IPO registrations (S-1, F-1) · Registrants
BayCom Corp
- SEC CIK
- 1730984 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2018-04-11, last 2018-05-02; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2018-05-04; declared effective 2018-05-03
- Industry (SIC)
- State Commercial Banks 6022
- Business address
- 500 YGNACIO VALLEY ROAD, SUITE 200, Walnut Creek, CA 94596
- EIN
- 37-1849111
- Ticker
- BCML (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- BayCom Corp on the corporate pages
Offering terms
- Proposed price range
- $21.00–$23.00 per share (S-1/A filed 2018-04-27)
- Final price
- $22.00 per share, within the range (424B4 filed 2018-05-04, an initial public offering)
- Shares sold
- 2,851,218
- Gross proceeds
- $62,726,796 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BCML
- Lead underwriters
- FIG Partners, LLC (1,710,731 shares); D.A. Davidson (1,140,487 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: BayCom Corp EXACT (CIK (EXACT))
- Person page: James S Camp Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Jon Rocco Davis Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2018-04-11 | S-1 | S-1 (registration) | BayCom Corp | 0001144204-18-020113 ↗ |
| 2018-04-27 | S-1/A | S-1/A (amendment) | BayCom Corp | 0001144204-18-022829 ↗ |
| 2018-05-02 | S-1/A | S-1/A (amendment) | BayCom Corp | 0001144204-18-024643 ↗ |
| 2018-05-03 | EFFECT | EFFECT (declared effective) | BayCom Corp | 9999999995-18-001129 ↗ |
| 2018-05-04 | S-1MEF | S-1MEF (added securities) | BayCom Corp | 0001144204-18-025193 ↗ |
| 2018-05-04 | 424B4 | 424B4 (final prospectus) | BayCom Corp | 0001144204-18-025421 ↗ |
| 2019-04-02 | EFFECT | EFFECT (declared effective) | BayCom Corp | 9999999995-19-000576 ↗ |
| 2019-08-12 | EFFECT | EFFECT (declared effective) | BayCom Corp | 9999999995-19-001864 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-04-27 | S-1/A | registration statement | $21.00–$23.00 | 2,272,727 | - | Nasdaq BCML | 1 | primary document; range, shares headline | document ↗ | |
| 2018-05-02 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2018-05-04 | 424B4 | final prospectus | $22.00 | 2,851,218 | $62,726,796 | Nasdaq BCML | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Camp James S. | Director | 11 | 2018–2024 | person page Fuzzy | |
| Chaudhary Harpreet S. | Director | 13 | 2018–2026 | ||
| Colwell Keary L. | Director,Officer; Officer | Senior EVP, CFO and Secretary | 14 | 2018–2026 | |
| Curley Mary Therese | Officer | EVP and Chief Lending Officer; EVP and Labor Services Div.; EVP, Director Labor Service | 12 | 2018–2026 | |
| Davis Jon Rocco | Director | 8 | 2018–2023 | person page Fuzzy | |
| Funkhouser David John | Officer | EVP and Chief Credit Officer | 5 | 2018–2021 | |
| Guarini George J. | Director,Officer | President and CEO | 28 | 2018–2026 | |
| Hotchkiss Malcolm Flemming | Director | 8 | 2018–2021 | ||
| Kendall Lloyd W. Jr. | Director; DirectorOther | 12 | 2018–2026 | ||
| King Janet Lee | Director,Officer; Officer | Senior EVP and COO | 16 | 2018–2026 | |
| Laverne Robert G. | Director | 17 | 2018–2026 | ||
| Spatz David M. | Director | 7 | 2018–2021 | ||
| Yun Charles Young | Officer | EVP and Chief Lending Officer | 3 | 2018–2019 | |
| Zhu Izabella L. | Officer | EVP and Chief Lending Officer; EVP and Chief Risk Officer | 11 | 2018–2026 | |
| Pak Rick | Officer | EVP and Chief Lending Officer | 7 | 2019–2024 | |
| Magid Syvia L. | Director | 8 | 2019–2026 | ||
| Guida Dennis Henry Jr | Director | 3 | 2024–2026 | ||
| Amin Bhupen B | Director | 3 | 2024–2026 | ||
| Lee Harrison H. | Officer | EVP and Chief Lending Officer | 1 | 2025 | |
| Miranda Felix Antonio Jr | Officer | Chief Lending Officer | 4 | 2025–2026 | |
| Baron Christopher F | Director,Officer | President and CEO | 4 | 2026 | |
| Black William J | Director; Director,Officer | Executive Vice Chair | 4 | 2026 | |
| PERDUE MICHAEL J | Director | 4 | 2026 | ||
| Thompson Kevin L | Officer | Chief Financial Officer; EVP, Chief Financial Officer | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | BayCom Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | James S Camp | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Jon Rocco Davis | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.