IPO registrations (S-1, F-1) · Underwriters

Nasdaq listing fee

Deals: 4 priced offerings as an underwriter; 4 initial public offerings
Proceeds of those deals: $184,110,005
Years: 2018–2023
Named in: 18 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as: Nasdaq listing fee; Nasdaq Listing Fee; NASDAQ listing fee; NASDAQ Listing Fee; The Nasdaq listing fee

Deals by year

Year	Deals	Proceeds of deals
2023	1	$5,000,000
2022	1	$7,500,005
2021	1	$165,410,000
2018	1	$6,200,000

Deals 4

Priced	Company	Role	Price	Shares	Proceeds	Listing	Kind	Syndicate	Prospectus
2023-09-25	Turbo Energy, S.A.	Syndicate	$5.00	1,000,000	$5,000,000	Nasdaq TURB	IPO	6	424B4 ↗
2022-11-16	Clearmind Medicine Inc. Z4	Syndicate	$6.50	1,153,847	$7,500,005	Nasdaq CMND	IPO	5	424B4 ↗
2021-02-08	Pharvaris N.V.	Syndicate	$20.00	8,270,500	$165,410,000	Nasdaq PHVS	IPO	6	424B4 ↗
2018-03-21	Bit Digital, Inc NY	Syndicate	$4.00	1,550,000	$6,200,000	Nasdaq DNJR	IPO	3	424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 3

Filed	Company	Role	Range	Shares	Listing	Status	Document
1999-08-02	1 800 FLOWERS COM INC	Lead	$16.00–$18.00	6,000,000	Nasdaq FLWS	Pending	S-1/A ↗
1998-06-09	SCHOOL SPECIALTY INC	Syndicate	$14.00–$16.00	2,125,000	Nasdaq SCHS	Priced 1998-06-10 (terms not read)	S-1/A ↗
1996-06-17	CFM TECHNOLOGIES INC	Syndicate	$10.00–$12.00	2,200,000	Nasdaq CFMT	Priced 1996-06-18 (terms not read)	S-1/A ↗

Works alongside

Firm	Deals together	Of which that firm led
FINRA filing fee	3	0
Miscellaneous	3	1
Aegis Capital	1	0
American Capital Partners	1	0
BofA Securities	1	1
Boustead Securities	1	1
Capital Corp	1	1
Leerink Partners	1	1
Morgan Stanley	1	1
of Contents	1	1
Securities, Inc	1	0
Titan Partners	1	0

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.