IPO registrations (S-1, F-1) · Registrants
RUBIOS RESTAURANTS INC
- SEC CIK
- 1082423 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-03-26, last 1999-05-20; 1 initial registration, 3 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- DE
- Business address
- 1902 WRIGHT PL, STE 300, Carlsbad, CA 92008
- EIN
- 33-0100303
- EDGAR entity type
- operating
- Insiders and CEO pay
- RUBIOS RESTAURANTS INC on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 1999-05-14)
- Shares offered
- 3,150,000 (2,250,000 by the company, 900,000 by selling holders)
- Listing
- Nasdaq under the symbol RUBO
- Lead underwriters
- Thomas Weisel Partners
- Syndicate
- RBC Capital Markets; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RUBIO'S RESTAURANTS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: RUBIO'S RESTAURANT, INC. EXACT (EIN (EXACT))
- SEC filer: RUBIOS RESTAURANTS INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-03-26 | S-1 | S-1 (registration) | RUBIOS RESTAURANTS INC | 0001047469-99-011611 ↗ |
| 1999-04-30 | S-1/A | S-1/A (amendment) | RUBIOS RESTAURANTS INC | 0001047469-99-017395 ↗ |
| 1999-05-14 | S-1/A | S-1/A (amendment) | RUBIOS RESTAURANTS INC | 0001047469-99-020628 ↗ |
| 1999-05-20 | S-1/A | S-1/A (amendment) | RUBIOS RESTAURANTS INC | 0001047469-99-021712 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-05-14 | S-1/A | registration statement | $9.00–$11.00 | 3,150,000 | - | Nasdaq RUBO | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1999-05-20 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| RUBIO RALPH | Director,Officer; Director,Officer,TenPercentOwner | Chairman | 55 | 2006–2010 | |
| Bensyl William R | Director | 23 | 2006–2010 | ||
| ANDERSON KYLE A | Director; Director,TenPercentOwner | 6 | 2006–2010 | ||
| RYAN TIMOTHY J | Director | 6 | 2006–2010 | ||
| ANDREWS CRAIG | Director | 7 | 2006–2010 | ||
| GOODALL JACK W | Director | 3 | 2006–2008 | ||
| PANNIER LOREN C | Director | 5 | 2006–2010 | ||
| PITTARD DANIEL E | Director,Officer; Officer | President and CEO | 13 | 2006–2010 | |
| Jacobs Alan | Officer | Secretary | 1 | 2006 | |
| RUSINKO LAWRENCE A | Officer | Senior V.P., Marketing; Vice President, Marketing | 7 | 2006–2010 | |
| Arena Carl | Officer | Vice President, Development | 1 | 2006 | |
| FULLER JOHN C | Officer | Chief Financial Officer | 3 | 2006–2007 | |
| Leneweaver A Gerald | Officer | Senior V.P., People Service; Vice President, People Service | 6 | 2006–2010 | |
| Henigman Frank | Officer | Chief Financial Officer | 12 | 2007–2010 | |
| Simon Marc S. | Officer | Chief Operating Officer; Sr. Vice President, Operations | 8 | 2007–2010 | |
| HULL KEN C | Officer | Senior V.P., Development | 5 | 2007–2010 | |
| Armona Luis | Other; TenPercentOwner; TenPercentOwnerOther | 4 | 2009–2010 | ||
| MERUELO ALEX | TenPercentOwner; TenPercentOwnerOther | 4 | 2009–2010 | ||
| Meruelo Alex Living Trust | TenPercentOwner | 4 | 2009–2010 | ||
| LEICHTMAN LAUREN B | Other | 1 | 2009 | ||
| LEVINE ARTHUR E | Other | 1 | 2009 | ||
| LEVINE LEICHTMAN CAPITAL PARTNERS INC | Other | 1 | 2009 | ||
| LEVINE LEICHTMAN CAPITAL PARTNERS IV-AMICUS FUND, L.P. | Other | 1 | 2009 | ||
| Levine Leichtman Capital Partners IV, L.P. | Other | 1 | 2009 | ||
| LLCP Partners IV GP, LLC | Other | 1 | 2009 | ||
| LYNCH THOMAS E | Other | 1 | 2010 | ||
| Mill Road Capital GP LLC | Other | 1 | 2010 | ||
| Mill Road Capital, L.P. | Other | 1 | 2010 | ||
| MRRC Hold Co. | Other | 1 | 2010 | ||
| Scharfman Scott | Other | 1 | 2010 | ||
| ROSEWOOD CAPITAL LP | TenPercentOwner | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RUBIO'S RESTAURANTS, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | RUBIOS RESTAURANTS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RUBIO'S RESTAURANT, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating Places, CA first:
- STEAKHOUSE PARTNERS INC CA
- FRD ACQUISITION CO CA
- CHIPOTLE MEXICAN GRILL INC CA
- ARG TERRA INC CA
- Mimis Cafe, Inc. CA
- El Pollo Loco Holdings, Inc. CA
- GetFugu, Inc. CA
- Pacific Restaurant Holdings, Inc. CA
- Sweetgreen, Inc. CA
- LiveOne, Inc. CA
In other datasets, the same topic (Food and agriculture) in CA:
- Nonprofit: 3 SQUARE MEALS (Nonprofits (IRS Form 990))
Interests: Retail-Eating Places · Food and agriculture