IPO registrations (S-1, F-1) · Underwriters
FIG Partners
- Deals
- 12 priced offerings as an underwriter, 2 as lead manager or representative; 8 initial public offerings
- Proceeds of those deals
- $815,851,804 ($89,726,796 as lead)
- Years
- 2007–2019
- Named in
- 22 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as FIG PARTNERS, LLC · filings on EDGAR ↗
- Named as
- FIG Partners; Fig Partners, Llc; FIG Partners LLC; FIG Partners, LLC
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2019 | 1 | 1 | $27,000,000 |
| 2018 | 2 | 1 | $144,626,796 |
| 2017 | 1 | 0 | $86,250,000 |
| 2015 | 2 | 0 | $69,400,000 |
| 2014 | 1 | 0 | $59,400,000 |
| 2013 | 1 | 0 | $100,000,008 |
| 2012 | 1 | 0 | - |
| 2009 | 2 | 0 | $45,675,000 |
| 2007 | 1 | 0 | $283,500,000 |
Deals 12
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-05-03 | RED RIVER BANCSHARES INC LA | Lead | $45.00 | 600,000 | $27,000,000 | Nasdaq RRBI | IPO | 2 | 424B4 ↗ | |
| 2018-12-20 | Amerant Bancorp Inc. FL | Syndicate | $13.00 | 6,300,000 | $81,900,000 | Nasdaq AMTB | IPO | 6 | 424B4 ↗ | |
| 2018-05-04 | BayCom Corp CA | Lead | $22.00 | 2,851,218 | $62,726,796 | Nasdaq BCML | IPO | 2 | 424B4 ↗ | |
| 2017-07-26 | RBB Bancorp CA | Syndicate | $23.00 | 3,750,000 | $86,250,000 | Nasdaq RBB | IPO | 5 | 424B4 ↗ | |
| 2015-06-11 | Altabancorp UT | Syndicate | $14.50 | 2,500,000 | $36,250,000 | Nasdaq PUB | IPO | 4 | 424B4 ↗ | |
| 2015-03-19 | National Commerce Corp AL | Syndicate | $19.50 | 1,700,000 | $33,150,000 | Nasdaq NCOM | IPO | 6 | 424B4 ↗ | |
| 2014-04-04 | OLD SECOND BANCORP INC IL | Syndicate | $4.40 | 13,500,000 | $59,400,000 | Nasdaq OSBC | Offering | 5 | 424B4 ↗ | |
| 2013-05-10 | Golden Mountain Financial Corp LA | Syndicate | $24.00 | 4,166,667 | $100,000,008 | Nasdaq NBCB | IPO | 8 | 424B4 ↗ | |
| 2012-12-05 | FIRST BUSINESS FINANCIAL SERVICES, INC. WI | Syndicate | 1,100,000 | - | Nasdaq FBIZ | Offering | 3 | 424B4 ↗ | ||
| 2009-12-17 | MIDSOUTH BANCORP INC LA | Syndicate | $12.75 | 2,700,000 | $34,425,000 | NYSE American MSL | Offering | 6 | 424B4 ↗ | |
| 2009-12-10 | PROVIDENT FINANCIAL HOLDINGS INC CA | Syndicate | $2.50 | 4,500,000 | $11,250,000 | Nasdaq PROV | Offering | 7 | 424B1 ↗ | |
| 2007-03-21 | Cheniere Energy Partners, L.P. TX | Syndicate | $21.00 | - | $283,500,000 | NYSE American CQP | IPO | 11 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | FFBW, Inc. | Lead | 1,887,500 | Nasdaq FFBW | Effective 2017-08-14 | S-1/A ↗ | |
| 2012-11-30 | FIRST BUSINESS FINANCIAL SERVICES, INC. | Syndicate | 1,000,000 | Nasdaq FBIZ | Priced 2012-12-05 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Stifel | 7 | 1 |
| KBW | 5 | 3 |
| Piper Sandler | 5 | 3 |
| Sandler O'Neill & Partners, L.P | 4 | 0 |
| Raymond James | 3 | 1 |
| Stephens | 3 | 0 |
| Sterne Agee | 3 | 0 |
| Sterne, Agee & Leach, Inc | 3 | 0 |
| D.A. Davidson | 2 | 2 |
| Running Manager | 2 | 0 |
| Sole Book | 2 | 0 |
| Citigroup | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.