IPO registrations (S-1, F-1) · Registrants

CIENA CORP

SEC CIK
936395 · filings on EDGAR ↗
Registration
Form S-1, first filed 1996-12-12, last 1997-07-01; 2 initial registrations, 8 amendments
Outcome
Final prospectus filed 1997-02-11
Industry (SIC)
Telephone & Telegraph Apparatus 3661
Incorporated in
MD
Business address
7035 RIDGE ROAD, Hanover, MD 21076
EIN
23-2725311
Ticker
CIEN (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
CIENA CORP on the corporate pages

Offering terms

Proposed price range
$21.00–$23.00 per share (S-1/A filed 1997-02-07)
Shares offered
5,000,000
Listing
Nasdaq under the symbol CIEN
Lead underwriters
Goldman Sachs (1,072,000 shares); Alex. Brown & Sons (670,000 shares); Wessels, Arnold & Henderson (670,000 shares); William K. Woodruff & Company (268,000 shares)
Syndicate
Bear Stearns (220,000); Cowen (220,000); Montgomery Securities (220,000); Oppenheimer (220,000); UBS (220,000); Unterberg Harris (220,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
1996-12-12S-1S-1 (registration)CIENA CORP0000950133-96-002787 ↗
1997-01-14S-1/AS-1/A (amendment)CIENA CORP0000950133-97-000093 ↗
1997-01-21S-1/AS-1/A (amendment)CIENA CORP0000950133-97-000125 ↗
1997-02-05S-1/AS-1/A (amendment)CIENA CORP0000950133-97-000273 ↗
1997-02-06S-1/AS-1/A (amendment)CIENA CORP0000950133-97-000303 ↗
1997-02-07S-1/AS-1/A (amendment)CIENA CORP0000950133-97-000311 ↗
1997-02-11424B4424B4 (final prospectus)CIENA CORP0000950133-97-000335 ↗
1997-06-03S-1S-1 (registration)CIENA CORP0000950133-97-002098 ↗
1997-06-06S-1/AS-1/A (amendment)CIENA CORP0000950133-97-002133 ↗
1997-06-12S-1/AS-1/A (amendment)CIENA CORP0000950133-97-002177 ↗
1997-07-01S-1/AS-1/A (amendment)CIENA CORP0000950133-97-002392 ↗
1997-07-03424B4424B4 (final prospectus)CIENA CORP0000950133-97-002411 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-02-07S-1/Aregistration statement$21.00–$23.005,000,000-Nasdaq CIEN9from the submission text; range, shares headline, underwriting table 5, cover names 4document ↗
1997-02-11424B4final prospectus5,000,000-Nasdaq CIEN10from the submission text; shares headline, underwriting table 10, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
COLLIER JAMESOfficerSr. V.P. Worldwide Sales; Sr.V.P. Worldwide Sales; SrVP, Worldwide Sales42006
OBRIEN JUDITH MDirector292006–2022
PETRIK ANDREW COfficerV.P., Controller; VP, CONTROLLER; V.P., Controller and Treasurer1602006–2024
ALEXANDER STEPHEN BOfficerSr VP Chief Technology Officer; SrVP, Chief Technology Officer; Sr. VP, Chief Tech.Officer; Sr.V.P., Chief Tech. Officer; Sr.VP, Chief Tech. Officer; SR VP, Chief Tech. Officer; SVP, Chief Technology Officer2982006–2023
CHINNICI JOSEPH ROfficerSr.V.P., Finance and CFO; Sr.V.P.,Finance and CFO; Sr.VP, Finance and CFO; SrVP, Finance and CFO; SR VP FINANCE, CFO242006–2007
SMITH ARTHUR DOfficerChief Operating Officer; CHIEF OPERATING OFFICER; Sr. VP, Chief Integration632006–2010
SMITH GARY BDirector,OfficerChief Executive Officer; Director, President and CEO; President and CEO; President & CEO; President, CEO; PRESIDENT, CEO4392006–2026
STEVENSON RUSSELL B JROfficerSR. VP, GENERAL COUNSEL; SrVP, General Counsel and Sec.; Sr.V.P., General Counsel & Sec192006–2008
BRADLEY STEPHEN PDirector72006–2011
CASH HARVEY BDirector222006–2018
FITT LAWTON WDirector232006–2026
NETTLES PATRICK HDirector; Director,OfficerExecutive Chairman; EXECUTIVE CHAIRMAN OF BOARD512006–2025
Rowny Michael JDirector162006–2018person page Fuzzy
TAYLOR GERALD HDirector32006–2008
Aquino Michael GeraldOfficer; OfficerOtherSr VP, Global Field Operations; SR VP. Global Field Operations; Sr., V.P. Worldwide Sales; Sr.V.P. Worldwide Sales; Sr.V.P., Worldwide Sales; SR VP. Worldwide Sales472006–2011
CLAFLIN BRUCE LDirector32006–2007
MOYLAN JAMES E JROfficerSVP, CFO Designate; SVP Finance, CFO; SVP, Finance, CFO2862007–2025
Claflin Bruce L.Director522008–2026
Rothenstein David MOfficerEVP & Chief Strategy Officer; Sr. VP, General Counsel; SVP and Chief Strategy Officer; SVP, Gen. Counsel2482008–2026
GALLAGHER PATRICKDirector482009–2026
FRODSHAM JAMESOfficerSr VP, Chief Strategy Officer; SR. VP, Chief Strategy Officer982009–2019
Morin PhilippeOfficerSr. VP,; Sr. V.P., Global Product Group; Sr. VP, Global Product Group; SVP, Global Field Organization; SVP, Global Sales & Field Ops442010–2015
Dodd James Richard JROfficerSVP, Global Marketing352011–2014
NACHBAR DAVID ROfficerSVP & Chief HR Officer32011
Locoh-Donou FrancoisOfficerChief Operating Officer; Senior Vice President; SVP, Global Products Group522011–2017
PLATINUM INVESTMENT MANAGEMENT LTDTenPercentOwner12011
MEDINA MANUEL DDirector32012
NEVENS THOMAS MICHAELDirector292014–2026
Starke Marcus HOfficerSVP, Chief Marketing Officer102015–2016
HAMILTON RICKOfficerSVP, Software and Services592017–2022
McFeely ScottDirector; OfficerSVP, Networking Platforms1092017–2023
Phipps JasonOfficerEVP & Chief Customer Officer; SVP, Global Sales a& Marketing; SVP, Global Sales and Marketin; SVP Global Sales and Marketing892017–2026
FATHERS WILLIAM DDirector32017–2018
Olsen Joanne BethDirector102018–2026
KUMAR DEVINDERDirector92019–2026
Yang MaryOfficerSVP, Chief Strategy Officer82020–2021
AHMED HASSANDirector92020–2026
Cumello JosephOfficerEVP & General Mgr.; See Remarks; SVP and General Manager of; SVP, General Mgr. Blue Planet432023–2026
Kosaraju SheelaOfficerEVP & Chief Legal Officer; See Remarks; SVP and General Counsel; SVP, General Counsel; SVP, General Counsel and282023–2026
PUMA MARY GDirector52023–2026
DiPerna DinoOfficerEVP & Chief R&D Officer; SVP Global R&D312023–2026
Gage BrodieOfficerEVP & Chief Product &; SVP Global Products & Supply392023–2026
Graff Marc D.OfficerEVP & Chief Financial Officer; SVP & Chief Financial Officer102025–2026
Hoffman GrantOfficerEVP & Chief Supply; SVP Chief Supply Chain Officer32026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
ContractorCiena Government SolutionsMDNonprofit contractors (Form 990)same street address and ZIP code, 7035 RIDGE RD 21076 (FUZZY: a shared address, not proof of a shared organization)
SEC filerCIENA CORPSEC filers (EDGAR)CIK (EXACT)
Business registrationCIENA CORPORATIONState business registriesname and state
Form 5500 plan sponsorCIENA CORPORATIONEIN (EXACT)
Federal award recipientCIENA CORPFederal spending (USAspending)name and state
Lobbying clientCIENA CORPORATIONFederal lobbying (LDA)name and state
Lobbying clientCIENA CORPORATIONFederal lobbying (LDA)name and state
Person pageMichael J RownyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.