IPO registrations (S-1, F-1) · Registrants

P F CHANGS CHINA BISTRO INC

SEC CIK: 1039889 · filings on EDGAR ↗
Registration: Form S-1, first filed 1998-07-24, last 1998-12-03; 1 initial registration, 3 amendments
Outcome: Final prospectus filed 1998-12-07
Industry (SIC): Retail-Eating Places 5812
Business address: 7676 E. PINNACLE PEAK RD., Scottsdale, AZ 85255
EIN: 86-0815086
EDGAR entity type: operating
Insiders and CEO pay: P F CHANGS CHINA BISTRO INC on the corporate pages

Offering terms

Final price: $4.68 per share (424B4 filed 1998-12-07, an initial public offering)
Shares sold: 4,150,000
Gross proceeds: $19,422,000 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol PFCB
Lead underwriters: Donaldson, Lufkin & Jenrette
Syndicate: Montgomery Securities (1,006,826); RBC Capital Markets (671,217); Bear Stearns (48,116); BT Alex. Brown (48,116); Credit Suisse (48,116); Deutsche Bank (48,116); Goldman Sachs (48,116); Hambrecht & Quist (48,116); Lehman Brothers (48,116); Morgan Stanley (48,116); Citigroup (48,116); Johnson Rice (48,116); William Blair (24,058); J.C. Bradford & Co (24,058); Fahnestock & Co. Inc (24,058); Janney Montgomery Scott (24,058); Ladenburg Thalmann (24,058); McDonald Investments Inc., a KeyCorp Company (24,058); Piper Sandler (24,058); Ragen Mackenzie Incorporated (24,058); Raymond James (24,058); Sanders Morris Mundy Inc (24,058); Sands Brothers & Co., Ltd (24,058); Stephens (24,058); Sutro & Co. Incorporated (24,058)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Business registration: P.F. CHANG'S CHINA BISTRO, INC. EXACT (EIN (EXACT, as the state registration reports it))
Form 5500 plan sponsor: P.F. CHANG'S CHINA BISTRO, INC. EXACT (EIN (EXACT))
SEC filer: P F CHANGS CHINA BISTRO INC EXACT (CIK (EXACT))
Person page: Kenneth A May Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Person page: Lesley H Howe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 5

Filed	Form	What it is	Name as filed	EDGAR
1998-07-24	S-1	S-1 (registration)	P F CHANGS CHINA BISTRO INC	0000950153-98-000818 ↗
1998-09-03	S-1/A	S-1/A (amendment)	P F CHANGS CHINA BISTRO INC	0000950153-98-001033 ↗
1998-11-12	S-1/A	S-1/A (amendment)	P F CHANGS CHINA BISTRO INC	0000950153-98-001370 ↗
1998-12-03	S-1/A	S-1/A (amendment)	P F CHANGS CHINA BISTRO INC	0000950153-98-001492 ↗
1998-12-07	424B4	424B4 (final prospectus)	P F CHANGS CHINA BISTRO INC	0000950153-98-001503 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
1998-12-03	S-1/A	registration statement		$6.00	2,499,500	$14,997,000		0	from the submission text; price sentence, shares headline, proceeds computed	document ↗
1998-12-07	424B4	final prospectus		$4.68	4,150,000	$19,422,000	Nasdaq PFCB	26	from the submission text; price line, shares headline, proceeds computed, underwriting table 25, cover names 3	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years	On this site
OWENS RUSSELL	Officer	Executive Vice President	3	2006–2007
RHOADES M ANN	Director		12	2006–2012
VIVIAN ROBERT T	Director,Officer; Officer	Co-Chief Executive Officer; President	24	2006–2011
FEDERICO RICHARD L	Director,Officer; Officer	Chief Executive Officer; Co-Chief Executive Officer	33	2006–2012
MUMFORD MARK D	Officer	Chief Financial Officer	14	2006–2012
CARDWELL F LANE JR	Director; Director,Officer	President, P.F. Chang?s	9	2006–2012
HOWE LESLEY H	Director		10	2006–2012	person page Fuzzy
SHENNAN JAMES G JR	Director		24	2006–2012
WESSELS KENNETH J	Director		10	2006–2012
WELBORN R MICHAEL	Director,Officer; Director,OfficerOther	Executive Vice President	30	2006–2012
May Kenneth A	Director		9	2007–2010	person page Fuzzy
ANDERSON KERRII B	Director		9	2009–2012
HUDSON DAWN E	Director		6	2010–2012
Moylan KC	Officer	Chief Operating Officer; President, Pei Wei Asian Diner	7	2010–2012
Tasman Richard K	Officer	Chief Operating Officer	10	2010–2011
Mailhot Nancy F	Officer	Chief People Officer	4	2012

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Business registration	P.F. CHANG'S CHINA BISTRO, INC.	AZ	State business registries	EIN (EXACT, as the state registration reports it)
Nonprofit	ARIZONA YOUTH HOCKEY FOUNDATION	AZ	Nonprofits (IRS Form 990)	same street address and ZIP code, 7676 E PINNACLE PEAK RD 85255 (FUZZY: a shared address, not proof of a shared organization)
SEC filer	P F CHANGS CHINA BISTRO INC		SEC filers (EDGAR)	CIK (EXACT)
Form 5500 plan sponsor	P.F. CHANG'S CHINA BISTRO, INC.			EIN (EXACT)
Person page	Kenneth A May		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person page	Lesley H Howe		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Retail-Eating Places, AZ first:

More with this interest.

In other datasets, the same topic (Food and agriculture) in AZ:

Nonprofit: 1 Less Hungry Kid Inc (Nonprofits (IRS Form 990))

Interests: Retail-Eating Places · Food and agriculture