IPO registrations (S-1, F-1) · Underwriters
Wunderlich Securities
- Deals
- 35 priced offerings as an underwriter, 3 as lead manager or representative; 28 initial public offerings
- Proceeds of those deals
- $4,623,343,948 ($71,500,000 as lead)
- Years
- 1998–2017
- Named in
- 56 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as WUNDERLICH SECURITIES, INC. · filings on EDGAR ↗
- Named as
- Wunderlich Securities; Wunderlich Securities, Inc
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2017 | 1 | 1 | $37,500,000 |
| 2016 | 4 | 1 | $609,750,000 |
| 2015 | 1 | 0 | $91,071,435 |
| 2014 | 7 | 0 | $1,150,436,843 |
| 2013 | 3 | 0 | $345,000,000 |
| 2012 | 5 | 0 | $1,128,750,000 |
| 2011 | 4 | 1 | $516,166,670 |
| 2010 | 1 | 0 | $45,288,000 |
| 2009 | 1 | 0 | $22,000,000 |
| 2006 | 2 | 0 | $216,500,000 |
| 2005 | 3 | 0 | $212,050,000 |
| 2002 | 1 | 0 | $60,456,000 |
| 1999 | 1 | 0 | $84,375,000 |
| 1998 | 1 | 0 | $104,000,000 |
Deals 35
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-05-12 | Veritone, Inc. CA | Lead | $15.00 | 2,500,000 | $37,500,000 | Nasdaq VERI | IPO | 3 | 424B4 ↗ | |
| 2016-12-20 | Lonestar Resources US Inc. TX | Syndicate | $5.75 | 12,000,000 | $69,000,000 | Nasdaq LONE | Offering | 7 | 424B4 ↗ | |
| 2016-12-15 | Brazos Valley Longhorn, L.L.C. OK | Syndicate | $15.00 | 27,500,000 | $412,500,000 | NYSE WRD | IPO | 18 | 424B4 ↗ | |
| 2016-10-17 | MAMMOTH ENERGY SERVICES, INC. OK | Syndicate | $15.00 | 7,750,000 | $116,250,000 | Nasdaq TUSK | IPO | 12 | 424B4 ↗ | |
| 2016-08-12 | AIRGAIN INC CA | Lead | $8.00 | 1,500,000 | $12,000,000 | Nasdaq AIRG | IPO | 2 | 424B4 ↗ | |
| 2015-07-17 | MasterCraft Boat Holdings, Inc. TN | Syndicate | $15.00 | 6,071,429 | $91,071,435 | Nasdaq MCFT | IPO | 5 | 424B4 ↗ | |
| 2014-08-15 | C1 Financial, Inc. FL | Syndicate | $17.00 | 2,631,579 | $44,736,843 | NYSE BNK | IPO | 8 | 424B4 ↗ | |
| 2014-08-04 | CRAILAR TECHNOLOGIES INC A1 | Syndicate | $0.50 | 13,000,000 | $6,500,000 | TSX CRLRF | Offering | 2 | 424B4 ↗ | |
| 2014-07-30 | Via Renewables, Inc. TX | Syndicate | $18.00 | 3,000,000 | $54,000,000 | Nasdaq SPKE | IPO | 12 | 424B4 ↗ | |
| 2014-06-18 | VNOM Sub, Inc. TX | Syndicate | $26.00 | - | $130,000,000 | Nasdaq VNOM | IPO | 12 | 424B1 ↗ | |
| 2014-06-16 | Range Resources - Louisiana, Inc. TX | Syndicate | $19.00 | 42,800,000 | $813,200,000 | Nasdaq MRD | IPO | 18 | 424B4 ↗ | |
| 2014-05-27 | Superior Drilling Products, Inc. UT | Syndicate | $4.00 | 6,750,000 | $27,000,000 | NYSE American SDPI | IPO | 3 | 424B4 ↗ | |
| 2014-01-15 | Cypress Environmental Partners, L.P. OK | Syndicate | $20.00 | - | $75,000,000 | NYSE CELP | IPO | 6 | 424B4 ↗ | |
| 2013-07-29 | AZURE MIDSTREAM PARTNERS, LP TX | Syndicate | $20.00 | - | $137,500,000 | Nasdaq FISH | IPO | 10 | 424B4 ↗ | |
| 2013-05-10 | Emerge Energy Services LP TX | Syndicate | $17.00 | - | $127,500,000 | NYSE EMES | IPO | 9 | 424B4 ↗ | |
| 2013-02-08 | New Source Energy Partners L.P. OK | Syndicate | $20.00 | - | $80,000,000 | NYSE NSLP | IPO | 7 | 424B1 ↗ | |
| 2012-10-26 | Nuveen Long/Short Commodity Total Return Fund IL | Syndicate | $25.00 | 18,800,000 | $470,000,000 | Offering | 15 | 424B4 ↗ | ||
