IPO registrations (S-1, F-1) · Registrants
KONA GRILL INC
- SEC CIK
- 1265572 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-06-03, last 2005-08-12; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2005-08-16
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- DE
- Business address
- 7150 EAST CAMELBACK ROAD, SUITE 333, Scottsdale, AZ 85251
- EIN
- 20-0216690
- EDGAR entity type
- operating
- Insiders and CEO pay
- KONA GRILL INC on the corporate pages
Offering terms
- Proposed price range
- $10.00–$11.00 per share (S-1/A filed 2005-08-12)
- Final price
- $11.00 per share, within the range (424B4 filed 2005-08-16, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $27,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol KONA
- Lead underwriters
- Oppenheimer (1,625,000 shares)
- Syndicate
- Feltl and Company (875,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: KONA GRILL, INC. EXACT (EIN (EXACT))
- SEC filer: KONA GRILL INC EXACT (CIK (EXACT))
- Person page: James R Jundt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Marcus E Jundt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-06-03 | S-1 | S-1 (registration) | KONA GRILL INC | 0000950153-05-001337 ↗ |
| 2005-07-08 | S-1/A | S-1/A (amendment) | KONA GRILL INC | 0000950153-05-001591 ↗ |
| 2005-07-21 | S-1/A | S-1/A (amendment) | KONA GRILL INC | 0000950153-05-001671 ↗ |
| 2005-08-01 | S-1/A | S-1/A (amendment) | KONA GRILL INC | 0000950124-05-004565 ↗ |
| 2005-08-01 | S-1/A | S-1/A (amendment) | KONA GRILL INC | 0000950153-05-001809 ↗ |
| 2005-08-11 | S-1/A | S-1/A (amendment) | KONA GRILL INC | 0000950153-05-001987 ↗ |
| 2005-08-12 | S-1/A | S-1/A (amendment) | KONA GRILL INC | 0000950153-05-002005 ↗ |
| 2005-08-16 | 424B4 | 424B4 (final prospectus) | KONA GRILL INC | 0000950153-05-002051 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-08-12 | S-1/A | registration statement | $10.00–$11.00 | 2,500,000 | - | Nasdaq KONA | 3 | primary document; range, shares headline, underwriting table 1, cover names 2 | document ↗ | |
| 2005-08-16 | 424B4 | final prospectus | $11.00 | 2,500,000 | $27,500,000 | Nasdaq KONA | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BENNETT FRANK B | Director | 1 | 2006 | ||
| PATTERSON WILLIAM KIRK | Director | 4 | 2006–2009 | ||
| Winczewski Anthony L | Director | 23 | 2006–2019 | ||
| Bartholomay Mark L | Director; Officer | Interim CEO and COO; Interim COO & SVP-Development | 7 | 2006–2009 | |
| Hauser Richard J | Director | 36 | 2006–2019 | ||
| Hipskind Douglas G | Director | 7 | 2006–2011 | ||
| Jundt Marcus E | Director; Director,Officer; Director,Officer,TenPercentOwner | Chairman of the Board; Chairman, President and CEO; Chief Executive Officer | 23 | 2006–2019 | person page Fuzzy |
| Carlson Kent | Director | 4 | 2006–2008 | ||
| Mary Joann Jundt Irrevocable Trust | TenPercentOwner | 1 | 2006 | ||
| Merritt Jason J | Officer | Exec. V.P. and COO | 4 | 2006–2008 | |
| Kona MN, LLC | TenPercentOwner | 1 | 2006 | ||
| Robinow Mark S | Officer | Exec. V.P., CFO and Secretary | 8 | 2006–2011 | |
| Zesbaugh Mark | Director | 5 | 2007–2010 | ||
| Goldman Charles | TenPercentOwner | 2 | 2009 | ||
| LYNCH THOMAS E | TenPercentOwner | 2 | 2009 | ||
| Mill Road Capital GP LLC | TenPercentOwner | 2 | 2009 | ||
| Mill Road Capital, L.P. | TenPercentOwner | 2 | 2009 | ||
| Scharfman Scott | TenPercentOwner | 2 | 2009 | ||
| Bakay Berke | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | President and CEO | 29 | 2009–2019 | |
| BBS CAPITAL FUND LP | Director,TenPercentOwner; TenPercentOwner | 14 | 2009–2017 | ||
| BBS Capital GP, LP | Director,TenPercentOwner; TenPercentOwner | 13 | 2009–2017 | ||
| BBS Capital, LLC | Director,TenPercentOwner; TenPercentOwner | 13 | 2009–2017 | ||
| BBS Capital Management, LP | Director,TenPercentOwner; TenPercentOwner | 13 | 2009–2017 | ||
| Buehler Marc | Director,Officer | President and CEO | 10 | 2009–2011 | |
| Ryback Larry | Officer | Chief Operating Officer; Senior VP of Operations | 4 | 2010–2011 | |
| JUNDT JAMES R | Director | 18 | 2010–2018 | person page Fuzzy | |
| NAHKUNST MICHAEL | Director; Director,Officer | Interim President and CEO; President and CEO | 5 | 2010–2011 | |
| Hing Christi | Officer | Chief Financial Officer | 14 | 2012–2019 | |
| Newman Leonard Martin | Director | 13 | 2012–2019 | ||
| SCHUSSLER STEVEN W | Director | 11 | 2012–2018 | ||
| Kuhn James W. | Officer | Chief Operating Officer | 3 | 2017–2018 | |
| Zheng Nanyan | Director,TenPercentOwner | 3 | 2018–2019 | ||
| Ahwanova Ltd | TenPercentOwner | 1 | 2018 | ||
| Audrey & Aaron Holdings Ltd | TenPercentOwner | 1 | 2018 | ||
| Wisdom Sail Ltd | TenPercentOwner | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | KONA GRILL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Kona Grill Inc. | AZ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | KONA GRILL, INC. | EIN (EXACT) | ||
| Person page | James R Jundt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Marcus E Jundt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Food and agriculture) in AZ:
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Interests: Retail-Eating Places · Food and agriculture