IPO registrations (S-1, F-1) · Registrants
Silvergate Capital Corp
- SEC CIK
- 1312109 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2018-11-16, last 2019-10-28; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2019-11-08; declared effective 2019-11-06
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- MD
- Business address
- 4250 EXECUTIVE SQUARE STE 300, La Jolla, CA 92037
- EDGAR entity type
- operating
- Insiders and CEO pay
- Silvergate Capital Corp on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2019-10-28)
- Final price
- $12.00 per share, below the range (424B4 filed 2019-11-08, an initial public offering)
- Shares sold
- 3,333,333 (824,605 by the company, 2,508,728 by selling holders)
- Gross proceeds
- $39,999,996 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol SI
- Lead underwriters
- Barclays; KBW (1,300,000 shares)
- Syndicate
- Stifel; Piper Sandler; Compass Point; Galaxy Digital Advisors LLC (83,333); Sandler O’Neill & Partners, L.P (366,667); Compass Point Research & Trading, LLC (250,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SILVERGATE CAPITAL CORPORATION Fuzzy (name and state)
- Form D issuer: Silvergate Capital Corp EXACT (CIK (EXACT))
- SEC filer: Silvergate Capital Corp EXACT (CIK (EXACT))
- Person page: Scott A Reed Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2018-11-16 | S-1 | S-1 (registration) | Silvergate Capital Corp | 0001193125-18-329074 ↗ |
| 2019-03-18 | S-1/A | S-1/A (amendment) | Silvergate Capital Corp | 0001193125-19-078450 ↗ |
| 2019-05-17 | S-1/A | S-1/A (amendment) | Silvergate Capital Corp | 0001193125-19-150483 ↗ |
| 2019-08-15 | S-1/A | S-1/A (amendment) | Silvergate Capital Corp | 0001193125-19-222113 ↗ |
| 2019-09-18 | S-1/A | S-1/A (amendment) | Silvergate Capital Corp | 0001193125-19-248367 ↗ |
| 2019-10-28 | S-1/A | S-1/A (amendment) | Silvergate Capital Corp | 0001193125-19-275425 ↗ |
| 2019-11-06 | EFFECT | EFFECT (declared effective) | Silvergate Capital Corp | 9999999995-19-002498 ↗ |
| 2019-11-08 | 424B4 | 424B4 (final prospectus) | Silvergate Capital Corp | 0001193125-19-288512 ↗ |
| 2020-12-16 | EFFECT | EFFECT (declared effective) | Silvergate Capital Corp | 9999999995-20-003549 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-10-28 | S-1/A | registration statement | $13.00–$15.00 | 3,744,307 | - | NYSE SI | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2019-11-08 | 424B4 | final prospectus | $12.00 | 3,333,333 | $39,999,996 | NYSE SI | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bonino John M. | Officer | Chief Legal Officer; EVP & Chief Legal Officer | 15 | 2019–2023 | |
| Brassfield Karen F. | Director | 16 | 2019–2023 | ||
| Campbell Robert Charles | Director | 19 | 2019–2022 | ||
| Colucci Paul D. | Director | 13 | 2019–2023 | ||
| DIRCKS THOMAS C | Director | 14 | 2019–2023 | ||
| Eisele Derek J. | Director,Officer; Officer | Executive Vice President; Vice Chairman and EVP | 21 | 2019–2022 | |
| Fraher Kathleen | Officer | Chief Operating Officer; Chief Risk Officer; Chief Transition Officer; EVP & COO | 20 | 2019–2023 | |
| FRANK DENNIS S | Director | 18 | 2019–2022 | ||
| Friedman Martin S. | Director | 4 | 2019 | ||
| LANE ALAN J | Director,Officer | Chief Executive Officer; President and CEO | 23 | 2019–2023 | |
| Lempres Michael | Director | 10 | 2019–2023 | ||
| Martino Antonio | Officer | CFO | 11 | 2019–2023 | |
| Reed Scott A. | Director | 23 | 2019–2023 | person page Fuzzy | |
| Reynolds Ben | Officer | Chief Strategy Officer; EVP; EVP, Chief Strategy Officer; EVP Corporate Development; President | 16 | 2019–2023 | |
| Simmons William Paul | Officer | Executive VP | 2 | 2019 | |
| Paik Son-Jai | Officer | Chief Human Resource Officer; EVP & Chief HR Officer | 7 | 2020–2022 | |
| Sullivan Colleen | Director | 4 | 2020–2021 | ||
| Gupta Aanchal | Director | 4 | 2021–2023 | ||
| Rettig Rebecca | Director | 3 | 2022 | ||
| Henke Mary-Margaret | Director | 2 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-03-07 | Silvergate Capital Corp | Commercial Banking | Indefinite | $114,000,000 | 46 | 1 |
| 2015-01-14 | Silvergate Capital Corp | Commercial Banking | Indefinite | $7,999,998 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SILVERGATE CAPITAL CORPORATION | CA | State business registries | name and state |
| Form D issuer | Silvergate Capital Corp | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Silvergate Capital Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SILVERGATE CAPITAL CORPORATION | CA | Trademarks (USPTO) | name and state |
| Person page | Scott A Reed | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, CA first:
- HUMBOLDT BANCORP CA
- BEVERLY HILLS BANCORP INC CA
- PACIFIC PREMIER BANCORP INC CA
- COMMUNITY WEST BANCSHARES / CA
- HERITAGE COMMERCE CORP CA
- PACIFIC COMMUNITY BANKING GROUP CA
- UCBH HOLDINGS INC CA
- AMERICAN RIVER BANKSHARES CA
- FIVE STAR BANCORP CA
- PLACER SIERRA BANCSHARES CA
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance