IPO registrations (S-1, F-1) · Registrants
SIPEX CORP
- SEC CIK
- 1007800 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-06-27, last 2007-07-03; 3 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1996-10-31; declared effective 2007-07-06; withdrawal requested 1996-07-16
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 233 SOUTH HILLVIEW DRIVE, Milpitas, CA 95035
- EIN
- 04-6135748
- EDGAR entity type
- operating
- Insiders and CEO pay
- SIPEX CORP on the corporate pages
Offering terms
- Final price
- $24.00 per share (424B4 filed 1996-10-31, an initial public offering)
- Shares sold
- 3,000,000
- Gross proceeds
- $72,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SIPX
- Lead underwriters
- Alex. Brown & Sons (1,000,000 shares)
- Syndicate
- UBS (1,000,000); Adams Harkness (1,000,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SIPEX CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- SEC filer: SIPEX CORP EXACT (CIK (EXACT))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-06-27 | S-1 | S-1 (registration) | SIPEX CORP | 0000950135-96-002829 ↗ |
| 1996-07-16 | RW | RW (withdrawal request) | SIPEX CORP | 0000950135-96-003096 ↗ |
| 1996-10-23 | S-1 | S-1 (registration) | SIPEX CORP | 0000950135-96-004459 ↗ |
| 1996-10-31 | 424B4 | 424B4 (final prospectus) | SIPEX CORP | 0000950135-96-004586 ↗ |
| 2002-05-17 | 424B4 | 424B4 (final prospectus) | SIPEX CORP | 0000950135-02-002751 ↗ |
| 2006-11-15 | S-1 | S-1 (registration) | SIPEX CORP | 0000950134-06-021719 ↗ |
| 2007-02-13 | S-1/A | S-1/A (amendment) | SIPEX CORP | 0000891618-07-000081 ↗ |
| 2007-04-20 | S-1/A | S-1/A (amendment) | SIPEX CORP | 0000950134-07-008571 ↗ |
| 2007-05-24 | S-1/A | S-1/A (amendment) | SIPEX CORP | 0000891618-07-000333 ↗ |
| 2007-06-22 | S-1/A | S-1/A (amendment) | SIPEX CORP | 0000950134-07-013904 ↗ |
| 2007-07-03 | S-1/A | S-1/A (amendment) | SIPEX CORP | 0000950134-07-014665 ↗ |
| 2007-07-06 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-002707 ↗ |
| 2007-08-21 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-003387 ↗ |
| 2007-08-30 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-003468 ↗ |
| 2007-08-30 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-003484 ↗ |
| 2007-08-30 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-003485 ↗ |
| 2007-08-30 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-003490 ↗ |
| 2007-08-30 | EFFECT | EFFECT (declared effective) | SIPEX CORP | 9999999995-07-003492 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-10-23 | S-1 | registration statement | $3.49 | 3,000,000 | $10,470,000 | Nasdaq SIPX | 3 | from the submission text; price line, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 1996-10-31 | 424B4 | final prospectus | $24.00 | 3,000,000 | $72,000,000 | Nasdaq SIPX | 3 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| WALLIN RAY | Officer | CFO; Senior VP, Finance; Senior VP CFO; Sr. Vice President, CFO; Sr. Vice President/CFO; SVP, Chief Financial Officer | 14 | 2006–2007 | |
| ALONIM INVESTMENTS INC | TenPercentOwner | 4 | 2006–2007 | ||
| ARNOLD JOHN D | Director | 2 | 2006–2007 | ||
| CONSOLI JOSEPH C | Director | 1 | 2006 | ||
| Hilton Brian | Director | 2 | 2006–2007 | ||
| MCBURNIE DOUGLAS M | Director | 1 | 2006 | ||
| OLMER LIONEL H | Director | 1 | 2006 | ||
| REDFERN THOMAS P | Director | 2 | 2006–2007 | ||
| KROCK ALAN | Director | 3 | 2006–2007 | ||
| Casey Daniel G | Director | 3 | 2006–2007 | ||
| Guilbault Pierre G | Director | 3 | 2006–2007 | ||
| Hawron Richard | Officer | Senior VP, worldwide sales; Senior VP, Worldwide Sales | 5 | 2006–2007 | |
| Camarda Joel J | Officer | Senior VP Operations; Senior VP, Operations | 2 | 2006–2007 | |
| Cleveland Lee | Officer | Senior VP Engineering; Senior VP of Engineering | 2 | 2006–2007 | |
| Lam Edward M | Officer | Senior VP Marketing & Bus Dev; Sr VP, Mkt. & Bus. Development | 2 | 2006–2007 | |
| Schaeffer Lamar | Officer | Vice President Sales | 3 | 2007 | |
| SCHMITT RALPH H | Director,Officer | Chief Executive Officer | 1 | 2007 | |
| MILLER RODNEY H | Other | 2 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SIPEX CORPORATION | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| IPO registrant | NANOSYS, INC. | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 233 S HILLVIEW DR 95035 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | SIPEX CORP | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, CA first:
- TRANSMETA CORP CA
- PERICOM SEMICONDUCTOR CORP CA
- ZORAN CORP \DE\ CA
- SYNERGY SEMICONDUCTOR CORP CA
- KINETICS GROUP INC CA
- NEOMAGIC CORP CA
- FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC CA
- OSI SYSTEMS INC CA
- FORMFACTOR INC CA
- E TEK DYNAMICS INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology