IPO registrations (S-1, F-1) · Registrants
NEON Communications Group, Inc.
- SEC CIK
- 1003111 · filings on EDGAR ↗
- Name on the registration
- GLOBIX CORP
- Former names
- GLOBIX CORP (1998–2007); BELL TECHNOLOGY GROUP LTD (1996–1998)
- Registration
- Form S-1, first filed 1999-01-11, last 2004-03-23; 3 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1999-03-23; withdrawal requested 1999-03-23
- Industry (SIC)
- Telephone Communications (No Radiotelephone) 4813
- Incorporated in
- DE
- Business address
- 2200 WEST PARK DRIVE, Westborough, MA 01581
- EIN
- 13-3781263
- EDGAR entity type
- operating
- Insiders and CEO pay
- NEON Communications Group, Inc. on the corporate pages
Offering terms
- Final price
- $37.00 per share (424B1 filed 1999-03-23)
- Shares sold
- 4,605,790
- Gross proceeds
- $170,414,230 before underwriting discounts and any over-allotment option
- Lead underwriters
- Donaldson, Lufkin & Jenrette (1,882,895 shares)
- Syndicate
- Bear Stearns (1,129,737); Lehman Brothers (753,158); Wit Capital (35,000); Robertson Stephens (70,000); BT Alex. Brown (70,000); Morgan Stanley (70,000); Citigroup (70,000); Arnhold and S. Bleichroeder, Inc (35,000); George K. Baum & Company (35,000); Brean Murray & Co., Inc (35,000); EVEREN Securities, Inc (35,000); Fahnestock & Co. Inc (35,000); Fac/equities (35,000); Wachovia (35,000); FBR (35,000); Gaines, Berland Inc (35,000); Gruntal & Co., L.L.C (35,000); Kaufman Bros., L.P (35,000); Pennsylvania Merchant Group (35,000); Sands Brothers & Co., Ltd (35,000); Southeast Research Partners, Inc (35,000); C.E. Unterberg, Towbin (35,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: GLOBIX CORP EXACT (CIK (EXACT))
- Person page: Jose A Cecin Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-01-11 | S-1 | S-1 (registration) | GLOBIX CORP | 0000950123-99-000120 ↗ |
| 1999-03-04 | S-1/A | S-1/A (amendment) | GLOBIX CORP | 0000950123-99-001836 ↗ |
| 1999-03-17 | S-1/A | S-1/A (amendment) | GLOBIX CORP | 0000950123-99-002184 ↗ |
| 1999-03-19 | S-1/A | S-1/A (amendment) | GLOBIX CORP | 0000950123-99-002317 ↗ |
| 1999-03-23 | RW | RW (withdrawal request) | GLOBIX CORP | 0000950123-99-002411 ↗ |
| 1999-03-23 | 424B1 | 424B1 (final prospectus) | GLOBIX CORP | 0000950123-99-002412 ↗ |
| 2002-01-23 | RW | RW (withdrawal request) | GLOBIX CORP | 0000950130-02-000307 ↗ |
| 2002-07-25 | S-1 | S-1 (registration) | GLOBIX CORP | 0000950130-02-005260 ↗ |
| 2004-03-16 | RW | RW (withdrawal request) | GLOBIX CORP | 0001125282-04-001069 ↗ |
| 2004-03-23 | S-1 | S-1 (registration) | GLOBIX CORP | 0001125282-04-001221 ↗ |
| 2004-12-07 | RW | RW (withdrawal request) | GLOBIX CORP | 0001019687-04-002748 ↗ |
| 2005-05-23 | RW | RW (withdrawal request) | GLOBIX CORP | 0001019687-05-001472 ↗ |
| 2005-06-17 | RW | RW (withdrawal request) | GLOBIX CORP | 0001019687-05-001679 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-03-19 | S-1/A | registration statement | $25.44 | 4,605,790 | $117,171,297 | 4 | from the submission text; price sentence, shares headline, proceeds computed, cover names 4 | document ↗ | ||
| 1999-03-23 | 424B1 | final prospectus | $37.00 | 4,605,790 | $170,414,230 | 23 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 23, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Conicelli Henry J | Officer | Controller | 1 | 2006 | |
| Sandman Eric | Officer | Senior VP, Fin. and Corp. Dev.; Sr. Vice President, CFO | 3 | 2006–2007 | |
| VanWagenen Kurt | Officer | President and COO; President, CEO; President, Chief Exec.Officer | 3 | 2006–2007 | |
| Bauer Gene M | Officer | Senior V P, G C & Secy; Sr VP, Gen Cnsl, Corp Scty; Sr VP, Gen Counsel,Corp Secrty; Sr. VP, Gen.Counsel, Secretary | 4 | 2006–2007 | |
| STEVENSON PETER K | Director | 1 | 2007 | ||
| STACK JOHN P | Officer | VP, Controller, CAO; V. President, Controller, CAO; V.President, Controller, CAO | 3 | 2007 | |
| Cecin Jose A Jr | Director | 1 | 2007 | person page Fuzzy | |
| FORSGREN JOHN H | Director | 1 | 2007 | ||
| LAMPE STEVEN | Director,TenPercentOwner | 1 | 2007 | ||
| LC CAPITAL MASTER FUND LTD | TenPercentOwner | 1 | 2007 | ||
| LODGE TED S | Director,Officer | Chairman & Executive Chairman | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | NEON Communications Group, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Jose A Cecin Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.