IPO registrations (S-1, F-1) · Registrants
PLACER SIERRA BANCSHARES
- SEC CIK
- 1279410 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-02-12, last 2004-07-20; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2004-08-12
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CA
- Business address
- 525 J STREET, Sacramento, CA 95814
- EIN
- 94-3411134
- EDGAR entity type
- operating
- Insiders and CEO pay
- PLACER SIERRA BANCSHARES on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2004-07-20)
- Final price
- $20.00 per share, within the range (424B4 filed 2004-08-12, an initial public offering)
- Shares sold
- 5,730,000 (500,000 by the company, 5,230,000 by selling holders)
- Gross proceeds
- $114,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PLSB
- Lead underwriters
- RBC Capital Markets (769,500 shares)
- Syndicate
- FBR (2,924,100); KBW (1,436,400); Advest, Inc (75,000); D.A. Davidson (75,000); Hoefer & Arnett, Inc (75,000); Howe Barnes Investments, Inc (75,000); JMP Securities (75,000); Roth Capital Partners (75,000); Sandler O’Neill & Partners, L.P (75,000); Stifel (75,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: PLACER SIERRA BANCSHARES EXACT (CIK (EXACT))
- Person page: Allan W Arendsee Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Randall E Reynoso Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-02-12 | S-1 | S-1 (registration) | PLACER SIERRA BANCSHARES | 0001193125-04-021516 ↗ |
| 2004-03-25 | S-1/A | S-1/A (amendment) | PLACER SIERRA BANCSHARES | 0001193125-04-048404 ↗ |
| 2004-05-07 | S-1/A | S-1/A (amendment) | PLACER SIERRA BANCSHARES | 0001193125-04-082296 ↗ |
| 2004-06-01 | S-1/A | S-1/A (amendment) | PLACER SIERRA BANCSHARES | 0001193125-04-096445 ↗ |
| 2004-06-29 | S-1/A | S-1/A (amendment) | PLACER SIERRA BANCSHARES | 0001193125-04-110641 ↗ |
| 2004-07-20 | S-1/A | S-1/A (amendment) | PLACER SIERRA BANCSHARES | 0001193125-04-121096 ↗ |
| 2004-08-12 | 424B4 | 424B4 (final prospectus) | PLACER SIERRA BANCSHARES | 0001193125-04-138052 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-07-20 | S-1/A | registration statement | $19.00–$21.00 | 5,730,000 | - | Nasdaq PLSB | 1 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 1 | document ↗ | |
| 2004-08-12 | 424B4 | final prospectus | $20.00 | 5,730,000 | $114,600,000 | Nasdaq PLSB | 11 | primary document; price sentence, shares headline, proceeds table, underwriting table 11, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Belvedere Capital Partners LLC | TenPercentOwner; TenPercentOwnerOther | 4 | 2006 | ||
| Byrom J Thomas | TenPercentOwner; TenPercentOwnerOther | 4 | 2006 | ||
| CALIFORNIA COMMUNITY FINANCIAL INSTITUTIONS FUND LIMITED PARTNERSHIP | TenPercentOwnerOther | 4 | 2006 | ||
| Barri Kevin J | Officer | EVP, Retail Banking Div Mgr; EVP, Retail Banking Div. Mgr. | 4 | 2006–2007 | |
| Johnson Ken E | Officer | EVP, Human Resource Director; EVP & Human Resources Director | 5 | 2006–2007 | |
| Smiley Robert H | Director | 4 | 2006–2007 | ||
| Harris Angelee | Officer | EVP, General Counsel | 3 | 2006–2007 | |
| Hooston David E | Officer | CFO | 3 | 2006–2007 | |
| Laitsch Marshall | Officer | Pres., So. Calif. Div. | 2 | 2006–2007 | |
| Matsuda Kary Lynn | Officer | EVP, Director of Operations | 3 | 2006–2007 | |
| Reynoso Randall E | Officer | President, COO | 5 | 2006–2007 | person page Fuzzy |
| Sundquist James A | Officer | EVP, CFO of Placer Sierra Bank | 2 | 2006–2007 | |
| John Payne | Officer | Interim Chief Credit Officer | 1 | 2006 | |
| Bachli Ronald W | Officer; Other | Chairman & CEO; Chairman of the Board | 6 | 2006 | |
| Black Christi | Director | 2 | 2006–2007 | ||
| Kushner Robert J | Director | 3 | 2006–2007 | ||
| MITCHELL LARRY D | Director | 2 | 2006–2007 | ||
| Shackelford Dwayne A | Director | 2 | 2006–2007 | ||
| SLATON WILLIAM J | Director | 2 | 2006–2007 | ||
| SMOLEY SANDRA | Director | 3 | 2006–2007 | ||
| Nations Thomas D | Officer | EVP, Chief Credit Officer | 2 | 2006–2007 | |
| ARENDSEE ALLAN W | Director | 6 | 2006–2007 | person page Fuzzy | |
| MERCARDANTE FRANK J | Director; Director,Officer | Chief Executive Officer | 6 | 2006–2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PLACER SIERRA BANCSHARES | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Allan W Arendsee | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Randall E Reynoso | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, CA first:
- HUMBOLDT BANCORP CA
- BEVERLY HILLS BANCORP INC CA
- PACIFIC PREMIER BANCORP INC CA
- COMMUNITY WEST BANCSHARES / CA
- HERITAGE COMMERCE CORP CA
- PACIFIC COMMUNITY BANKING GROUP CA
- UCBH HOLDINGS INC CA
- AMERICAN RIVER BANKSHARES CA
- FIVE STAR BANCORP CA
- Silvergate Capital Corp CA
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance