IPO registrations (S-1, F-1) · Registrants

SIPEX CORP

SEC CIK
1007800 · filings on EDGAR ↗
Registration
Form S-1, first filed 1996-06-27, last 2007-07-03; 3 initial registrations, 5 amendments
Outcome
Final prospectus filed 1996-10-31; declared effective 2007-07-06; withdrawal requested 1996-07-16
Industry (SIC)
Semiconductors & Related Devices 3674
Incorporated in
DE
Business address
233 SOUTH HILLVIEW DRIVE, Milpitas, CA 95035
EIN
04-6135748
EDGAR entity type
operating
Insiders and CEO pay
SIPEX CORP on the corporate pages

Offering terms

Final price
$24.00 per share (424B4 filed 1996-10-31, an initial public offering)
Shares sold
3,000,000
Gross proceeds
$72,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SIPX
Lead underwriters
Alex. Brown & Sons (1,000,000 shares)
Syndicate
UBS (1,000,000); Adams Harkness (1,000,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 18

FiledFormWhat it isName as filedEDGAR
1996-06-27S-1S-1 (registration)SIPEX CORP0000950135-96-002829 ↗
1996-07-16RWRW (withdrawal request)SIPEX CORP0000950135-96-003096 ↗
1996-10-23S-1S-1 (registration)SIPEX CORP0000950135-96-004459 ↗
1996-10-31424B4424B4 (final prospectus)SIPEX CORP0000950135-96-004586 ↗
2002-05-17424B4424B4 (final prospectus)SIPEX CORP0000950135-02-002751 ↗
2006-11-15S-1S-1 (registration)SIPEX CORP0000950134-06-021719 ↗
2007-02-13S-1/AS-1/A (amendment)SIPEX CORP0000891618-07-000081 ↗
2007-04-20S-1/AS-1/A (amendment)SIPEX CORP0000950134-07-008571 ↗
2007-05-24S-1/AS-1/A (amendment)SIPEX CORP0000891618-07-000333 ↗
2007-06-22S-1/AS-1/A (amendment)SIPEX CORP0000950134-07-013904 ↗
2007-07-03S-1/AS-1/A (amendment)SIPEX CORP0000950134-07-014665 ↗
2007-07-06EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-002707 ↗
2007-08-21EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-003387 ↗
2007-08-30EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-003468 ↗
2007-08-30EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-003484 ↗
2007-08-30EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-003485 ↗
2007-08-30EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-003490 ↗
2007-08-30EFFECTEFFECT (declared effective)SIPEX CORP9999999995-07-003492 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1996-10-23S-1registration statement$3.493,000,000$10,470,000Nasdaq SIPX3from the submission text; price line, shares headline, proceeds computed, cover names 3document ↗
1996-10-31424B4final prospectus$24.003,000,000$72,000,000Nasdaq SIPX3from the submission text; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
WALLIN RAYOfficerCFO; Senior VP, Finance; Senior VP CFO; Sr. Vice President, CFO; Sr. Vice President/CFO; SVP, Chief Financial Officer142006–2007
ALONIM INVESTMENTS INCTenPercentOwner42006–2007
ARNOLD JOHN DDirector22006–2007
CONSOLI JOSEPH CDirector12006
Hilton BrianDirector22006–2007
MCBURNIE DOUGLAS MDirector12006
OLMER LIONEL HDirector12006
REDFERN THOMAS PDirector22006–2007
KROCK ALANDirector32006–2007
Casey Daniel GDirector32006–2007
Guilbault Pierre GDirector32006–2007
Hawron RichardOfficerSenior VP, worldwide sales; Senior VP, Worldwide Sales52006–2007
Camarda Joel JOfficerSenior VP Operations; Senior VP, Operations22006–2007
Cleveland LeeOfficerSenior VP Engineering; Senior VP of Engineering22006–2007
Lam Edward MOfficerSenior VP Marketing & Bus Dev; Sr VP, Mkt. & Bus. Development22006–2007
Schaeffer LamarOfficerVice President Sales32007
SCHMITT RALPH HDirector,OfficerChief Executive Officer12007
MILLER RODNEY HOther22007

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationSIPEX CORPORATIONCAState business registriesEIN (EXACT, as the state registration reports it)
IPO registrantNANOSYS, INC.CAIPO registrations (S-1, F-1)same street address and ZIP code, 233 S HILLVIEW DR 95035 (FUZZY: a shared address, not proof of a shared organization)
SEC filerSIPEX CORPSEC filers (EDGAR)CIK (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Semiconductors & Related Devices · Technology