IPO registrations (S-1, F-1) · Registrants
APPLIED MICRO CIRCUITS CORP
- SEC CIK
- 711065 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-10-10, last 1998-02-20; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1997-11-25
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 4555 GREAT AMERICA PKWY #601, Santa Clara, CA 95054
- EIN
- 94-2586591
- EDGAR entity type
- operating
- Insiders and CEO pay
- APPLIED MICRO CIRCUITS CORP on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1997-11-24)
- Final price
- $8.00 per share, within the range (424B4 filed 1997-11-25, an initial public offering)
- Shares sold
- 5,553,000
- Gross proceeds
- $44,424,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Robertson Stephens
- Syndicate
- Montgomery Securities (1,506,900); Cowen (1,255,750); BancAmerica Robertson Stephens (2,260,350); Hambrecht & Quist (145,000); Needham & Company (145,000); Soundview Financial Group (145,000); Dakin Securities Corporation (95,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: APPLIED MICRO CIRCUITS CORPORATION EXACT (EIN (EXACT))
- Nonprofit: APPLIED MICRO CIRCUITS CORPORATION Fuzzy (name and state)
- SEC filer: APPLIED MICRO CIRCUITS CORP EXACT (CIK (EXACT))
- Person page: David B Wright Esq Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-10 | S-1 | S-1 (registration) | APPLIED MICRO CIRCUITS CORP | 0001012870-97-001936 ↗ |
| 1997-10-24 | S-1/A | S-1/A (amendment) | APPLIED MICRO CIRCUITS CORP | 0001012870-97-002056 ↗ |
| 1997-10-31 | S-1/A | S-1/A (amendment) | APPLIED MICRO CIRCUITS CORP | 0000898430-97-004618 ↗ |
| 1997-11-12 | S-1/A | S-1/A (amendment) | APPLIED MICRO CIRCUITS CORP | 0001012870-97-002221 ↗ |
| 1997-11-19 | S-1/A | S-1/A (amendment) | APPLIED MICRO CIRCUITS CORP | 0001012870-97-002316 ↗ |
| 1997-11-24 | S-1/A | S-1/A (amendment) | APPLIED MICRO CIRCUITS CORP | 0001012870-97-002348 ↗ |
| 1997-11-25 | 424B4 | 424B4 (final prospectus) | APPLIED MICRO CIRCUITS CORP | 0001012870-97-002360 ↗ |
| 1998-02-11 | S-1 | S-1 (registration) | APPLIED MICRO CIRCUITS CORP | 0001012870-98-000313 ↗ |
| 1998-02-20 | S-1/A | S-1/A (amendment) | APPLIED MICRO CIRCUITS CORP | 0001012870-98-000528 ↗ |
| 1998-03-12 | 424B4 | 424B4 (final prospectus) | APPLIED MICRO CIRCUITS CORP | 0001012870-98-000648 ↗ |
| 2000-01-14 | 424B4 | 424B4 (final prospectus) | APPLIED MICRO CIRCUITS CORP | 0001072993-00-000022 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-11-24 | S-1/A | registration statement | $8.00–$10.00 | $9.00 | 5,553,000 | $49,977,000 | 3 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 1997-11-25 | 424B4 | final prospectus | $8.00 | 5,553,000 | $44,424,000 | 8 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 7, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| PAIRMAN FAYE | Officer | Sr VP & GM Storage | 2 | 2006 | |
| Murphy Barbara | Officer; OfficerOther; Other | Senior VP and GM; VP & GM Storage; VP/GM Storage | 13 | 2006–2008 | |
| CESARATTO CESAR | Director | 23 | 2006–2017 | ||
| GOLDMAN MURRAY A | DirectorOther | 1 | 2006 | ||
| STABENOW ARTHUR B | Director | 22 | 2006–2013 | ||
| Sullivan Julie | Director | 12 | 2006–2011 | ||
| WHITE HARVEY | Director | 1 | 2006 | ||
| WRIGHT DAVID B | Director | 1 | 2006 | person page Fuzzy | |
| BAGHERI ROBERT H | Officer | Sr VP Operations_Quality | 5 | 2006–2007 | |
| GARGUS ROBERT | Officer | CFO; Sr VP & CFO | 38 | 2006–2013 | |
| Kambiz Hooshmand | Director,Officer; Officer | President & CEO | 3 | 2006–2008 | |
| LAU DARYN | Officer | Sr VP Corp Mktg & Bus Dev; Sr VP & GM - ICP BU | 3 | 2006–2008 | |
| SHLAPAK FRED THEODORE A | Director | 23 | 2006–2017 | ||
| Blazevich Jeffery Alan | Officer | VP Controller | 2 | 2006 | |
| DAWSON SCOTT L | Officer | VP Treasurer & IR; VP Treasury and | 10 | 2006–2008 | |
| Moreland Cynthia J | Officer | VP General Counsel; VP General Counsel & Secretary | 6 | 2006–2009 | |
| Wendelken Roger | Officer; OfficerOther | VP ICP Sales; VP Worldwide Sales; VP WW Sales | 7 | 2006–2009 | |
| RANSOM NIEL | Director | 9 | 2006–2009 | ||
| COLVIN DONALD A | Director | 12 | 2007–2011 | ||
| Natarajan Shiva Kumar | Officer; Other | VP and Corporate Controller; VP & Controller; VP Controller; VP Controller & CAO; VP, Corp Controller & CAO; VP Corporate Controller; VP, Corporate Controller; VP Finance | 42 | 2008–2013 | |
| Johnson Russell | Officer | Sr VP GM - Storage | 3 | 2008 | |
| Major Michael | Officer | VP, Corporate Marketing & HR; VP, Corporate Marketing & Huma; VP HP & Comm Relations; VP HR & Comm Relations; VP Human Resources | 44 | 2008–2017 | |
| BERARDI HECTOR | Officer | VP Operations | 37 | 2008–2013 | |
| Gopi Paramesh | Director,Officer; Officer | President & CEO; Sr VP & COO; Sr. VP & COO | 55 | 2008–2017 | |
| GRAY PAUL R | Director | 16 | 2009–2017 | ||
| Caraccio L. William | Officer | VP General Counsel; VP, General Counsel | 32 | 2010–2017 | |
| DESAI HK | Director | 7 | 2011–2013 | ||
| Wadlington Mark | Officer | VP Worldwide Sales; VP WW Sales | 5 | 2011–2012 | |
| Sproull Robert F. | Director | 13 | 2011–2017 | ||
| Kingdom Ridge Capital, LLC | TenPercentOwner | 1 | 2011 | ||
| KINGDOM RIDGE CAPITAL MASTER FUND, LTD. | TenPercentOwner | 1 | 2011 | ||
| ZEPF CHRISTOPHER | Director; TenPercentOwner | 7 | 2011–2017 | ||
| Williams Duston | Director | 6 | 2013–2017 | ||
| Ahrens Douglas T | Officer | Vice President and CFO | 9 | 2013–2015 | |
| ROGGE KAREN M | Officer | Interim CFO | 2 | 2015 | |
| MCDERMUT MARTIN S | Officer | Vice President and CFO | 4 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | APPLIED MICRO CIRCUITS CORPORATION | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Nonprofit | APPLIED MICRO CIRCUITS CORPORATION | CA | Nonprofits (IRS Form 990) | name and state |
| Patent assignee | APPLIED MICRO CIRCUITS CORPORATION | CA | Patents (USPTO) | name and state |
| SEC filer | APPLIED MICRO CIRCUITS CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Applied Micro Circuits Corporation | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | APPLIED MICRO CIRCUITS CORPORATION | EIN (EXACT) | ||
| Person page | David B Wright Esq | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.