; Director,TenPercentOwner | 30 | 2013–2026 | ||
| SOUTHWELL DAVID P | Director | 23 | 2013–2026 | person page Fuzzy | |
| ZELDIS JEROME B | Director | 16 | 2013–2026 | ||
| ALLEN PAUL G | Director | 2 | 2013 | ||
| Cougar Investment Holdings LLC | Director | 2 | 2013 | ||
| VCVC III LLC | Director | 2 | 2013 | ||
| VCVC Management III LLC | Director | 2 | 2013 | ||
| Vulcan Capital Venture Capital I LLC | Director | 2 | 2013 | ||
| Vulcan Capital Venture Capital Management I, LLC | Director | 2 | 2013 | ||
| Vulcan Ventures Inc. | Director | 2 | 2013 | ||
| HBM Healthcare Investments (Cayman) Ltd. | TenPercentOwner | 3 | 2013 | ||
| Spiegel Robert J. | Officer | Chief Medical Officer | 6 | 2014–2016 | |
| Renaud Ronald C JR | Director | 5 | 2014–2017 | ||
| STEELE GLENN JR MD PHD | Director | 13 | 2015–2026 | ||
| Ong Tuyen | Officer | Chief Medical Officer | 2 | 2016–2017 | |
| Svoronos Dawn | Director | 13 | 2016–2022 | ||
| Complete Pharma Holdings II, LLC | TenPercentOwner | 2 | 2017 | ||
| Souza Marcio | Officer | Chief Operating Officer | 12 | 2017–2020 | |
| Utter Christine Marie | Officer | Principal Financial Officer; SVP, CHIEF ACCOUNTING OFFICER; SVP, Finance & CAO; SVP, FINANCE & CAO | 42 | 2017–2026 | |
| Okey Stephanie | Director | 17 | 2018–2026 | ||
| Reeve Emma | Director | 19 | 2018–2026 | ||
| Hill Emily Luisa | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 22 | 2019–2023 | |
| Klein Matthew B. | Director,Officer; Officer | Chief Development Officer; CHIEF EXECUTIVE OFFICER; Chief Operating Officer; CHIEF OPERATING OFFICER | 34 | 2020–2026 | |
| Pauwels Eric | Director,Officer; Officer | Chief Business Officer; CHIEF BUSINESS OFFICER; CHIEF EXECUTIVE OFFICER | 37 | 2020–2026 | |
| Smith Mary L. | Director | 8 | 2021–2026 | ||
| Young Alethia | Director | 7 | 2022–2026 | ||
| Bell William F. Jr. | Director | 3 | 2023–2024 | ||
| Golden Lee Scott | Officer | Chief Medical Officer; CHIEF MEDICAL OFFICER; EVP & CHIEF MEDICAL OFFICER | 15 | 2023–2026 | |
| Gravier Pierre | Officer | CHIEF FINANCIAL OFFICER | 12 | 2023–2026 | |
| Chutter Jessica Caroline | Director | 2 | 2026 | ||
| Sollie-Zetlmayer Hege Elisabeth | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2023-05-08 | PTC THERAPEUTICS, INC. | Biotechnology | $35,897,425 | $35,897,425 | 40 | 1 |
| 2020-06-12 | PTC THERAPEUTICS, INC. | Biotechnology | $41,905,000 | $41,905,000 | 38 | 1 |
| 2020-05-14 | PTC THERAPEUTICS, INC. | Biotechnology | $140,949,151 | $140,949,151 | 57 | 1 |
| 2018-09-05 | PTC THERAPEUTICS, INC. | Biotechnology | $150,000,000 | $150,000,000 | 52 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | PTC Therapeutics, Inc. | NJ | State business registries | name and state |
| Business registration | PTC Therapeutics, Inc. | NJ | State business registries | name and state |
| Business registration | PTC Therapeutics, Inc. | NJ | State business registries | name and state |
| Business registration | PTC Therapeutics, Inc. | NJ | State business registries | name and state |
| Business registration | PTC THERAPEUTICS, INC. | NJ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | PTC THERAPEUTICS, INC. | NJ | State business registries | name and state |
| Business registration | PTC THERAPEUTICS, INC. | NJ | State business registries | name and state |
| Business registration | PTC THERAPEUTICS, INC. | NJ | State business registries | name and state |
| Federal award recipient | PTC THERAPEUTICS, INC. | NJ | Federal spending (USAspending) | name and state |
| Form D issuer | PTC THERAPEUTICS, INC. | NJ | Form D private offerings | CIK (EXACT) |
| Lobbying client | PTC THERAPEUTICS | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS INC. | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS INC. | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS, INC. | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS, INC. | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS, INC. | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | PTC THERAPEUTICS, INC. | NJ | Federal lobbying (LDA) | name and state |
| Lobbying registrant | PTC THERAPEUTICS, INC. | NJ | Federal lobbying (LDA) | name and state |
| Paying company | PTC Therapeutics, Inc. | NJ | Open Payments (drug and device company payments) | name and state |
| Patent assignee | PTC THERAPEUTICS, INC. | NJ | Patents (USPTO) | name and state |
| SEC filer | PTC THERAPEUTICS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PTC Therapeutics, Inc. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PTC THERAPEUTICS, INC. | EIN (EXACT) | ||
| Person page | David P Southwell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, NJ first:
- KOS PHARMACEUTICALS INC NJ
- NOVADEL PHARMA INC NJ
- ELITE PHARMACEUTICALS INC /NV/ NJ
- MEMORY PHARMACEUTICALS CORP NJ
- PHIBRO ANIMAL HEALTH CORP NJ
- ADVANCED NUTRACEUTICALS INC NJ
- Ayala Pharmaceuticals, Inc. NJ
- INSMED Inc NJ
- Sonnet BioTherapeutics Holdings, Inc. NJ
- WARNER CHILCOTT PLC NJ
In other datasets, the same topic (Health) in NJ:
- Nonprofit: 1ST CEREBRAL PALSY OF NEW JERSEY INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health