| 2012-10-26 | CrossAmerica Partners LP PA | Syndicate | $20.00 | - | $120,000,000 | NYSE LGP | IPO | 5 | 424B4 ↗ | |
| 2012-10-15 | Diamondback Energy, Inc. TX | Syndicate | $17.50 | 12,500,000 | $218,750,000 | Nasdaq FANG | IPO | 10 | 424B4 ↗ | |
| 2012-04-18 | SandRidge Mississippian Trust II TX | Syndicate | - | - | NYSE SDR | IPO | 11 | 424B1 ↗ | ||
| 2012-03-23 | Whiting USA Trust II TX | Syndicate | $20.00 | - | $320,000,000 | NYSE WLL | IPO | 9 | 424B4 ↗ | |
| 2011-08-12 | SandRidge Permian Trust TX | Syndicate | - | - | NYSE PER | IPO | 15 | 424B1 ↗ | ||
| 2011-06-29 | GLOBUS MARITIME LTD J3 | Lead | $8.00 | 2,750,000 | $22,000,000 | Nasdaq GLBS | Offering | 2 | 424B4 ↗ | |
| 2011-04-07 | SandRidge Mississippian Trust I TX | Syndicate | $21.00 | - | $315,000,000 | NYSE SDT | IPO | 9 | 424B4 ↗ | |
| 2011-02-08 | EMERGENT CAPITAL, INC. FL | Syndicate | $10.75 | 16,666,667 | $179,166,670 | NYSE IFT | IPO | 3 | 424B1 ↗ | |
| 2010-03-24 | Bank of Commerce Holdings CA | Syndicate | $6.29 | 7,200,000 | $45,288,000 | Nasdaq BOCH | Offering | 5 | 424B4 ↗ | |
| 2009-12-08 | AMERICAN RIVER BANKSHARES CA | Syndicate | $6.25 | 3,520,000 | $22,000,000 | Nasdaq AMRB | Offering | 2 | 424B4 ↗ | |
| 2006-12-22 | UNIVERSAL POWER GROUP INC. TX | Syndicate | $7.00 | 2,000,000 | $14,000,000 | NYSE American UPG | IPO | 4 | 424B4 ↗ | |
| 2006-07-20 | Energy Infrastructure Acquisition Corp. NY | Syndicate | $10.00 | 20,250,000 | $202,500,000 | NYSE American EIIU | IPO | 9 | 424B4 ↗ | |
| 2005-11-14 | Cold Spring Capital Inc. CT | Syndicate | $7.50 | 20,000,000 | $150,000,000 | NYSE American CDS.U | IPO | 5 | 424B4 ↗ | |
| 2005-08-24 | RMX Holdings, Inc. AZ | Syndicate | $11.00 | 1,550,000 | $17,050,000 | NYSE American RMX | IPO | 2 | 424B1 ↗ | |
| 2005-08-10 | FIRST SECURITY GROUP INC/TN TN | Syndicate | $10.00 | 4,500,000 | $45,000,000 | Nasdaq FSGI | Offering | 5 | 424B4 ↗ | |
| 2002-07-19 | RED ROBIN GOURMET BURGERS INC CO | Syndicate | $12.00 | 5,038,000 | $60,456,000 | Nasdaq RRGB | IPO | 18 | 424B4 ↗ | |
| 1999-06-08 | DRKOOP COM INC CA | Syndicate | $9.00 | 9,375,000 | $84,375,000 | Nasdaq KOOP | IPO | 25 | 424B4 ↗ | |
| 1998-08-07 | NATIONSRENT INC FL | Syndicate | $8.00 | 13,000,000 | $104,000,000 | NYSE NRI | IPO | 28 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 4
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Radius Bancorp Inc. | Syndicate | $11.75–$13.75 | 5,000,000 | Nasdaq RADB | Withdrawn 2015-02-05 | S-1/A ↗ |
| 2013-05-10 | PEDEVCO CORP | Lead | 8,888,888 | OTC PEDOD | Withdrawn 2013-07-09 | S-1/A ↗ | |
| 2012-04-05 | SandRidge Mississippian Trust II | Syndicate | $19.00–$21.00 | - | NYSE SDR | Priced 2012-04-18 (terms not read) | S-1/A ↗ |
| 2011-07-29 | SandRidge Permian Trust | Syndicate | $19.00–$21.00 | - | NYSE PER | Priced 2011-08-12 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Raymond James | 15 | 7 |
| Baird | 11 | 6 |
| Stifel | 10 | 4 |
| Morgan Stanley | 8 | 6 |
| Oppenheimer | 8 | 2 |
| Wells Fargo | 8 | 2 |
| BofA Securities | 7 | 1 |
| Citigroup | 7 | 3 |
| Merrill Lynch | 7 | 4 |
| RBC Capital Markets | 7 | 1 |
| Credit Suisse | 6 | 2 |
| Ladenburg Thalmann | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.