IPO registrations (S-1, F-1) · Registrants
BBQ HOLDINGS, INC.
- SEC CIK
- 1021270 · filings on EDGAR ↗
- Name on the registration
- FAMOUS DAVES OF AMERICA INC
- Former names
- FAMOUS DAVES OF AMERICA INC (2000–2019); FAMOUS DAVE S OF AMERICA INC (1996–2000)
- Registration
- Form S-1, first filed 2017-12-06, last 2018-03-07; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2018-03-12; declared effective 2018-03-09
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- MN
- Business address
- 12701 WHITEWATER DRIVE, SUITE 100, Minnetonka, MN 55343
- EIN
- 41-1782300
- EDGAR entity type
- operating
- Insiders and CEO pay
- BBQ HOLDINGS, INC. on the corporate pages
Offering terms
- Final price
- $3.50 per share (424B4 filed 2018-03-12)
- Shares sold
- 418,169
- Gross proceeds
- $1,463,591 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DAVE
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BBQ Holdings, Inc. Fuzzy (name and state)
- Business registration: BBQ Holdings, Inc. Fuzzy (name and state)
- Business registration: BBQ HOLDINGS, INC. Fuzzy (name and state)
- Business registration: BBQ HOLDINGS, INC. Fuzzy (name and state)
- Business registration: BBQ HOLDINGS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: FAMOUS DAVE'S OF AMERICA, INC. EXACT (EIN (EXACT))
- Form D issuer: BBQ HOLDINGS, INC. EXACT (CIK (EXACT))
- SEC filer: BBQ HOLDINGS, INC. EXACT (CIK (EXACT))
- Person page: Alfredo V Martel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Joshua G Welch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Mary L Jeffries Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-12-06 | S-1 | S-1 (registration) | FAMOUS DAVES OF AMERICA INC | 0001047469-17-007504 ↗ |
| 2017-12-29 | S-1/A | S-1/A (amendment) | FAMOUS DAVES OF AMERICA INC | 0001047469-17-007858 ↗ |
| 2018-01-29 | S-1/A | S-1/A (amendment) | FAMOUS DAVES OF AMERICA INC | 0001047469-18-000483 ↗ |
| 2018-03-05 | S-1/A | S-1/A (amendment) | FAMOUS DAVES OF AMERICA INC | 0001047469-18-001283 ↗ |
| 2018-03-07 | S-1/A | S-1/A (amendment) | FAMOUS DAVES OF AMERICA INC | 0001047469-18-001362 ↗ |
| 2018-03-09 | EFFECT | EFFECT (declared effective) | FAMOUS DAVES OF AMERICA INC | 9999999995-18-000574 ↗ |
| 2018-03-12 | 424B4 | 424B4 (final prospectus) | FAMOUS DAVES OF AMERICA INC | 0001047469-18-001537 ↗ |
| 2018-05-30 | EFFECT | EFFECT (declared effective) | FAMOUS DAVES OF AMERICA INC | 9999999995-18-001376 ↗ |
| 2019-10-30 | EFFECT | EFFECT (declared effective) | BBQ HOLDINGS, INC. | 9999999995-19-002423 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-03-07 | S-1/A | registration statement | $3.50 | 418,169 | $1,463,591 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2018-03-12 | 424B4 | final prospectus | $3.50 | 418,169 | $1,463,591 | Nasdaq DAVE | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARDWELL F LANE JR | Director; Director,Officer | Interim CEO | 3 | 2006–2008 | |
| DAHLBERG K JEFFREY | Director; DirectorOther | 5 | 2006–2010 | ||
| JEFFRIES MARY L | Director | 3 | 2006–2008 | person page Fuzzy | |
| MONFORT RICHARD L | Director | 16 | 2006–2014 | ||
| RIESEN DEAN A | Director | 11 | 2006–2014 | ||
| GORONKIN DAVID | Director,Officer | Chief Executive Officer | 3 | 2006–2007 | |
| PURCEL DIANA G | Officer | CFO & Secretary | 15 | 2006–2014 | |
| ODONNELL CHRISTOPHER | Director,Officer; Officer | Chief Operating Officer; Exec. VP Operations; President and CEO; President and COO | 14 | 2006–2014 | |
| VICUNA ADVISERS LLC | TenPercentOwner | 7 | 2008–2009 | ||
| VICUNA PARTNERS LLC | TenPercentOwner | 7 | 2008–2009 | ||
| WELCH JOSHUA G | TenPercentOwner | 7 | 2008–2009 | person page Fuzzy | |
| CRAFT WILSON L | Director,Officer | Chief Executive Officer | 2 | 2008 | |
| KRO LISA A | Director | 3 | 2009–2014 | ||
| Doolin Wallace B | Director | 4 | 2009–2014 | ||
| Gilbert John F III | Director; Director,Officer | Chief Executive Officer | 13 | 2011–2014 | |
| Walsh Patrick | Director; DirectorOther; Director,TenPercentOwner; TenPercentOwner | 13 | 2013–2018 | ||
| Wright Adam John | Director; Director,Officer | Chief Executive Officer | 6 | 2013–2016 | |
| Lennon Jonathan | Director,TenPercentOwner; TenPercentOwner | 10 | 2013–2016 | ||
| Pleasant Lake Co-Invest I LLC | TenPercentOwner | 9 | 2013–2016 | ||
| Pleasant Lake Offshore Master Fund L.P. | TenPercentOwner | 10 | 2013–2016 | ||
| Pleasant Lake Onshore GP LLC | TenPercentOwner | 10 | 2013–2016 | ||
| Pleasant Lake Partners LLC | Director; TenPercentOwner | 11 | 2013–2016 | ||
| PLP MM LLC | TenPercentOwner | 10 | 2013–2016 | ||
| PW Partners Atlas Fund LP | Director; Other | 9 | 2013–2018 | ||
| PW Partners Atlas Funds, LLC | Director; Other | 9 | 2013–2018 | ||
| PW Partners Capital Management LLC | Director; Other | 9 | 2013–2018 | ||
| PW Partners, LLC | Director; Other | 8 | 2013–2018 | ||
| PW Partners Master Fund, L.P. | Other | 2 | 2013 | ||
| RENSI EDWARD H | Director; Director,Officer | Chief Executive Officer | 5 | 2014–2015 | |
| HEFFES BRETT D | Director | 2 | 2014 | ||
| Pawlowski Richard A. | Officer | Chief Financial Officer | 6 | 2014–2016 | |
| Mastrocola David John | Director | 2 | 2014 | ||
| BECKMAN JOHN P | Officer | VP, Chief Accounting Officer; VP/ Chief Accounting Officer | 3 | 2015–2016 | |
| LionEye Advisors LLC | TenPercentOwner | 13 | 2015–2016 | ||
| LionEye Capital Management LLC | TenPercentOwner | 13 | 2015–2016 | ||
| LionEye Master Fund Ltd | TenPercentOwner | 13 | 2015–2016 | ||
| LionEye Onshore Fund LP | TenPercentOwner | 13 | 2015–2016 | ||
| Raneri Stephen | TenPercentOwner | 13 | 2015–2016 | ||
| Rosen Arthur | TenPercentOwner | 13 | 2015–2016 | ||
| BOMMER SCOTT A | TenPercentOwner | 2 | 2015 | ||
| SAB CAPITAL ADVISORS LLC | TenPercentOwner | 2 | 2015 | ||
| SAB CAPITAL MANAGEMENT LLC | TenPercentOwner | 2 | 2015 | ||
| SAB CAPITAL MANAGEMENT LP | TenPercentOwner | 2 | 2015 | ||
| DAVIDSON CHARLES E | Director,TenPercentOwner; TenPercentOwner | 5 | 2015–2018 | ||
| JACOBS JOSEPH | Director; Director,TenPercentOwner; TenPercentOwner | 6 | 2015–2018 | ||
| WEXFORD CAPITAL LP | Director,TenPercentOwner; TenPercentOwner | 5 | 2015–2018 | ||
| Wexford GP LLC | Director,TenPercentOwner; TenPercentOwner | 5 | 2015–2018 | ||
| WEXFORD SPECTRUM INVESTORS LLC | Director,TenPercentOwner; TenPercentOwner | 3 | 2015–2018 | ||
| Shapiro Richard A | Director | 2 | 2015–2018 | ||
| Gala Anand D. | Director | 2 | 2015–2016 | ||
| Wolff Bryan Lowell | Director | 8 | 2015–2022 | ||
| RUIZ ABELARDO | Officer | Chief Operating Officer | 2 | 2015 | |
| Martel Alfredo V. | Officer | Chief Marketing Officer | 2 | 2016 | person page Fuzzy |
| Newman Dexter | Officer | Chief Financial Officer | 3 | 2016–2017 | |
| PW Partners Atlas Fund II, LP | Director; Other | 5 | 2016–2018 | ||
| Bandera Partners LLC | TenPercentOwner | 14 | 2016–2021 | ||
| Bylinsky Gregory | TenPercentOwner | 14 | 2016–2021 | ||
| Gramm Jefferson | TenPercentOwner | 14 | 2016–2021 | ||
| Lister Michael W Sr. | Officer | CEO | 2 | 2016 | |
| Renegar Doug | Officer | Sr. Vice President | 2 | 2016 | |
| MOOTY CHARLES WILLIAM | Director | 4 | 2016–2017 | ||
| HIRSCHHORN ERIC | Director | 2 | 2017 | ||
| CRIVELLO JEFFERY | Director; Director,Officer | Chief Executive Officer | 14 | 2017–2022 | |
| FS SPECIAL OPPORTUNITIES I, L.P. | Other | 2 | 2017–2018 | ||
| Concepcion Geovannie | Officer | Chief Operating Officer | 1 | 2017 | |
| MALAZITA PAUL M. | Officer | CFO & Secy; Interim CFO & Secy | 4 | 2018–2019 | |
| DEBELLO INVESTORS LLC | Director,TenPercentOwner | 2 | 2018 | ||
| Wexford Focused Investors LLC | Director,TenPercentOwner | 2 | 2018 | ||
| Kanen David | Director,TenPercentOwner; TenPercentOwner; TenPercentOwnerOther | 20 | 2018–2020 | ||
| Kanen Wealth Management LLC | Other; TenPercentOwner; TenPercentOwnerOther | 16 | 2018–2022 | ||
| Philotimo Fund, LP | Other; TenPercentOwner; TenPercentOwnerOther | 14 | 2018–2019 | ||
| Haeg Peter O. | Director | 2 | 2018 | ||
| Welch Richard S. | Director | 2 | 2018 | ||
| Gilbertson James Gerhard | Officer | CFO | 3 | 2020 | |
| Hank Albert W. | Officer | Chief Operating Officer | 4 | 2021–2022 | |
| Maga Rachel | Director | 2 | 2021–2022 | ||
| Schanno Jason | Officer | Chief Financial Officer | 3 | 2021–2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2021-07-09 | BBQ HOLDINGS, INC. | Restaurants | $13,000,000 | $13,000,000 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BBQ Holdings, Inc. | MN | State business registries | name and state |
| Business registration | BBQ Holdings, Inc. | MN | State business registries | name and state |
| Business registration | BBQ HOLDINGS, INC. | MN | State business registries | name and state |
| Business registration | BBQ HOLDINGS, INC. | MN | State business registries | name and state |
| Business registration | BBQ HOLDINGS, INC. | MN | State business registries | name and state |
| Plan sponsor | BBQ HOLDINGS, INC. | MN | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | BBQ HOLDINGS, INC. | MN | Form D private offerings | CIK (EXACT) |
| SEC filer | BBQ HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | BBQ Holdings, Inc. | MN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FAMOUS DAVE'S OF AMERICA, INC. | EIN (EXACT) | ||
| Person page | Alfredo V Martel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Joshua G Welch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Mary L Jeffries | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating Places, MN first:
- BUCA INC /MN MN
- BUFFALO WILD WINGS INC MN
- BUFFETS HOLDINGS, INC. MN
- BUFFETS INC MN
- RAINFOREST CAFE INC MN
- Blue Water Global Group, Inc. A0
- Tim Hortons Inc. A6
- PJ AMERICA INC AL
- P F CHANGS CHINA BISTRO INC AZ
- STAR BUFFET INC AZ
In other datasets, the same topic (Food and agriculture) in MN:
- Nonprofit: 2 EASTERN POMONA (Nonprofits (IRS Form 990))
Interests: Retail-Eating Places · Food and agriculture