IPO registrations (S-1, F-1) · Underwriters
Miscellaneous
- Deals
- 14 priced offerings as an underwriter, 2 as lead manager or representative; 14 initial public offerings
- Proceeds of those deals
- $793,738,770 ($21,200,000 as lead)
- Years
- 1999–2025
- Named in
- 116 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2025 | 1 | 1 | $15,000,000 |
| 2023 | 1 | 0 | $5,000,000 |
| 2021 | 2 | 0 | $185,441,700 |
| 2019 | 2 | 0 | $123,900,000 |
| 2018 | 1 | 1 | $6,200,000 |
| 2014 | 1 | 0 | $16,800,000 |
| 2012 | 2 | 0 | $153,429,900 |
| 2010 | 1 | 0 | $44,526,316 |
| 2007 | 1 | 0 | $119,350,000 |
| 2005 | 1 | 0 | $109,090,854 |
| 1999 | 1 | 0 | $15,000,000 |
Deals 14
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-04-09 | Ruanyun Edai Technology Inc. F4 | Lead | $4.00 | 3,750,000 | $15,000,000 | Nasdaq RYET | IPO | 3 | 424B4 ↗ | |
| 2023-09-25 | Turbo Energy, S.A. | Syndicate | $5.00 | 1,000,000 | $5,000,000 | Nasdaq TURB | IPO | 6 | 424B4 ↗ | |
| 2021-12-17 | Neuphoria Therapeutics Inc. MA | Syndicate | $12.35 | 1,622,000 | $20,031,700 | Nasdaq BNOX | IPO | 7 | 424B4 ↗ | |
| 2021-02-08 | Pharvaris N.V. | Syndicate | $20.00 | 8,270,500 | $165,410,000 | Nasdaq PHVS | IPO | 6 | 424B4 ↗ | |
| 2019-11-06 | XChange TEC.INC F4 | Syndicate | $17.00 | 2,700,000 | $45,900,000 | Nasdaq QK | IPO | 5 | 424B4 ↗ | |
| 2019-11-01 | Fangdd Network Group Ltd. F4 | Syndicate | $13.00 | 6,000,000 | $78,000,000 | Nasdaq DUO | IPO | 6 | 424B4 ↗ | |
| 2018-03-21 | Bit Digital, Inc NY | Lead | $4.00 | 1,550,000 | $6,200,000 | Nasdaq DNJR | IPO | 3 | 424B4 ↗ | |
| 2014-05-08 | Cheetah Mobile Inc. F4 | Syndicate | $1.40 | 12,000,000 | $16,800,000 | NYSE CMCM | IPO | 8 | 424B4 ↗ | |
| 2012-11-21 | JOYY Inc. U0 | Syndicate | $10.50 | 7,800,000 | $81,900,000 | Nasdaq YY | IPO | 8 | 424B4 ↗ | |
| 2012-03-23 | Vipshop Holdings Ltd | Syndicate | $6.50 | 11,004,600 | $71,529,900 | NYSE VIPS | IPO | 6 | 424B4 ↗ | |
| 2010-04-22 | MITEL NETWORKS CORP A6 | Syndicate | $4.23 | 10,526,316 | $44,526,316 | Nasdaq MITL | IPO | 13 | 424B1 ↗ | |
| 2007-05-03 | Acorn International, Inc. F4 | Syndicate | $15.50 | 7,700,000 | $119,350,000 | NYSE ATV | IPO | 4 | 424B4 ↗ | |
| 2005-08-05 | Baidu, Inc. | Syndicate | $27.00 | 4,040,402 | $109,090,854 | Nasdaq BIDU | IPO | 7 | 424B4 ↗ | |
| 1999-06-17 | CARESIDE INC CA | Syndicate | $7.50 | 2,000,000 | $15,000,000 | NYSE American CSA | IPO | 8 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 20
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2014-11-18 | Adama Agricultural Solutions Ltd. | Syndicate | $16.00–$18.00 | 23,500,000 | NYSE ADAM | Pending | F-1/A ↗ |
| 2011-03-14 | Cascadian Therapeutics, Inc. | Lead | 7,425,017 | Nasdaq ONTY | Effective 2010-07-28 | S-1/A ↗ | |
| 1999-11-15 | TERRA NETWORKS SA | Syndicate | 22,266,705 | Nasdaq TRRA | Priced 1999-11-17 (terms not read) | F-1/A ↗ | |
| 1998-09-21 | EBAY INC | Syndicate | $14.00–$16.00 | 3,500,000 | Nasdaq EBAY | Priced 1998-09-25 (terms not read) | S-1/A ↗ |
| 1998-06-09 | SCHOOL SPECIALTY INC | Syndicate | $14.00–$16.00 | 2,125,000 | Nasdaq SCHS | Priced 1998-06-10 (terms not read) | S-1/A ↗ |
| 1998-03-18 | EXDS INC | Syndicate | $13.00–$15.00 | 4,500,000 | Nasdaq EXDS | Priced 1998-03-19 (terms not read) | S-1/A ↗ |
| 1998-01-23 | IES Holdings, Inc. | Syndicate | $13.00–$15.00 | 7,000,000 | NYSE IEE | Withdrawn 2010-03-10 | S-1/A ↗ |
| 1997-11-06 | SONIC AUTOMOTIVE INC | Syndicate | $12.00–$14.00 | 5,000,000 | NYSE SAH | Priced 1997-11-13 (terms not read) | S-1/A ↗ |
| 1997-10-29 | AMF BOWLING INC | Syndicate | $18.00–$21.00 | 14,375,000 | NYSE PIN | Priced 1997-11-04 (terms not read) | S-1/A ↗ |
| 1997-06-06 | IRIDIUM LLC | Syndicate | $19.00–$21.00 | 10,000,000 | Nasdaq IRIDF | Priced 1997-06-10 (terms not read) | S-1/A ↗ |
| 1997-06-06 | IRIDIUM WORLD COMMUNICATIONS LTD | Syndicate | $19.00–$21.00 | 10,000,000 | Nasdaq IRIDF | Priced 1997-06-10 (terms not read) | S-1/A ↗ |
| 1997-02-10 | U S RENTALS INC | Syndicate | $19.00–$21.00 | 9,500,000 | NYSE USR | Priced 1997-02-21 (terms not read) | S-1/A ↗ |
| 1997-02-07 | CIENA CORP | Syndicate | $21.00–$23.00 | 5,000,000 | Nasdaq CIEN | Priced 1997-02-11 (terms not read) | S-1/A ↗ |
| 1996-10-09 | SAPIENT CORP | Syndicate | 1,040,000 | Nasdaq SAPE | Priced 1996-10-24 (terms not read) | S-1/A ↗ | |
| 1996-10-08 | GULFSTREAM AEROSPACE CORP | Syndicate | $22.00–$24.00 | 28,000,000 | NYSE GAC | Priced 1996-10-10 (terms not read) | S-1/A ↗ |
| 1996-09-16 | AAIPHARMA INC | Syndicate | $12.00–$14.00 | 2,700,000 | Nasdaq AAII | Withdrawn 2002-05-24 | S-1/A ↗ |
| 1996-08-13 | CONSOLIDATED CIGAR HOLDINGS INC | Syndicate | $18.00–$21.00 | 4,500,000 | NYSE CIG | Priced 1996-08-16 (terms not read) | S-1/A ↗ |
| 1996-06-17 | CFM TECHNOLOGIES INC | Syndicate | $10.00–$12.00 | 2,200,000 | Nasdaq CFMT | Priced 1996-06-18 (terms not read) | S-1/A ↗ |
| 1996-06-05 | OAKLEY INC | Syndicate | 5,000,000 | NYSE OO | Priced 1996-06-07 (terms not read) | S-1/A ↗ | |
| 1996-05-20 | SAKS HOLDINGS INC | Syndicate | $23.00–$25.00 | 16,000,000 | NYSE SKS | Priced 1996-05-23 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| FINRA filing fee | 10 | 0 |
| Morgan Stanley | 5 | 5 |
| Piper Sandler | 4 | 0 |
| Deutsche Bank | 3 | 2 |
| Nasdaq listing fee | 3 | 0 |
| BofA Securities | 2 | 2 |
| CICC | 2 | 2 |
| Credit Suisse | 2 | 1 |
| Goldman Sachs | 2 | 2 |
| J.P. Morgan | 2 | 1 |
| Nasdaq Global Market listing fee | 2 | 0 |
| Nasdaq Market Entry and Listing Fee | 2 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.