IPO registrations (S-1, F-1) · Registrants
SOUTH PLAINS FINANCIAL, INC.
- SEC CIK
- 1163668 · filings on EDGAR ↗
- Former names
- SOUTH PLAINS FINANCIAL INC (2004–2013)
- Registration
- Form S-1, first filed 2019-04-12, last 2019-04-29; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2019-05-09; declared effective 2019-05-08
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- TX
- Business address
- 5219 CITY BANK PARKWAY, Lubbock, TX 79407-3544
- Ticker
- SPFI (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SOUTH PLAINS FINANCIAL, INC. on the corporate pages
Offering terms
- Proposed price range
- $17.50–$19.50 per share (S-1/A filed 2019-04-29)
- Final price
- $17.50 per share, within the range (424B4 filed 2019-05-09, an initial public offering)
- Shares sold
- 3,380,000 (2,700,000 by the company, 680,000 by selling holders)
- Gross proceeds
- $59,150,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SPFI
- Lead underwriters
- KBW (2,028,000 shares)
- Syndicate
- Piper Sandler; Stifel; Sandler O’Neill & Partners, L.P (1,352,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SOUTH PLAINS FINANCIAL, INC. Fuzzy (name and state)
- Form D issuer: SOUTH PLAINS FINANCIAL, INC. EXACT (CIK (EXACT))
- SEC filer: SOUTH PLAINS FINANCIAL, INC. EXACT (CIK (EXACT))
- Person page: Cory T Newsom Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-04-12 | S-1 | S-1 (registration) | SOUTH PLAINS FINANCIAL, INC. | 0001140361-19-007042 ↗ |
| 2019-04-29 | S-1/A | S-1/A (amendment) | SOUTH PLAINS FINANCIAL, INC. | 0001140361-19-007758 ↗ |
| 2019-05-08 | EFFECT | EFFECT (declared effective) | SOUTH PLAINS FINANCIAL, INC. | 9999999995-19-001049 ↗ |
| 2019-05-09 | 424B4 | 424B4 (final prospectus) | SOUTH PLAINS FINANCIAL, INC. | 0001140361-19-008813 ↗ |
| 2020-11-30 | EFFECT | EFFECT (declared effective) | SOUTH PLAINS FINANCIAL, INC. | 9999999995-20-003334 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-04-29 | S-1/A | registration statement | $17.50–$19.50 | 3,380,000 | - | Nasdaq SPFI | 3 | primary document; range, shares headline, cover names 3 | document ↗ | |
| 2019-05-09 | 424B4 | final prospectus | $17.50 | 3,380,000 | $59,150,000 | Nasdaq SPFI | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bass Kevin R | Officer | Chief Credit Officer | 4 | 2019 | |
| Campbell Richard D | Director; Director,TenPercentOwner | 18 | 2019–2026 | ||
| Crockett Steven B | Officer | CFO and Treasurer | 19 | 2019–2026 | |
| Deterding Kelly L. | Director,Officer; Other | President - Windmark Insurance | 10 | 2019–2023 | |
| Keith Cynthia B | Director | 7 | 2019–2023 | ||
| Navitskas Allison | Director | 5 | 2019–2021 | ||
| Newsom Cory T | Director,Officer; Director,TenPercentOwner | President | 21 | 2019–2026 | person page Fuzzy |
| Valles Noe G | Director | 20 | 2019–2026 | ||
| Wargo Kyle R | Director | 12 | 2019–2026 | ||
| Griffith Curtis C | Director,Officer; Director,Officer,TenPercentOwner | Chairman and CEO; Chairman & CEO | 43 | 2019–2026 | |
| Newsom Mikella D | Officer | Chief Risk Officer & Sec; Chief Risk Officer & Secretary | 22 | 2019–2026 | |
| Washburn LaDana R | Director | 4 | 2024–2026 | ||
| Bates Brent A | Other | 3 | 2024–2026 | ||
| Ehlers Paul A | Officer; Other | COO - City Bank | 6 | 2024–2026 | |
| Stein James D. | Director | 5 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-10-02 | SOUTH PLAINS FINANCIAL, INC. | Other Banking and Financial Services | $50,000,000 | $50,000,000 | 20 | 1 |
| 2018-12-27 | SOUTH PLAINS FINANCIAL, INC. | Other Banking and Financial Services | $30,000,000 | $26,472,000 | 57 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SOUTH PLAINS FINANCIAL, INC. | TX | State business registries | name and state |
| Form D issuer | SOUTH PLAINS FINANCIAL, INC. | TX | Form D private offerings | CIK (EXACT) |
| Nonprofit | Wish Upon A Par Inc | TX | Nonprofits (IRS Form 990) | same street address and ZIP code, 5219 CITY BANK PKWY 79407 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | SOUTH PLAINS FINANCIAL, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Cory T Newsom | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, TX first:
- PRIME BANCSHARES INC /TX/ TX
- MetroCorp Bancshares, Inc. TX
- PROSPERITY BANCSHARES INC TX
- First Foundation Inc. TX
- Spirit of Texas Bancshares, Inc. TX
- Veritex Holdings, Inc. TX
- Triumph Financial, Inc. TX
- Independent Bank Group, Inc. TX
- Allegiance Bancshares, Inc. TX
- Tectonic Financial, Inc. TX
In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance