IPO registrations (S-1, F-1) · Registrants
Allegiance Bancshares, Inc.
- SEC CIK
- 1642081 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-08-24, last 2015-10-02; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2015-10-08; declared effective 2015-10-07
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- TX
- Business address
- 8727 W. SAM HOUSTON PARKWAY N, Houston, TX 77040
- EIN
- 26-3564100
- EDGAR entity type
- operating
- Insiders and CEO pay
- Allegiance Bancshares, Inc. on the corporate pages
Offering terms
- Proposed price range
- $22.00–$24.00 per share (S-1/A filed 2015-09-28)
- Final price
- $21.00 per share, below the range (424B4 filed 2015-10-08, an initial public offering)
- Shares sold
- 2,600,000
- Gross proceeds
- $54,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ABTX
- Lead underwriters
- Baird; Stephens
- Syndicate
- KBW; Piper Sandler; Stifel
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: ALLEGIANCE BANCSHARES, INC. EXACT (EIN (EXACT))
- SEC filer: Allegiance Bancshares, Inc. EXACT (CIK (EXACT))
- Person page: Louis A Waters Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Shanna R Kuzdzal Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-08-24 | S-1 | S-1 (registration) | Allegiance Bancshares, Inc. | 0001193125-15-300322 ↗ |
| 2015-09-28 | S-1/A | S-1/A (amendment) | Allegiance Bancshares, Inc. | 0001193125-15-329772 ↗ |
| 2015-10-02 | S-1/A | S-1/A (amendment) | Allegiance Bancshares, Inc. | 0001193125-15-336734 ↗ |
| 2015-10-07 | EFFECT | EFFECT (declared effective) | Allegiance Bancshares, Inc. | 9999999995-15-002674 ↗ |
| 2015-10-08 | 424B4 | 424B4 (final prospectus) | Allegiance Bancshares, Inc. | 0001193125-15-340382 ↗ |
| 2017-02-06 | EFFECT | EFFECT (declared effective) | Allegiance Bancshares, Inc. | 9999999995-17-000310 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-09-28 | S-1/A | registration statement | $22.00–$24.00 | 2,600,000 | - | Nasdaq ABTX | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2015-10-02 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2015-10-08 | 424B4 | final prospectus | $21.00 | 2,600,000 | $54,600,000 | Nasdaq ABTX | 5 | primary document; price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Beckworth John | Director | 12 | 2015–2022 | ||
| BOHLS DARYL D | Director,Officer; Officer | Executive Vice President | 16 | 2015–2019 | |
| Fraser Lawrence G. | Director; Other | 5 | 2015–2016 | ||
| Hartzell Matthew H. | Director | 16 | 2015–2022 | ||
| Jeter Frances H. | Director | 15 | 2015–2022 | ||
| KEARNEY JAMES J | Director | 8 | 2015–2019 | ||
| Keene Lynda C. | Officer | Executive Vice President | 2 | 2015–2017 | |
| LEHMAN LAURENCE L III | Officer | Executive Vice President/CFO | 5 | 2015–2016 | |
| Lester Scott | Officer | Executive Vice President | 8 | 2015–2018 | |
| MANN PAUL MICHAEL | Director | 26 | 2015–2018 | ||
| MARTINEZ GEORGE | Director; Director,Officer | Chairman and CEO; Chairman & CEO | 17 | 2015–2022 | |
| Moulton David B. | Director | 9 | 2015–2019 | ||
| Neyland Robert Michael | Officer | Executive Vice President | 8 | 2015–2017 | |
| Nichols, III William S. | Director | 16 | 2015–2022 | ||
| REISER THOMAS A | Director | 21 | 2015–2019 | ||
| Retzloff Steven F. | Director,Officer | CEO; President | 19 | 2015–2022 | |
| Riojas E. Raimundo | Director | 10 | 2015–2020 | ||
| Robertson Fred S. | Director | 15 | 2015–2022 | ||
| Vitulli, III Ramon A. | Director,Officer | Executive Vice President; President | 17 | 2015–2022 | |
| Jain Umesh | Director | 18 | 2016–2020 | ||
| Brunicardi F. Charles | Other | 2 | 2016–2022 | ||
| Garza Villarreal Luis Rene | Other | 3 | 2016–2022 | ||
| Egge Paul P | Officer | Executive Vice President & CFO | 17 | 2016–2022 | |
| Kuzdzal Shanna R. | Officer | EVP and General Counsel; EVP, General Counsel | 19 | 2017–2022 | person page Fuzzy |
| Ivany Robert | Director | 8 | 2017–2022 | ||
| MCKEE ROBERT E III | Director | 3 | 2018–2019 | ||
| Waters Louis A. Jr. | Director | 18 | 2018–2022 | person page Fuzzy | |
| Williams Roland L. | Director | 48 | 2018–2022 | ||
| Akin Okan I. | Officer | EVP, Chief Risk Officer | 10 | 2019–2022 | |
| Castillo-Rhodes Denise | Director | 5 | 2020–2022 | ||
| Wong Janet S. | Director | 5 | 2020–2022 | ||
| Duplantier Jon-Al | Director | 5 | 2021–2022 | ||
| Riojas Aguirre Raimundo | Director | 4 | 2021–2022 | ||
| West Joe F | Officer | Sr. EVP, Chief Credit Officer | 1 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Allegiance Bancshares, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Allegiance Bancshares, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ALLEGIANCE BANCSHARES, INC. | EIN (EXACT) | ||
| Person page | Louis A Waters Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Shanna R Kuzdzal | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, TX first:
- PRIME BANCSHARES INC /TX/ TX
- MetroCorp Bancshares, Inc. TX
- PROSPERITY BANCSHARES INC TX
- SOUTH PLAINS FINANCIAL, INC. TX
- First Foundation Inc. TX
- Spirit of Texas Bancshares, Inc. TX
- Veritex Holdings, Inc. TX
- Triumph Financial, Inc. TX
- Independent Bank Group, Inc. TX
- Tectonic Financial, Inc. TX
In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance