IPO registrations (S-1, F-1) · Registrants
BUCA INC /MN
- SEC CIK
- 1046501 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-02-18, last 2000-04-11; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1999-04-21
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- MN
- Business address
- 1300 NICOLLET MALL, SUITE 3043, Minneapolis, MN 55403
- EIN
- 41-1802364
- EDGAR entity type
- operating
- Insiders and CEO pay
- BUCA INC /MN on the corporate pages
Offering terms
- Proposed price range
- $10.50–$12.50 per share (S-1/A filed 1999-04-16)
- Final price
- $12.00 per share, within the range (424B4 filed 1999-04-21, an initial public offering)
- Shares sold
- 3,075,838
- Gross proceeds
- $36,910,056 before underwriting discounts and any over-allotment option
- Lead underwriters
- Piper Sandler (1,035,838 shares); Montgomery Securities (690,000 shares)
- Syndicate
- BT Alex. Brown (100,000); Robertson Stephens (100,000); A.G. Edwards (100,000); Hambrecht & Quist (100,000); Lazard (100,000); Thomas Weisel Partners (100,000); Advest, Inc (50,000); George K. Baum & Company (50,000); William Blair (50,000); J.C. Bradford & Co (50,000); RBC Capital Markets (50,000); EVEREN Securities, Inc (50,000); Ferris, Baker Watts, Inc (50,000); Jefferies (50,000); Josephthal & Co. Inc (50,000); John G. Kinnard & Company, Incorporated (50,000); Legg Mason (50,000); McDonald Investments Inc., a KeyCorp Company (50,000); Nessuah Zannex Ltd (50,000); Raymond James (50,000); Stephens (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BUCA, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BUCA, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: BUCA, INC. EXACT (EIN (EXACT))
- SEC filer: BUCA INC /MN EXACT (CIK (EXACT))
- Person page: Fritzi G Woods Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John P Whaley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-02-18 | S-1 | S-1 (registration) | BUCA INC /MN | 0001045969-99-000121 ↗ |
| 1999-03-24 | S-1/A | S-1/A (amendment) | BUCA INC /MN | 0001045969-99-000177 ↗ |
| 1999-04-09 | S-1/A | S-1/A (amendment) | BUCA INC /MN | 0001045969-99-000243 ↗ |
| 1999-04-16 | S-1/A | S-1/A (amendment) | BUCA INC /MN | 0001045969-99-000264 ↗ |
| 1999-04-20 | S-1MEF | S-1MEF (added securities) | BUCA INC /MN | 0001045969-99-000271 ↗ |
| 1999-04-21 | 424B4 | 424B4 (final prospectus) | BUCA INC /MN | 0001045969-99-000273 ↗ |
| 2000-03-17 | S-1 | S-1 (registration) | BUCA INC /MN | 0001045969-00-000187 ↗ |
| 2000-03-20 | S-1/A | S-1/A (amendment) | BUCA INC /MN | 0001045969-00-000193 ↗ |
| 2000-04-11 | S-1/A | S-1/A (amendment) | BUCA INC /MN | 0001045969-00-000265 ↗ |
| 2000-04-13 | 424B4 | 424B4 (final prospectus) | BUCA INC /MN | 0001045969-00-000270 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-04-16 | S-1/A | registration statement | $10.50–$12.50 | $7.04 | 2,780,819 | $19,576,965 | 2 | from the submission text; range, price line, shares headline, proceeds computed, cover names 2 | document ↗ | |
| 1999-04-21 | 424B4 | final prospectus | $12.00 | 3,075,838 | $36,910,056 | 23 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 23, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FELTENSTEIN SIDNEY J | Director | 1 | 2006 | ||
| MIHAJLOV PETER J | Director | 1 | 2006 | ||
| Stamas James T | Director | 1 | 2006 | ||
| Woods Fritzi G | Director | 1 | 2006 | person page Fuzzy | |
| ZEPF PAUL J | Director | 1 | 2006 | ||
| Goetz Dennis J | Officer | Chief Accounting Officer; Chief Financial Officer | 3 | 2006–2008 | |
| WHALEY JOHN P | Director | 1 | 2006 | person page Fuzzy | |
| Bettin John T | Officer | President | 2 | 2006–2008 | |
| Erstad Richard G | Officer | General Counsel and Secretary | 2 | 2006–2008 | |
| OLeary Kaye R | Officer | Chief Financial Officer | 1 | 2006 | |
| Rodahl Cynthia C | Officer | Chief Family Resource Officer | 1 | 2006 | |
| Doolin Wallace B | Director,Officer | Chief Executive Officer | 1 | 2007 | |
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 3 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | BUCA INC /MN | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | BUCA, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | BUCA, LLC | State business registries | EIN (EXACT, as the state registration reports it) | |
| Form 5500 plan sponsor | BUCA, INC. | EIN (EXACT) | ||
| Person page | Fritzi G Woods | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John P Whaley | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating Places, MN first:
- BBQ HOLDINGS, INC. MN
- BUFFALO WILD WINGS INC MN
- BUFFETS HOLDINGS, INC. MN
- BUFFETS INC MN
- RAINFOREST CAFE INC MN
- Blue Water Global Group, Inc. A0
- Tim Hortons Inc. A6
- PJ AMERICA INC AL
- P F CHANGS CHINA BISTRO INC AZ
- STAR BUFFET INC AZ
In other datasets, the same topic (Food and agriculture) in MN:
- Nonprofit: 2 EASTERN POMONA (Nonprofits (IRS Form 990))
Interests: Retail-Eating Places · Food and agriculture