IPO registrations (S-1, F-1) · Registrants
PERICOM SEMICONDUCTOR CORP
- SEC CIK
- 1001426 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-09-10, last 1997-10-30; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-11-04
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- CA
- Business address
- 1545 BARBER LANE, Milpitas, CA 95035
- EIN
- 77-0254621
- EDGAR entity type
- operating
- Insiders and CEO pay
- PERICOM SEMICONDUCTOR CORP on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 1997-10-30)
- Final price
- $9.00 per share, within the range (424B4 filed 1997-11-04, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $22,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PSEM
- Lead underwriters
- SoundView
- Syndicate
- SoundView Financial Group, Inc (812,500); Unterberg Harris (812,500); BancAmerica Robertson Stephens (50,000); BT Alex. Brown (50,000); Cowen (50,000); Deutsche Bank (50,000); Goldman Sachs (50,000); Hambrecht & Quist (50,000); Lehman Brothers (50,000); Montgomery Securities (50,000); Oppenheimer (50,000); PaineWebber (50,000); Prudential Securities (50,000); UBS (50,000); Dakin Securities Corporation (25,000); Fahnestock & Co. Inc (25,000); First Albany Corporation (25,000); Gruntal & Co., L.L.C (25,000); Janney Montgomery Scott (25,000); Needham & Company (25,000); Pennsylvania Merchant Group Ltd (25,000); Ragen Mackenzie Incorporated (25,000); Raymond James (25,000); Sutro & Co. Incorporated (25,000); Volpe Brown Whelan & Company, LLC (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PERICOM SEMICONDUCTOR CORPORATION EXACT (EIN (EXACT))
- SEC filer: PERICOM SEMICONDUCTOR CORP EXACT (CIK (EXACT))
- Person page: Shao-Hung Gerald Liu Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (OfficerOther))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-09-10 | S-1 | S-1 (registration) | PERICOM SEMICONDUCTOR CORP | 0001012870-97-001747 ↗ |
| 1997-10-14 | S-1/A | S-1/A (amendment) | PERICOM SEMICONDUCTOR CORP | 0001012870-97-001963 ↗ |
| 1997-10-27 | S-1/A | S-1/A (amendment) | PERICOM SEMICONDUCTOR CORP | 0001012870-97-002068 ↗ |
| 1997-10-30 | S-1/A | S-1/A (amendment) | PERICOM SEMICONDUCTOR CORP | 0000929624-97-001316 ↗ |
| 1997-11-04 | 424B4 | 424B4 (final prospectus) | PERICOM SEMICONDUCTOR CORP | 0000950109-97-006594 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-10-30 | S-1/A | registration statement | $9.00–$11.00 | $10.00 | 2,500,000 | $25,000,000 | Nasdaq PSEM | 1 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
| 1997-11-04 | 424B4 | final prospectus | $9.00 | 2,500,000 | $22,500,000 | Nasdaq PSEM | 26 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 25, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HUI CHI HUNG | Director,Officer; Director,OfficerOther; Director,Officer,TenPercentOwner; Officer; OfficerOther | Sr.Vice President, R & D; Vice President, Engineering | 172 | 2006–2015 | |
| HUI ALEX CHI MING | Director,Officer; Director,OfficerOther; Officer | President and CEO; President & CEO | 96 | 2006–2015 | |
| Hong Hong-Leong | Officer | VP - Product & Application Eng | 3 | 2006–2007 | |
| Chen Jui-Yung | Officer; OfficerOther | CFO; Officer; Sr. VP, Finance-Asia | 38 | 2006–2015 | |
| BEEMILLER GERALD VERNON | Officer | VP of Sales | 2 | 2006 | |
| CHEN SHAU MIN MICHAEL | Officer | VP - ASIC Engineering | 1 | 2006 | |
| Wong Simon Siu-Weng | Director; DirectorOther | 19 | 2006–2015 | ||
| Liu Shao-Hung Gerald | Officer; OfficerOther | Senior VP of Marketing | 10 | 2007–2011 | person page Fuzzy |
| FISCHER GARY L | Director | 1 | 2007 | ||
| CHOI TAT C | Officer | Vice President, Design Eng.; Vice President Design Engr | 2 | 2007 | |
| PHELPS MILLARD | Director; DirectorOther | 2 | 2007–2008 | ||
| LEE HAU L | DirectorOther | 16 | 2008–2015 | ||
| SOPHIE MICHAEL J | DirectorOther | 20 | 2008–2015 | ||
| MCKENNA DENNIS | DirectorOther | 6 | 2009–2011 | ||
| Yang Edward Yao-Wu | DirectorOther | 8 | 2009–2013 | ||
| Tachibana Aaron | OfficerOther | CFO; CFO and Sr. VP of Finance; Sr. VP of Finance, and CFO | 14 | 2010–2014 | |
| Cheung Kenneth | Officer; OfficerOther; Other | Corporate Controller | 23 | 2010–2015 | |
| EAST JOHN C | Director; DirectorOther | 9 | 2013–2015 | ||
| BOYD JAMES | OfficerOther | Sr. VP of Finance and CFO | 2 | 2014 | |
| Bauer Kevin S | OfficerOther | CFO & Sr. VP of Finance | 7 | 2014–2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Patent assignee | Pericom Semiconductor Corporation | CA | Patents (USPTO) | name and state |
| SEC filer | PERICOM SEMICONDUCTOR CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PERICOM SEMICONDUCTOR CORPORATION | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PERICOM SEMICONDUCTOR CORPORATION | EIN (EXACT) | ||
| Person page | Shao-Hung Gerald Liu | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (OfficerOther) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, CA first:
- TRANSMETA CORP CA
- ZORAN CORP \DE\ CA
- SIPEX CORP CA
- SYNERGY SEMICONDUCTOR CORP CA
- KINETICS GROUP INC CA
- NEOMAGIC CORP CA
- FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC CA
- OSI SYSTEMS INC CA
- FORMFACTOR INC CA
- E TEK DYNAMICS INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology