IPO registrations (S-1, F-1) · Registrants
UCBH HOLDINGS INC
- SEC CIK
- 1061580 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-07-01, last 1998-10-13; 1 initial registration, 4 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 555 MONTGOMERY STREET, 14TH FLOOR, San Francisco, CA 94111
- EIN
- 94-3072450
- EDGAR entity type
- operating
- Insiders and CEO pay
- UCBH HOLDINGS INC on the corporate pages
Offering terms
- Shares offered
- 9,333,333
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: UCBH HOLDINGS INC EXACT (CIK (EXACT))
- Person page: Daniel P Riley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Dennis A Lee Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Doreen Woo Ho Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Pin Pin Chau Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-07-01 | S-1 | S-1 (registration) | UCBH HOLDINGS INC | 0001024739-98-000660 ↗ |
| 1998-09-01 | S-1/A | S-1/A (amendment) | UCBH HOLDINGS INC | 0001024739-98-000855 ↗ |
| 1998-09-28 | S-1/A | S-1/A (amendment) | UCBH HOLDINGS INC | 0001024739-98-000922 ↗ |
| 1998-10-08 | S-1/A | S-1/A (amendment) | UCBH HOLDINGS INC | 0001024739-98-000959 ↗ |
| 1998-10-13 | S-1/A | S-1/A (amendment) | UCBH HOLDINGS INC | 0001024739-98-000962 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-10-13 | S-1/A | registration statement | 9,333,333 | - | 0 | from the submission text; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GAUTSCH DANIEL M | Officer | EVP & Chief Compliance Officer; EVP & Chief Risk & Comp. Off.; EVP & Dir. Enter. Risk Mgmt. | 3 | 2006–2008 | |
| KI LI LIN | Director | 6 | 2006–2009 | ||
| LOH SYLVIA | Officer | EVP & Chair Minsheng T/Force; EVP & Chief Lending Officer; EVP & Sr. Advisor to Chairman | 14 | 2006–2008 | |
| SHABUDIN EBRAHIM | Officer | EVP & Chief Operating Officer | 4 | 2006–2008 | |
| THIAN ALAN | Officer | EVP & Regional Dir. of S. Cal. | 2 | 2006–2007 | |
| TSUI KA WAH | Officer | EVP & GM, Greater China Region | 3 | 2006–2008 | |
| WU THOMAS S | Director,Officer | Chairman, President & CEO | 11 | 2006–2008 | |
| ZONER CAROL F | Officer | SVP & Director of HR | 1 | 2006 | |
| GO SANDRA | Officer | SVP, Corporate Development | 1 | 2006 | |
| KWOK JOSEPH W | Officer | SVP & Dir. Priv. Client Servs. | 1 | 2006 | |
| LEE DENNIS A | Officer | SVP & Corporate Counsel | 9 | 2006–2008 | person page Fuzzy |
| LI GABRIEL | Officer | SVP & Director of Operations | 1 | 2006 | |
| MILLER JONAS | Officer | SVP & Treasurer | 8 | 2006–2008 | |
| SUN PETER Y | Officer | SVP & Regional Director, NY | 1 | 2006 | |
| WU DENNIS | Director; Director,Officer | EVP & Chief Financial Officer | 4 | 2006–2008 | |
| CHAN ANTHONY Y | Director | 1 | 2006 | ||
| Blackford Cynthia C | Officer | SVP & Chief Audit Executive | 2 | 2006–2008 | |
| Laraia William J | Officer | EVP & Director of NY Region | 7 | 2006–2009 | |
| Ng David S | Director | 5 | 2006–2009 | ||
| JOU JOSEPH J | Director | 2 | 2006–2008 | ||
| KERR JOHN M | Officer | EVP & Chief Credit Officer; SVP & Chief Credit Officer | 4 | 2007–2008 | |
| On Craig S | Officer | EVP & Chief Financial Officer; SVP & Corporate Controller; SVP & Deputy CFO; SVP & Interim CFO | 6 | 2007–2008 | |
| Yu David | Officer | EVP & Director of SE Region | 3 | 2007–2008 | |
| DOWNING JONATHAN H | Officer | EVP & Chief Financial Officer; EVP & Dir. of Corp. Devel. | 6 | 2007–2008 | |
| CHAU PIN PIN | Director | 3 | 2007–2008 | person page Fuzzy | |
| Lucero Viola R. | Officer | SVP & Director of HR | 4 | 2007–2009 | |
| WONG GODWIN | Director | 3 | 2007–2008 | ||
| Cinderey John M. | Officer | EVP, Dir of Commercial Banking | 3 | 2008 | |
| WANG RICHARD LI-CHUNG | Director | 6 | 2008–2009 | ||
| KWOK JAMES | Director | 2 | 2008 | ||
| Nagel Robert C | Officer | SVP & Chief Audit Executive | 2 | 2008 | |
| Mitchell Douglas | Officer | SVP, Corp. Dev. & Invest Rel.; SVP, Corp. Dev. & Invest. Rel. | 2 | 2008 | |
| Perry Martha F | Officer | SVP & Dir.of Fin. Plan. & Anal | 1 | 2008 | |
| Wan Qingyuan | Director | 2 | 2008 | ||
| Thompson Burton D | Officer | SVP & Corporate Controller | 2 | 2008 | |
| Riley Daniel P | Director | 3 | 2008–2009 | person page Fuzzy | |
| Ho Doreen Woo | Officer | President, Community Banking | 2 | 2009 | person page Fuzzy |
| Vaez Joseph E. | Director | 1 | 2009 | ||
| Fukui Keith O. | Director,Officer; Officer | SVP & Corporate Controller | 3 | 2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | UCBH HOLDINGS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Daniel P Riley | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Dennis A Lee | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Doreen Woo Ho | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Pin Pin Chau | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, CA first:
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- BEVERLY HILLS BANCORP INC CA
- PACIFIC PREMIER BANCORP INC CA
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- PACIFIC COMMUNITY BANKING GROUP CA
- AMERICAN RIVER BANKSHARES CA
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In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance