IPO registrations (S-1, F-1) · Registrants
First Foundation Inc.
- SEC CIK
- 1413837 · filings on EDGAR ↗
- Former names
- KELLER FINANCIAL GROUP (2007–2007)
- Registration
- Form S-1, first filed 2014-04-18, last 2014-05-15; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2015-07-20; withdrawal requested 2015-04-16
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CA
- Business address
- 5221 N. O'CONNOR BLVD., SUITE 1378, Irving, TX 75039
- EDGAR entity type
- operating
- Insiders and CEO pay
- First Foundation Inc. on the corporate pages
Offering terms
- Shares offered
- 18,000
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: First Foundation Inc. EXACT (CIK (EXACT))
- Person page: David S DePillo Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Gabriel V Vazquez Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Gerald L Larsen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Warren D Fix Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-04-18 | S-1 | S-1 (registration) | First Foundation Inc. | 0001193125-14-149203 ↗ |
| 2014-05-09 | S-1/A | S-1/A (amendment) | First Foundation Inc. | 0001193125-14-192766 ↗ |
| 2014-05-15 | S-1/A | S-1/A (amendment) | First Foundation Inc. | 0001193125-14-201427 ↗ |
| 2015-04-16 | RW | RW (withdrawal request) | First Foundation Inc. | 0001193125-15-131733 ↗ |
| 2015-07-20 | EFFECT | EFFECT (declared effective) | First Foundation Inc. | 9999999995-15-001986 ↗ |
| 2016-03-15 | EFFECT | EFFECT (declared effective) | First Foundation Inc. | 9999999995-16-003954 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-05-15 | S-1/A | registration statement | $15.00 | 18,000 | $270,000 | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BRAKKE JAMES G | Director | 23 | 2013–2019 | ||
| BRIGGS MAX | Director | 37 | 2013–2026 | ||
| COLLINS VICTORIA | Director | 14 | 2013–2016 | ||
| CRISTE MICHAEL A. | Director | 1 | 2013 | ||
| FIX WARREN D | Director | 29 | 2013–2019 | person page Fuzzy | |
| FREEMAN DOUGLAS K. | Director | 1 | 2013 | ||
| HAKOPIAN JOHN | Director,Officer; Officer | PRES FIRST FOUNDATION ADVISORS; President, FFA | 36 | 2013–2026 | |
| KAVANAUGH SCOTT F | Director,Officer | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 37 | 2013–2024 | |
| KELLER ULRICH E. JR | Director,Officer; Director,Officer,TenPercentOwner | Chairman; EXECUTIVE CHAIRMAN | 71 | 2013–2024 | |
| LARSEN GERALD L. | Director; Other | 13 | 2013–2018 | person page Fuzzy | |
| MICHEL JOHN | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 22 | 2013–2020 | |
| RAHN DAVID | Officer | PRES/COO FIRST FOUNDATION BANK | 1 | 2013 | |
| ROSENBERG MITCHELL M. | Director | 36 | 2013–2026 | ||
| SONENSHINE JACOB | Director | 37 | 2013–2026 | ||
| TCHEN HENRI | Director | 1 | 2013 | ||
| DePillo David S | Officer | President; President FFB; President FFI & FFB | 20 | 2015–2022 | person page Fuzzy |
| Corbett Martha N. | Director | 5 | 2018–2019 | ||
| NOBLE ROBERT STANLEY | Officer | Chief Lending Officer | 3 | 2018–2019 | |
| Lake David G. | Director | 22 | 2018–2024 | ||
| PAGLIARINI ELIZABETH A. | Director | 21 | 2019–2026 | ||
| Rubin Diane M. | Director | 18 | 2019–2024 | ||
| Lawrence Lindsay A. | Officer | Chief Operating Officer | 8 | 2019–2022 | |
| Thompson Kevin L | Officer | Chief Executive Officer; Chief Financial Officer | 8 | 2020–2022 | |
| TICE GARY L | Director | 5 | 2021–2023 | ||
| Djou Amy | Officer | Chief Financial Officer | 3 | 2022–2023 | |
| Naghibi Christopher M. | Officer | Chief Operating Officer | 11 | 2022–2025 | |
| Nuno Hugo J. | Officer | Chief Banking Officer | 9 | 2022–2025 | |
| Vazquez Gabriel V. | Director | 3 | 2023–2024 | person page Fuzzy | |
| Britton James | Officer | Chief Financial Officer | 9 | 2023–2026 | |
| LAGOMARSINO SIMONE | Director,Officer; Officer | President; President, FFB | 5 | 2024–2026 | |
| Edelson Sam | Director | 3 | 2024–2026 | ||
| Enden Henchy R | Director | 1 | 2024 | ||
| MACKOVAK BENJAMIN | Director | 4 | 2024–2026 | ||
| Parker C. Allen | Director | 3 | 2024–2026 | ||
| SHAFER THOMAS C | Director,Officer | Chief Executive Officer | 3 | 2024–2026 | |
| Bernstein Stuart Daniel | Officer | Chief Banking Officer | 1 | 2025 | |
| Glassberg Dean | Officer | EVP, Chief Credit Officer | 1 | 2025 | |
| Medhat Parham | Officer | EVP, Chief Operations Officer | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | First Foundation Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | David S DePillo | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Gabriel V Vazquez | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Gerald L Larsen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Warren D Fix | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, TX first:
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In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance