IPO registrations (S-1, F-1) · Registrants
Tectonic Financial, Inc.
- SEC CIK
- 1766526 · filings on EDGAR ↗
- Former names
- T Acquisition, Inc. (2019–2019)
- Registration
- Form S-1, first filed 2019-04-18, last 2019-05-09; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2019-05-13; declared effective 2019-05-10
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- TX
- Business address
- 16200 DALLAS PARKWAY, SUITE 190, Dallas, TX 75248
- EIN
- 82-0764846
- EDGAR entity type
- operating
- Insiders and CEO pay
- Tectonic Financial, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2019-05-13, an initial public offering)
- Shares sold
- 1,500,000
- Gross proceeds
- $15,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TECTP
- Lead underwriters
- Piper Sandler
- Syndicate
- Sanders Morris Harris LLC; American Capital Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: TECTONIC FINANCIAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: TECTONIC FINANCIAL, INC. EXACT (EIN (EXACT))
- Form D issuer: Tectonic Financial, Inc. EXACT (CIK (EXACT))
- SEC filer: Tectonic Financial, Inc. EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-04-18 | S-1 | S-1 (registration) | T Acquisition, Inc. | 0001140361-19-007347 ↗ |
| 2019-05-06 | S-1/A | S-1/A (amendment) | Tectonic Financial, Inc. | 0001140361-19-008429 ↗ |
| 2019-05-09 | S-1/A | S-1/A (amendment) | Tectonic Financial, Inc. | 0001140361-19-008798 ↗ |
| 2019-05-10 | EFFECT | EFFECT (declared effective) | Tectonic Financial, Inc. | 9999999995-19-001084 ↗ |
| 2019-05-13 | 424B4 | 424B4 (final prospectus) | Tectonic Financial, Inc. | 0001140361-19-008966 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-05-09 | S-1/A | registration statement | $10.00 | 1,500,000 | $15,000,000 | Nasdaq TECTP | 3 | primary document; price table, shares headline, proceeds table, cover names 3 | document ↗ | |
| 2019-05-13 | 424B4 | final prospectus | $10.00 | 1,500,000 | $15,000,000 | Nasdaq TECTP | 3 | primary document; price table, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BALL GEORGE L | Director; Director,Officer | Executive Co-Chairman | 3 | 2019 | |
| Bomersbach Barb | Director | 3 | 2019–2026 | ||
| BRAMLAGE KEN | Officer | EVP & Chief Financial Officer | 2 | 2019–2020 | |
| Cain Darrell | Director; Director,Officer | Co-Chairman | 8 | 2019–2024 | |
| Clapp Steven B | Director | 3 | 2019–2026 | ||
| HOWARD PATRICK J | Director,Officer | President & CEO; President & COO | 3 | 2019–2020 | |
| Langford Eric | Director | 1 | 2019 | ||
| McDougal Thomas | Director | 5 | 2019–2026 | ||
| Sanders Thomas R | Director | 3 | 2019–2026 | ||
| SHERMAN A HAAG | Director,Officer,TenPercentOwner | Chairman; Chief Executive Officer | 5 | 2019–2026 | |
| Wicker Daniel C | Director | 2 | 2019 | ||
| Henley Thomas H. | Director | 1 | 2025 | ||
| Baird Michelle Kay | Officer | Chief Financial Officer | 3 | 2025–2026 | |
| Clifford David John | Officer | COO and President | 2 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-02-25 | Tectonic Financial, Inc. | Commercial Banking | $40,000,000 | $40,000,000 | 20 | 1 |
| 2021-07-12 | Tectonic Financial, Inc. | Other Banking and Financial Services | Indefinite | $0 | 4 | 1 |
| 2019-05-28 | Tectonic Financial, Inc. | Other Banking and Financial Services | Indefinite | $0 | 83 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | TECTONIC FINANCIAL, INC. | TX | State business registries | name and state |
| Form D issuer | Tectonic Financial, Inc. | TX | Form D private offerings | CIK (EXACT) |
| IPO registrant | T Bancshares, Inc. | TX | IPO registrations (S-1, F-1) | same street address and ZIP code, 16200 DALLAS PKWY STE 190 75248 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Tectonic Financial, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Tectonic Financial, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | TECTONIC FINANCIAL, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, TX first:
- PRIME BANCSHARES INC /TX/ TX
- MetroCorp Bancshares, Inc. TX
- PROSPERITY BANCSHARES INC TX
- SOUTH PLAINS FINANCIAL, INC. TX
- First Foundation Inc. TX
- Spirit of Texas Bancshares, Inc. TX
- Veritex Holdings, Inc. TX
- Triumph Financial, Inc. TX
- Independent Bank Group, Inc. TX
- Allegiance Bancshares, Inc. TX
In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance