IPO registrations (S-1, F-1) · Registrants
COMMUNITY WEST BANCSHARES /
- SEC CIK
- 1051343 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-03-31, last 2012-04-27; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2010-05-10; declared effective 2010-05-10; withdrawal requested 2012-04-27
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CA
- Business address
- 445 PINE AVE, Goleta, CA 93117
- EIN
- 77-0446957
- EDGAR entity type
- operating
- Insiders and CEO pay
- COMMUNITY WEST BANCSHARES / on the corporate pages
Offering terms
- Listing
- Nasdaq under the symbol CWBC
- Lead underwriters
- Ta Ble of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: COMMUNITY WEST BANCSHARES CORP. Fuzzy (name and state)
- Form 5500 plan sponsor: COMMUNITY WEST BANK EXACT (EIN (EXACT))
- SEC filer: COMMUNITY WEST BANCSHARES / EXACT (CIK (EXACT))
- Person page: C Richard Whiston Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Martin E Plourd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-03-31 | S-1 | S-1 (registration) | COMMUNITY WEST BANCSHARES / | 0001140361-10-014501 ↗ |
| 2010-04-16 | S-1/A | S-1/A (amendment) | COMMUNITY WEST BANCSHARES / | 0001140361-10-016726 ↗ |
| 2010-04-30 | S-1/A | S-1/A (amendment) | COMMUNITY WEST BANCSHARES / | 0001140361-10-018264 ↗ |
| 2010-05-04 | S-1/A | S-1/A (amendment) | COMMUNITY WEST BANCSHARES / | 0001140361-10-018778 ↗ |
| 2010-05-10 | 424B1 | 424B1 (final prospectus) | COMMUNITY WEST BANCSHARES / | 0001140361-10-020110 ↗ |
| 2010-05-10 | EFFECT | EFFECT (declared effective) | COMMUNITY WEST BANCSHARES / | 9999999995-10-001441 ↗ |
| 2010-08-18 | EFFECT | EFFECT (declared effective) | COMMUNITY WEST BANCSHARES / | 9999999995-10-002499 ↗ |
| 2012-04-27 | RW | RW (withdrawal request) | COMMUNITY WEST BANCSHARES / | 0001193125-12-188862 ↗ |
| 2012-04-27 | S-1 | S-1 (registration) | COMMUNITY WEST BANCSHARES / | 0001193125-12-188870 ↗ |
| 2013-03-27 | RW | RW (withdrawal request) | COMMUNITY WEST BANCSHARES / | 0001193125-13-129511 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-04-16 | S-1/A | registration statement | 1,000 | - | Nasdaq CWBC | 0 | primary document; shares headline | document ↗ | ||
| 2010-04-30 | S-1/A | registration statement | - | - | Nasdaq CWBC | 0 | primary document; no terms found | document ↗ | ||
| 2010-05-04 | S-1/A | registration statement | - | - | Nasdaq CWBC | 0 | primary document; no terms found | document ↗ | ||
| 2010-05-10 | 424B1 | final prospectus | - | - | Nasdaq CWBC | 1 | primary document; cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FIRST BANKS INC | Other | 45 | 2006–2010 | ||
| INVESTORS OF AMERICA LIMITED PARTNERSHIP | Other | 45 | 2006–2010 | ||
| BALTUSKONIS CHARLES G | Officer; Other | CFO; CFO, EVP; Cheif Financial Officer; Chief Financial Officer; EVP, CFO; EVP/CFO; EVP, Chief Admin Officer; EVP, Chief Financial Officer | 69 | 2006–2017 | |
| NAHRA LYNDA | Director,Officer | CEO | 11 | 2006–2010 | |
| Thompson Susan C | Officer | EVP, CFO; SVP, Controller; SVP, CONTROLLER | 10 | 2006–2022 | |
| Hooper Cynthia | Officer | SVP SBA Division | 1 | 2006 | |
| BLOIS JEAN | Director | 15 | 2006–2021 | ||
| VIANI WILLIAM | Officer | EVP Credit Administrator | 1 | 2006 | |
| PEEPLES WILLIAM R | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Interim President & CEO | 119 | 2006–2024 | |
| ILLGEN JOHN D | Director | 28 | 2006–2024 | ||
| SIMS JAMES R JR | Director | 16 | 2006–2016 | ||
| STOVESAND KIRK | Director | 88 | 2007–2024 | ||
| Morrisey Gregory S. | Officer | SVP, Controller; SVP, CONTROLLER | 2 | 2007–2012 | |
| Favor Richard M. | Officer | EVP, Chief Credit Officer; SVP, Chief Credit Officer | 12 | 2007–2010 | |
| BARTLEIN ROBERT | Director | 67 | 2007–2024 | ||
| Whiston C Richard | Director | 13 | 2007–2010 | person page Fuzzy | |
| Plourd Martin E | Director,Officer; Officer | CEO; President and CEO; President & CEO | 78 | 2011–2024 | person page Fuzzy |
| ONNEN ERIC | Director | 12 | 2012–2015 | ||
| MOHARRAM SHEREEF | Director | 19 | 2012–2024 | ||
| ROSSO STEVEN A | Officer | Chief Credit Officer | 6 | 2012–2014 | |
| Peeples Ardyce M. | TenPercentOwner | 3 | 2013 | ||
| Phlaum Michael | Officer | Chief Operating Officer | 5 | 2014 | |
| Price Kristine | Officer | Chief Credit Officer; EVP, Chief Credit Officer | 6 | 2014–2016 | |
| Kohl Charles E | Officer | EVP, Chief Operating Officer | 4 | 2014–2015 | |
| Filippin William F | Officer | Chief Banking Officer; Market President; President; President/Chief Credit Officer | 20 | 2015–2024 | |
| LOKEY JAMES W | Director | 15 | 2015–2024 | ||
| Clark Maureen | Officer; Other | EVP, Chief Operating Officer | 4 | 2016–2018 | |
| Boutain Dana L | Director | 10 | 2017–2024 | ||
| Dobyns Tom | Director | 9 | 2017–2024 | ||
| Stronks Timothy Joseph | Officer | Chief Operating Officer; EVP Chief Operating Officer | 10 | 2018–2024 | |
| Ulrich Paul S | Officer | EVP Chief Credit Officer | 3 | 2018–2019 | |
| Chadwick Suzanne Marie | Director; Other | 9 | 2020–2024 | ||
| Raffo Christopher Raymond | Director | 4 | 2020–2024 | ||
| Pimentel Richard Jr | Officer | CFO | 4 | 2022–2024 | |
| zacarias Celina L | Director | 3 | 2022–2024 | ||
| Alwin Martin P | Director | 4 | 2022–2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | COMMUNITY WEST BANCSHARES CORP. | CA | State business registries | name and state |
| Plan sponsor | COMMUNITY WEST BANCSHARES | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | COMMUNITY WEST BANCSHARES / | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Community West Bancshares | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | COMMUNITY WEST BANK | EIN (EXACT) | ||
| Person page | C Richard Whiston | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Martin E Plourd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, CA first:
- HUMBOLDT BANCORP CA
- BEVERLY HILLS BANCORP INC CA
- PACIFIC PREMIER BANCORP INC CA
- HERITAGE COMMERCE CORP CA
- PACIFIC COMMUNITY BANKING GROUP CA
- UCBH HOLDINGS INC CA
- AMERICAN RIVER BANKSHARES CA
- FIVE STAR BANCORP CA
- PLACER SIERRA BANCSHARES CA
- Silvergate Capital Corp CA
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance