IPO registrations (S-1, F-1) · Registrants
LiveOne, Inc.
- SEC CIK
- 1491419 · filings on EDGAR ↗
- Name on the registration
- LiveXLive Media, Inc.
- Former names
- LiveXLive Media, Inc. (2017–2021); LOTON, CORP (2010–2017)
- Registration
- Form S-1, first filed 2010-06-01, last 2017-12-21; 2 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2017-12-27; declared effective 2010-12-10
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- DE
- Business address
- 269 SOUTH BEVERLY DRIVE, SUITE 1450, Beverly Hills, CA 90212
- EIN
- 98-0657263
- Ticker
- LVO (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- LiveOne, Inc. on the corporate pages
Offering terms
- Final price
- $4.00 per share (424B1 filed 2017-12-27)
- Shares sold
- 5,000,000
- Gross proceeds
- $20,000,000 before underwriting discounts and any over-allotment option
- Listing
- OTC under the symbol LIVX
- Lead underwriters
- JMP Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LIVEONE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LIVEONE, INC. EXACT (EIN (EXACT))
- Form D issuer: LiveOne, Inc. EXACT (CIK (EXACT))
- SEC filer: LiveOne, Inc. EXACT (CIK (EXACT))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-06-01 | S-1 | S-1 (registration) | LOTON, CORP | 0001491419-10-000001 ↗ |
| 2010-07-09 | S-1/A | S-1/A (amendment) | LOTON, CORP | 0001491419-10-000002 ↗ |
| 2010-08-24 | S-1/A | S-1/A (amendment) | LOTON, CORP | 0001491419-10-000004 ↗ |
| 2010-09-14 | S-1/A | S-1/A (amendment) | LOTON, CORP | 0001491419-10-000006 ↗ |
| 2010-10-25 | S-1/A | S-1/A (amendment) | LOTON, CORP | 0001491419-10-000008 ↗ |
| 2010-12-08 | S-1/A | S-1/A (amendment) | LOTON, CORP | 0001491419-10-000010 ↗ |
| 2010-12-10 | EFFECT | EFFECT (declared effective) | LOTON, CORP | 9999999995-10-003525 ↗ |
| 2017-05-11 | S-1 | S-1 (registration) | LOTON, CORP | 0001213900-17-004949 ↗ |
| 2017-06-14 | S-1/A | S-1/A (amendment) | LOTON, CORP | 0001213900-17-006485 ↗ |
| 2017-09-11 | S-1/A | S-1/A (amendment) | LiveXLive Media, Inc. | 0001213900-17-009575 ↗ |
| 2017-10-06 | S-1/A | S-1/A (amendment) | LiveXLive Media, Inc. | 0001213900-17-010383 ↗ |
| 2017-10-16 | S-1/A | S-1/A (amendment) | LiveXLive Media, Inc. | 0001213900-17-010617 ↗ |
| 2017-12-15 | S-1/A | S-1/A (amendment) | LiveXLive Media, Inc. | 0001213900-17-013318 ↗ |
| 2017-12-21 | S-1/A | S-1/A (amendment) | LiveXLive Media, Inc. | 0001213900-17-013506 ↗ |
| 2017-12-21 | EFFECT | EFFECT (declared effective) | LiveXLive Media, Inc. | 9999999995-17-003279 ↗ |
| 2017-12-27 | 424B1 | 424B1 (final prospectus) | LiveXLive Media, Inc. | 0001213900-17-013664 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-12-21 | S-1/A | registration statement | $0.75 | 16,667 | $12,500 | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | ||
| 2017-12-27 | 424B1 | final prospectus | $4.00 | 5,000,000 | $20,000,000 | OTC LIVX | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BEBEL MICHAEL J | Officer | EVP - Corp Devel & Rights Mgmt; Senior EVP; Senior Executive VP | 8 | 2017–2021 | |
| ELLIN ROBERT S | Director,Officer,TenPercentOwner | CEO and Chairman; CEO & Chairman | 117 | 2017–2025 | |
| Foster Craig L | Director | 7 | 2017–2024 | ||
| Gold Jerome N. | Director; Director,Officer; Officer | CFO and EVP; Chief Strategy Officer & EVP | 4 | 2017–2020 | |
| Hoversten Schuyler | Officer | Chief Revenue Officer | 1 | 2017 | |
| Indursky Blake I | Officer | CBO and EVP; Chief Business Officer and EVP | 2 | 2017–2018 | |
| Krigsman Jay E. | Director | 13 | 2017–2026 | ||
| Moore Maile M. | TenPercentOwner | 1 | 2017 | ||
| Schaer Douglas D | Officer | Chief Operating Officer | 3 | 2017–2019 | |
| Spengler Tim J. | Director | 4 | 2017–2020 | ||
| Zemetra Michael Leonard | Officer | CFO and EVP; CFO & EVP | 4 | 2018–2020 | |
| Arani Ramin | Director | 7 | 2019–2026 | ||
| Wachsberger Patrick D | Director | 9 | 2019–2026 | ||
| Solomon Kenneth A | Director | 7 | 2019–2026 | ||
| McCormack Dermot A | Officer | President | 1 | 2019 | |
| Baker Bridget | Director | 8 | 2019–2026 | ||
| QUARTIERI MICHAEL | Officer | CFO, EVP & Secretary | 3 | 2020–2021 | |
| Garrido Maria D | Director | 4 | 2021–2022 | ||
| Wright Kristopher | Director | 8 | 2021–2026 | ||
| Sullivan Aaron | Officer | CFO, Controller & EVP; CFO, EVP, Treas & Secr; Interim CFO, Controller & EVP | 9 | 2022–2024 | |
| Carhart Ryan | Officer | See Remarks | 1 | 2025 | |
| Christensen Craig A | Officer | Interim CFO | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-05-23 | LiveOne, Inc. | Other Technology | $27,775,000 | $16,775,000 | 5 | 1 |
| 2021-10-22 | LiveOne, Inc. | Other Technology | $250,000 | $250,000 | 1 | 1 |
| 2021-03-12 | LiveXLive Media, Inc. | Other Technology | $8,521,537 | $8,521,537 | 3 | 1 |
| 2020-09-22 | LiveXLive Media, Inc. | Other Technology | $15,000,000 | $15,000,000 | 2 | 1 |
| 2020-07-14 | LiveXLive Media, Inc. | Other Technology | $19,873,779 | $19,873,779 | 8 | 2 |
| 2018-07-05 | LiveXLive Media, Inc. | Other Technology | $10,640,000 | $10,640,000 | 3 | 1 |
| 2018-01-12 | LiveXLive Media, Inc. | Other Technology | $31,210,684 | $31,210,684 | 10 | 1 |
| 2017-05-09 | LOTON, CORP | Other Technology | $8,878,577 | $8,878,577 | 29 | 1 |
| 2015-08-07 | LOTON, CORP | Other | $3,000,000 | $237,500 | 4 | 1 |
| 2012-01-06 | LOTON, CORP | Other | $150,000 | $150,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | LiveOne, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | LiveOne, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | LIVEONE, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | LIVEONE, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating Places, CA first:
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- ARG TERRA INC CA
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In other datasets, the same topic (Food and agriculture) in CA:
- Nonprofit: 3 SQUARE MEALS (Nonprofits (IRS Form 990))
Interests: Retail-Eating Places · Food and agriculture