IPO registrations (S-1, F-1) · Registrants
FFBW, Inc.
- SEC CIK
- 1709017 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-06-14, last 2017-08-01; 1 initial registration, 1 amendment
- Outcome
- Declared effective 2017-08-14
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- X1
- Business address
- 1360 SOUTH MOORLAND ROAD, Brookfield, WI 53005
- EDGAR entity type
- operating
- Insiders and CEO pay
- FFBW, Inc. on the corporate pages
Offering terms
- Shares offered
- 1,887,500
- Listing
- Nasdaq under the symbol FFBW
- Lead underwriters
- Fig Partners, Llc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: FFBW, Inc. EXACT (CIK (EXACT))
- Person page: Christine A Specht Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David D Rosenwald Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Edward H Schaefer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-06-14 | S-1 | S-1 (registration) | FFBW, Inc. | 0001571049-17-005948 ↗ |
| 2017-08-01 | S-1/A | S-1/A (amendment) | FFBW, Inc. | 0001571049-17-007135 ↗ |
| 2017-08-14 | EFFECT | EFFECT (declared effective) | FFBW, Inc. | 9999999995-17-002115 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | S-1/A | registration statement | $10.00 | 1,887,500 | $18,875,000 | Nasdaq FFBW | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Gutenkunst Kathryn | Director | 3 | 2017–2019 | ||
| Johnson Stephen Wayne | Director | 4 | 2017–2019 | ||
| Kilby Duane R. | Officer | Vice President | 1 | 2017 | |
| Martin Thomas C. | Director | 9 | 2017–2018 | ||
| McKeever Thomas L. | Director | 2 | 2017–2018 | ||
| Pjevach Michael J. | Director | 3 | 2017–2018 | ||
| Resheter Daniel D. Jr. | Director | 2 | 2017–2018 | ||
| Riley Gary D. | Director | 2 | 2017–2018 | ||
| Rosenwald David D. | Officer | SVP and CLO | 1 | 2017 | person page Fuzzy |
| Schaefer Edward H | Director,Officer | President and CEO | 7 | 2017–2018 | person page Fuzzy |
| Schaumberg Nikola B. | Officer | Chief Financial Officer | 2 | 2017–2018 | |
| Tarantino James A. | Director | 2 | 2017–2018 | ||
| Wollenzien Gary L. | Officer | Compliance/Internal Audit Ofc | 1 | 2017 | |
| FFBW, MHC | TenPercentOwner | 1 | 2017 | ||
| Olivieri Jose A | Director | 1 | 2019 | ||
| Specht Christine A | Director | 1 | 2019 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | FFBW, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Christine A Specht | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David D Rosenwald | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Edward H Schaefer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.