IPO registrations (S-1, F-1) · Registrants
AMERICAN RIVER BANKSHARES
- SEC CIK
- 1108236 · filings on EDGAR ↗
- Former names
- AMERICAN RIVER HOLDINGS (2000–2004)
- Registration
- Form S-1, first filed 2009-10-21, last 2009-11-25; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2009-12-08; declared effective 2009-12-07
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CA
- Business address
- 3100 ZINFANDEL DRIVE, SUITE 450, Rancho Cordova, CA 95670
- EIN
- 68-0352144
- EDGAR entity type
- operating
- Insiders and CEO pay
- AMERICAN RIVER BANKSHARES on the corporate pages
Offering terms
- Final price
- $6.25 per share (424B4 filed 2009-12-08)
- Shares sold
- 3,520,000
- Gross proceeds
- $22,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AMRB
- Lead underwriters
- Howe Barnes Hoefer & Arnett
- Syndicate
- Wunderlich Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: AMERICAN RIVER BANKSHARES EXACT (EIN (EXACT))
- SEC filer: AMERICAN RIVER BANKSHARES EXACT (CIK (EXACT))
- Person page: Charles D Fite Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David E Ritchie Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Robert J Fox Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-10-21 | S-1 | S-1 (registration) | AMERICAN RIVER BANKSHARES | 0001019056-09-001040 ↗ |
| 2009-11-12 | S-1/A | S-1/A (amendment) | AMERICAN RIVER BANKSHARES | 0001019056-09-001109 ↗ |
| 2009-11-25 | S-1/A | S-1/A (amendment) | AMERICAN RIVER BANKSHARES | 0001019056-09-001155 ↗ |
| 2009-12-07 | EFFECT | EFFECT (declared effective) | AMERICAN RIVER BANKSHARES | 9999999995-09-003390 ↗ |
| 2009-12-08 | 424B4 | 424B4 (final prospectus) | AMERICAN RIVER BANKSHARES | 0001019056-09-001178 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-11-25 | S-1/A | registration statement | - | - | Nasdaq AMRB | 2 | primary document; cover names 2 | document ↗ | ||
| 2009-12-08 | 424B4 | final prospectus | $6.25 | 3,520,000 | $22,000,000 | Nasdaq AMRB | 2 | primary document; price table, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ROBOTHAM WILLIAM A | Director | 36 | 2006–2021 | ||
| Bender Kevin | Officer | EVP - Chief Operating Officer; EVP-Chief Operating Officer; EVP & CIO | 37 | 2006–2021 | |
| TOW DOUGLAS E | Officer | EVP & Chief Credit Officer; EVP - Chief Credit Officer; EVP, Chief Credit Officer | 20 | 2006–2012 | |
| WAKS STEPHEN H | Director | 19 | 2006–2019 | ||
| BYRNE RAYMOND F | Officer | President, North Coast Bank; Pres, N Coast Bank, Div of ARB; Reg'l Pres. - North Coast Bank | 10 | 2006–2010 | |
| DERENZO MITCHELL A | Officer | EVP - Chief Financial Officer; EVP-Chief Financial Officer; Executive Vice President, CFO | 40 | 2006–2021 | |
| ZIEGLER MICHAEL A | Director | 22 | 2006–2019 | ||
| PATTON GREG | Officer | Pres - American River Bank; President-American River Bank | 8 | 2006–2008 | |
| Standing Larry | Officer | President - Bank of Amador | 5 | 2006–2008 | |
| TABER DAVID T | Director,Officer; Other | President and CEO; President and Chief Executive; President & CEO; President, CEO | 30 | 2006–2018 | |
| BUSTOS AMDOR S | Director | 8 | 2006–2010 | ||
| FITE CHARLES D | Director | 25 | 2006–2021 | person page Fuzzy | |
| Fox Robert J | Director | 13 | 2006–2016 | person page Fuzzy | |
| TAYLOR ROGER J | Director | 18 | 2006–2015 | ||
| Wright Philip | Director; Other | 36 | 2006–2021 | ||
| Vinson Richard | Other | 5 | 2006–2008 | ||
| Dominguez Dorene | Director | 7 | 2007–2010 | ||
| Muttera Robert H | Officer | EVP - Chief Credit Officer; EVP- Chief Credit Officer | 4 | 2012–2014 | |
| Box Kimberly Ann | Director | 18 | 2012–2021 | ||
| Hunter Loren E. | Officer | EVP - Chief Credit Officer; EVP Chief Credit Officer; EVP/Chief Credit Officer | 9 | 2014–2018 | |
| Owensby Jeffery | Director | 11 | 2016–2021 | ||
| Ritchie David E Jr | Director,Officer; Officer | President & CEO; President - CEO; President -- CEO | 10 | 2017–2021 | person page Fuzzy |
| Raymond Dennis F. Jr. | Officer | EVP & Chief Lending Officer; EVP - Chief Lending Officer | 2 | 2017–2019 | |
| Anderson Nicolas C | Director | 12 | 2018–2021 | ||
| McGregor Dan C. | Officer | EVP - Chief Credit Officer | 6 | 2018–2021 | |
| Raney Julie A. | Director | 6 | 2019–2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | AMERICAN RIVER BANKSHARES | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Nonprofit | AMERICAN RIVER BANK FOUNDATION | CA | Nonprofits (IRS Form 990) | same street address and ZIP code, 3100 ZINFANDEL DR STE 450 95670 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | AMERICAN RIVER BANKSHARES | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | American River Bankshares | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AMERICAN RIVER BANKSHARES | EIN (EXACT) | ||
| Person page | Charles D Fite | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David E Ritchie Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Robert J Fox | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, CA first:
- HUMBOLDT BANCORP CA
- BEVERLY HILLS BANCORP INC CA
- PACIFIC PREMIER BANCORP INC CA
- COMMUNITY WEST BANCSHARES / CA
- HERITAGE COMMERCE CORP CA
- PACIFIC COMMUNITY BANKING GROUP CA
- UCBH HOLDINGS INC CA
- FIVE STAR BANCORP CA
- PLACER SIERRA BANCSHARES CA
- Silvergate Capital Corp CA
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance