IPO registrations (S-1, F-1) · Underwriters
Sterne Agee
- Deals
- 24 priced offerings as an underwriter; 17 initial public offerings
- Proceeds of those deals
- $3,682,683,498
- Years
- 2006–2015
- Named in
- 48 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- Sterne Agee; Sterne, Agee
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2015 | 4 | 0 | $507,174,996 |
| 2014 | 6 | 0 | $1,519,350,000 |
| 2013 | 6 | 0 | $896,317,524 |
| 2012 | 4 | 0 | $629,159,728 |
| 2010 | 1 | 0 | $78,256,250 |
| 2009 | 2 | 0 | $34,425,000 |
| 2006 | 1 | 0 | $18,000,000 |
Deals 24
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-03-27 | Franklin Financial Network Inc. TN | Syndicate | $21.00 | 2,640,000 | $55,440,000 | NYSE FSB | Offering | 4 | 424B4 ↗ | |
| 2015-03-19 | National Commerce Corp AL | Syndicate | $19.50 | 1,700,000 | $33,150,000 | Nasdaq NCOM | IPO | 6 | 424B4 ↗ | |
| 2015-03-13 | Summit Materials, Inc. CO | Syndicate | $18.00 | 22,222,222 | $399,999,996 | NYSE SUM | IPO | 10 | 424B4 ↗ | |
| 2015-01-16 | County Bancorp, Inc. WI | Syndicate | $15.75 | 1,180,000 | $18,585,000 | Nasdaq ICBK | IPO | 3 | 424B4 ↗ | |
| 2014-10-30 | Fifth Street Asset Management Inc. CT | Syndicate | $17.00 | 6,000,000 | $102,000,000 | Nasdaq FSAM | IPO | 20 | 424B4 ↗ | |
| 2014-10-16 | Great Western Bancorp, Inc. SD | Syndicate | $18.00 | 16,000,000 | $288,000,000 | NYSE GWB | IPO | 9 | 424B4 ↗ | |
| 2014-10-09 | Veritex Holdings, Inc. TX | Syndicate | $13.00 | 2,700,000 | $35,100,000 | Nasdaq VBTX | IPO | 3 | 424B4 ↗ | |
| 2014-07-01 | Investar Holding Corp LA | Syndicate | $14.00 | 2,875,000 | $40,250,000 | Nasdaq ISTR | IPO | 2 | 424B4 ↗ | |
| 2014-06-18 | VNOM Sub, Inc. TX | Syndicate | $26.00 | - | $130,000,000 | Nasdaq VNOM | IPO | 12 | 424B1 ↗ | |
| 2014-01-27 | EQT RE, LLC PA | Syndicate | $21.00 | 44,000,000 | $924,000,000 | NYSE RICE | IPO | 14 | 424B4 ↗ | |
| 2013-12-13 | Fidelity & Guaranty Life IA | Syndicate | $17.00 | 9,750,000 | $165,750,000 | NYSE FGL | IPO | 10 | 424B4 ↗ | |
| 2013-12-13 | RADIANT LOGISTICS, INC WA | Syndicate | $25.00 | 800,000 | $20,000,000 | Offering | 4 | 424B1 ↗ | ||
| 2013-11-06 | Blue Capital Reinsurance Holdings Ltd. D0 | Syndicate | $20.00 | 6,250,000 | $125,000,000 | NYSE BCRH | IPO | 8 | 424B4 ↗ | |
| 2013-10-17 | OneMain Holdings, Inc. IN | Syndicate | $17.00 | 21,045,148 | $357,767,516 | NYSE LEAF | IPO | 11 | 424B4 ↗ | |
| 2013-10-10 | STONEGATE MORTGAGE CORP IN | Syndicate | $18.00 | 7,100,000 | $127,800,000 | NYSE SGM | IPO | 8 | 424B4 ↗ | |
| 2013-05-10 | Golden Mountain Financial Corp LA | Syndicate | $24.00 | 4,166,667 | $100,000,008 | Nasdaq NBCB | IPO | 8 | 424B4 ↗ | |
| 2012-10-15 | Diamondback Energy, Inc. TX | Syndicate | $17.50 | 12,500,000 | $218,750,000 | Nasdaq FANG | IPO | 10 | 424B4 ↗ | |
| 2012-09-21 | National Bank Holdings Corp CO | Syndicate | $19.25 | 7,150,000 | $137,637,500 | NYSE NBHC | IPO | 7 | 424B4 ↗ | |
| 2012-05-04 | TIAA FSB Holdings, Inc. FL | Syndicate | $10.00 | 19,220,000 | $192,200,000 | NYSE EVER | IPO | 13 | 424B4 ↗ | |
| 2012-02-03 | WisdomTree, Inc. NY | Syndicate | $5.61 | 14,362,251 | $80,572,228 | Nasdaq WETF | Offering | 10 | 424B4 ↗ | |
| 2010-04-16 | Ameris Bancorp GA | Syndicate | $9.50 | 8,237,500 | $78,256,250 | Nasdaq ABCB | Offering | 2 | 424B4 ↗ | |
| 2009-12-17 | MIDSOUTH BANCORP INC LA | Syndicate | $12.75 | 2,700,000 | $34,425,000 | NYSE American MSL | Offering | 6 | 424B4 ↗ | |
| 2009-09-18 | 1st United Bancorp, Inc. FL | Syndicate | 14,000,000 | - | OTC FSDB.PK | Offering | 4 | 424B4 ↗ | ||
| 2006-06-28 | Tennessee Commerce Bancorp, Inc. TN | Syndicate | $18.00 | 1,000,000 | $18,000,000 | Nasdaq TNCC | Offering | 6 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 4
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2014-11-06 | MW Bancorp, Inc. | Lead | 722,500 | Effective 2014-11-12 | S-1/A ↗ | ||
| 2014-11-06 | Ben Franklin Financial, Inc. | Lead | 359,829 | OTCQB BFFI | Effective 2014-11-12 | S-1/A ↗ | |
| 2010-06-01 | CADENCE FINANCIAL CORP | Syndicate | 45,714,286 | Nasdaq CADE | Withdrawn 2010-03-23 | S-1/A ↗ | |
| 2009-09-17 | 1st United Bancorp, Inc. | Syndicate | 14,000,000 | OTC FSDB.PK | Priced 2009-09-18 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Stifel | 10 | 1 |
| KBW | 9 | 4 |
| Barclays | 8 | 5 |
| Piper Sandler | 8 | 3 |
| Sterne, Agee & Leach, Inc | 8 | 0 |
| BofA Securities | 7 | 0 |
| Credit Suisse | 7 | 6 |
| Merrill Lynch | 6 | 6 |
| Raymond James | 6 | 0 |
| RBC Capital Markets | 6 | 1 |
| Goldman Sachs | 5 | 4 |
| Citigroup | 4 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.