IPO registrations (S-1, F-1) · Underwriters
Dakin Securities Corporation
- Deals
- 12 priced offerings as an underwriter; 12 initial public offerings
- Proceeds of those deals
- $332,871,900
- Years
- 1996–1998
Deals by year
Deals 12
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-12-16 | CONCUR TECHNOLOGIES INC WA | Syndicate | $12.50 | 3,100,000 | $38,750,000 | Nasdaq CNQR | IPO | 8 | 424B4 ↗ | |
| 1997-11-25 | APPLIED MICRO CIRCUITS CORP CA | Syndicate | $8.00 | 5,553,000 | $44,424,000 | IPO | 8 | 424B4 ↗ | ||
| 1997-11-04 | PERICOM SEMICONDUCTOR CORP CA | Syndicate | $9.00 | 2,500,000 | $22,500,000 | Nasdaq PSEM | IPO | 26 | 424B4 ↗ | |
| 1997-10-07 | INVE Technologies, Inc. CA | Syndicate | $3.87 | 3,370,000 | $13,041,900 | Nasdaq SCMM | IPO | 27 | 424B4 ↗ | |
| 1997-08-06 | QAD INC CA | Syndicate | $15.00 | 5,750,000 | $86,250,000 | Nasdaq QADI | IPO | 59 | 424B4 ↗ | |
| 1996-12-13 | VERSATILITY INC VA | Syndicate | $15.00 | 2,200,000 | $33,000,000 | Nasdaq VERS | IPO | 28 | 424B1 ↗ | |
| 1996-12-12 | SKYMALL INC AZ | Syndicate | $6.13 | 2,000,000 | $12,260,000 | Nasdaq SKYM | IPO | 25 | 424B4 ↗ | |
| 1996-10-10 | TRUSTED INFORMATION SYSTEMS INC MD | Syndicate | $13.00 | 3,400,000 | $44,200,000 | Nasdaq TISX | IPO | 13 | 424B1 ↗ | |
| 1996-07-23 | WEBHIRE INC MA | Syndicate | 2,500,000 | - | Nasdaq RTRK | IPO | 16 | 424B4 ↗ | ||
| 1996-06-28 | SIEBEL SYSTEMS INC CA | Syndicate | $17.00 | 1,963,000 | $33,371,000 | Nasdaq SEBL | IPO | 20 | 424B4 ↗ | |
| 1996-06-24 | BROADVISION INC CA | Syndicate | $8.00 | 634,375 | $5,075,000 | Nasdaq BVSN | IPO | 7 | 424B4 ↗ | |
| 1996-06-14 | ANDRX CORP FL | Syndicate | 2,200,000 | - | Nasdaq ADRX | IPO | 23 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Cowen | 8 | 2 |
| Hambrecht & Quist | 8 | 2 |
| Montgomery Securities | 8 | 3 |
| Robertson Stephens | 7 | 5 |
| Soundview Financial Group | 7 | 0 |
| Unterberg Harris | 6 | 0 |
| Wessels, Arnold & Henderson | 6 | 0 |
| Morgan Stanley | 5 | 0 |
| First Albany Corporation | 4 | 0 |
| Goldman Sachs | 4 | 0 |
| Needham & Company | 4 | 0 |
| Piper Sandler | 4 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.