IPO registrations (S-1, F-1) · Registrants
Triumph Financial, Inc.
- SEC CIK
- 1539638 · filings on EDGAR ↗
- Name on the registration
- Triumph Bancorp, Inc.
- Former names
- Triumph Bancorp, Inc. (2012–2022)
- Registration
- Form S-1, first filed 2014-09-19, last 2014-11-04; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2014-11-07; declared effective 2014-11-06
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- TX
- Business address
- 12700 PARK CENTRAL DRIVE, SUITE 1700, Dallas, TX 75251
- EIN
- 20-0477066
- Ticker
- TFIN, TFIN-P (NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Triumph Financial, Inc. on the corporate pages
Offering terms
- Final price
- $12.00 per share (424B4 filed 2014-11-07, an initial public offering)
- Shares sold
- 6,700,000
- Gross proceeds
- $80,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TBK
- Lead underwriters
- Piper Sandler; Evercore (2,135,625 shares); Wells Fargo (1,423,750 shares)
- Syndicate
- Sandler O’Neill & Partners, L.P (2,135,625); KBW (670,000); Nomura (335,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: TRIUMPH FINANCIAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: TRIUMPH FINANCIAL, INC. EXACT (EIN (EXACT))
- Form D issuer: Triumph Financial, Inc. EXACT (CIK (EXACT))
- Lobbying client: TRIUMPH FINANCIAL, INC. Fuzzy (name and state)
- SEC filer: Triumph Bancorp, Inc. EXACT (CIK (EXACT))
- Person page: Charles A Anderson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: C Todd Sparks Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-09-19 | S-1 | S-1 (registration) | Triumph Bancorp, Inc. | 0001193125-14-346842 ↗ |
| 2014-10-17 | S-1/A | S-1/A (amendment) | Triumph Bancorp, Inc. | 0001193125-14-375192 ↗ |
| 2014-10-27 | S-1/A | S-1/A (amendment) | Triumph Bancorp, Inc. | 0001193125-14-382224 ↗ |
| 2014-11-04 | S-1/A | S-1/A (amendment) | Triumph Bancorp, Inc. | 0001193125-14-395090 ↗ |
| 2014-11-06 | EFFECT | EFFECT (declared effective) | Triumph Bancorp, Inc. | 9999999995-14-003262 ↗ |
| 2014-11-07 | 424B4 | 424B4 (final prospectus) | Triumph Bancorp, Inc. | 0001193125-14-402043 ↗ |
| 2016-09-23 | EFFECT | EFFECT (declared effective) | Triumph Bancorp, Inc. | 9999999995-16-005766 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-11-04 | S-1/A | registration statement | $14.55 | - | - | 0 | primary document; price sentence | document ↗ | ||
| 2014-11-07 | 424B4 | final prospectus | $12.00 | 6,700,000 | $80,400,000 | Nasdaq TBK | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Anderson Charles A | Director | 41 | 2014–2025 | person page Fuzzy | |
| Davis Richard Loren | Director | 29 | 2014–2025 | ||
| Dobrient Robert | Director | 16 | 2014–2020 | ||
| Fowler R Bryce | Officer | Chief Financial Officer | 17 | 2014–2021 | |
| Graft Aaron P | Director,Officer | President & CEO | 56 | 2014–2026 | |
| KRATZ DOUGLAS M | Director | 12 | 2014–2020 | ||
| Lehmann Gail | Officer | EVP and Secretary; VP Operations and Secretary | 21 | 2014–2024 | |
| MCCLAIN DEREK R | Director | 5 | 2014–2017 | ||
| Miller Maribess L | Director | 26 | 2014–2025 | ||
| Nelson Adam D | Officer | EVP and General Counsel; SVP and General Counsel | 39 | 2014–2026 | |
| Pittman Patricia L | Officer | AVP and Controller | 7 | 2014–2016 | |
| Rafferty Michael P | Director | 46 | 2014–2026 | ||
| Sepulveda Carlos M | Director; Director,Officer | Executive Chairman | 52 | 2014–2026 | |
| Sparks C Todd | Director | 41 | 2014–2026 | person page Fuzzy | |
| Sperring Raymond W III | Officer | Executive Vice President | 9 | 2014–2016 | |
| Trail Justin N | Director | 21 | 2014–2020 | ||
| Triumph Consolidated Cos., LLC | TenPercentOwner | 1 | 2014 | ||
| Karas Daniel J. | Officer | EVP & CLO - TBK Bank, SSB; See Remarks | 7 | 2016–2019 | |
| Perpall Frederick | Director | 14 | 2016–2022 | ||
| Ritterbusch Todd | Officer | EVP & CLO - TBK Bank, SSB; President - TBK Bank, SSB | 21 | 2019–2026 | |
| BRADFORD DEBRA A | Director | 16 | 2020–2026 | ||
| Easley Laura | Director | 15 | 2020–2026 | ||
| Voss William B. | Officer | Chief Financial Officer | 9 | 2021–2026 | |
| Barnes Harrison B. | Director | 17 | 2021–2025 | ||
| Brenner Geoffrey Paul | Officer | CEO - Triumph Business Capital | 2 | 2022 | |
| Forman-Barenblit Melissa | Officer | EVP, Pres-TriumphPay-TBK Bank | 7 | 2022–2024 | |
| Schreyer Edward Joseph | Officer | EVP, Chief Operating Officer | 15 | 2022–2026 | |
| Deadman Davis R | Director | 13 | 2023–2026 | ||
| McSherry Melissa K | Director | 3 | 2025–2026 | ||
| Anderson Charles Albert | Director | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-05-14 | Triumph Financial, Inc. | Other Banking and Financial Services | $20,000,000 | $20,000,000 | 30 | 1 |
| 2021-09-09 | Triumph Bancorp, Inc. | Other Banking and Financial Services | $70,000,000 | $70,000,000 | 43 | 1 |
| 2012-01-20 | Triumph Bancorp, Inc. | Commercial Banking | $5,000,000 | $2,500,000 | 8 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | TRIUMPH FINANCIAL, INC. | TX | State business registries | name and state |
| Form D issuer | Triumph Financial, Inc. | TX | Form D private offerings | CIK (EXACT) |
| Lobbying client | TRIUMPH FINANCIAL, INC. | TX | Federal lobbying (LDA) | name and state |
| SEC filer | Triumph Financial, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | TRIUMPH FINANCIAL, L.L.C. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | TRIUMPH FINANCIAL, INC. | EIN (EXACT) | ||
| Person page | Charles A Anderson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | C Todd Sparks | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, TX first:
- PRIME BANCSHARES INC /TX/ TX
- MetroCorp Bancshares, Inc. TX
- PROSPERITY BANCSHARES INC TX
- SOUTH PLAINS FINANCIAL, INC. TX
- First Foundation Inc. TX
- Spirit of Texas Bancshares, Inc. TX
- Veritex Holdings, Inc. TX
- Independent Bank Group, Inc. TX
- Allegiance Bancshares, Inc. TX
- Tectonic Financial, Inc. TX
In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance