IPO registrations (S-1, F-1) · Registrants
CIENA CORP
- SEC CIK
- 936395 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-12-12, last 1997-07-01; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 1997-02-11
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- MD
- Business address
- 7035 RIDGE ROAD, Hanover, MD 21076
- EIN
- 23-2725311
- Ticker
- CIEN (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CIENA CORP on the corporate pages
Offering terms
- Proposed price range
- $21.00–$23.00 per share (S-1/A filed 1997-02-07)
- Shares offered
- 5,000,000
- Listing
- Nasdaq under the symbol CIEN
- Lead underwriters
- Goldman Sachs (1,072,000 shares); Alex. Brown & Sons (670,000 shares); Wessels, Arnold & Henderson (670,000 shares); William K. Woodruff & Company (268,000 shares)
- Syndicate
- Bear Stearns (220,000); Cowen (220,000); Montgomery Securities (220,000); Oppenheimer (220,000); UBS (220,000); Unterberg Harris (220,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CIENA CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: CIENA CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: CIENA CORP Fuzzy (name and state)
- Lobbying client: CIENA CORPORATION Fuzzy (name and state)
- Lobbying client: CIENA CORPORATION Fuzzy (name and state)
- SEC filer: CIENA CORP EXACT (CIK (EXACT))
- Person page: Michael J Rowny Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-12 | S-1 | S-1 (registration) | CIENA CORP | 0000950133-96-002787 ↗ |
| 1997-01-14 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-000093 ↗ |
| 1997-01-21 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-000125 ↗ |
| 1997-02-05 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-000273 ↗ |
| 1997-02-06 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-000303 ↗ |
| 1997-02-07 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-000311 ↗ |
| 1997-02-11 | 424B4 | 424B4 (final prospectus) | CIENA CORP | 0000950133-97-000335 ↗ |
| 1997-06-03 | S-1 | S-1 (registration) | CIENA CORP | 0000950133-97-002098 ↗ |
| 1997-06-06 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-002133 ↗ |
| 1997-06-12 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-002177 ↗ |
| 1997-07-01 | S-1/A | S-1/A (amendment) | CIENA CORP | 0000950133-97-002392 ↗ |
| 1997-07-03 | 424B4 | 424B4 (final prospectus) | CIENA CORP | 0000950133-97-002411 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-02-07 | S-1/A | registration statement | $21.00–$23.00 | 5,000,000 | - | Nasdaq CIEN | 9 | from the submission text; range, shares headline, underwriting table 5, cover names 4 | document ↗ | |
| 1997-02-11 | 424B4 | final prospectus | 5,000,000 | - | Nasdaq CIEN | 10 | from the submission text; shares headline, underwriting table 10, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| COLLIER JAMES | Officer | Sr. V.P. Worldwide Sales; Sr.V.P. Worldwide Sales; SrVP, Worldwide Sales | 4 | 2006 | |
| OBRIEN JUDITH M | Director | 29 | 2006–2022 | ||
| PETRIK ANDREW C | Officer | V.P., Controller; VP, CONTROLLER; V.P., Controller and Treasurer | 160 | 2006–2024 | |
| ALEXANDER STEPHEN B | Officer | Sr VP Chief Technology Officer; SrVP, Chief Technology Officer; Sr. VP, Chief Tech.Officer; Sr.V.P., Chief Tech. Officer; Sr.VP, Chief Tech. Officer; SR VP, Chief Tech. Officer; SVP, Chief Technology Officer | 298 | 2006–2023 | |
| CHINNICI JOSEPH R | Officer | Sr.V.P., Finance and CFO; Sr.V.P.,Finance and CFO; Sr.VP, Finance and CFO; SrVP, Finance and CFO; SR VP FINANCE, CFO | 24 | 2006–2007 | |
| SMITH ARTHUR D | Officer | Chief Operating Officer; CHIEF OPERATING OFFICER; Sr. VP, Chief Integration | 63 | 2006–2010 | |
| SMITH GARY B | Director,Officer | Chief Executive Officer; Director, President and CEO; President and CEO; President & CEO; President, CEO; PRESIDENT, CEO | 439 | 2006–2026 | |
| STEVENSON RUSSELL B JR | Officer | SR. VP, GENERAL COUNSEL; SrVP, General Counsel and Sec.; Sr.V.P., General Counsel & Sec | 19 | 2006–2008 | |
| BRADLEY STEPHEN P | Director | 7 | 2006–2011 | ||
| CASH HARVEY B | Director | 22 | 2006–2018 | ||
| FITT LAWTON W | Director | 23 | 2006–2026 | ||
| NETTLES PATRICK H | Director; Director,Officer | Executive Chairman; EXECUTIVE CHAIRMAN OF BOARD | 51 | 2006–2025 | |
| Rowny Michael J | Director | 16 | 2006–2018 | person page Fuzzy | |
| TAYLOR GERALD H | Director | 3 | 2006–2008 | ||
| Aquino Michael Gerald | Officer; OfficerOther | Sr VP, Global Field Operations; SR VP. Global Field Operations; Sr., V.P. Worldwide Sales; Sr.V.P. Worldwide Sales; Sr.V.P., Worldwide Sales; SR VP. Worldwide Sales | 47 | 2006–2011 | |
| CLAFLIN BRUCE L | Director | 3 | 2006–2007 | ||
| MOYLAN JAMES E JR | Officer | SVP, CFO Designate; SVP Finance, CFO; SVP, Finance, CFO | 286 | 2007–2025 | |
| Claflin Bruce L. | Director | 52 | 2008–2026 | ||
| Rothenstein David M | Officer | EVP & Chief Strategy Officer; Sr. VP, General Counsel; SVP and Chief Strategy Officer; SVP, Gen. Counsel | 248 | 2008–2026 | |
| GALLAGHER PATRICK | Director | 48 | 2009–2026 | ||
| FRODSHAM JAMES | Officer | Sr VP, Chief Strategy Officer; SR. VP, Chief Strategy Officer | 98 | 2009–2019 | |
| Morin Philippe | Officer | Sr. VP,; Sr. V.P., Global Product Group; Sr. VP, Global Product Group; SVP, Global Field Organization; SVP, Global Sales & Field Ops | 44 | 2010–2015 | |
| Dodd James Richard JR | Officer | SVP, Global Marketing | 35 | 2011–2014 | |
| NACHBAR DAVID R | Officer | SVP & Chief HR Officer | 3 | 2011 | |
| Locoh-Donou Francois | Officer | Chief Operating Officer; Senior Vice President; SVP, Global Products Group | 52 | 2011–2017 | |
| PLATINUM INVESTMENT MANAGEMENT LTD | TenPercentOwner | 1 | 2011 | ||
| MEDINA MANUEL D | Director | 3 | 2012 | ||
| NEVENS THOMAS MICHAEL | Director | 29 | 2014–2026 | ||
| Starke Marcus H | Officer | SVP, Chief Marketing Officer | 10 | 2015–2016 | |
| HAMILTON RICK | Officer | SVP, Software and Services | 59 | 2017–2022 | |
| McFeely Scott | Director; Officer | SVP, Networking Platforms | 109 | 2017–2023 | |
| Phipps Jason | Officer | EVP & Chief Customer Officer; SVP, Global Sales a& Marketing; SVP, Global Sales and Marketin; SVP Global Sales and Marketing | 89 | 2017–2026 | |
| FATHERS WILLIAM D | Director | 3 | 2017–2018 | ||
| Olsen Joanne Beth | Director | 10 | 2018–2026 | ||
| KUMAR DEVINDER | Director | 9 | 2019–2026 | ||
| Yang Mary | Officer | SVP, Chief Strategy Officer | 8 | 2020–2021 | |
| AHMED HASSAN | Director | 9 | 2020–2026 | ||
| Cumello Joseph | Officer | EVP & General Mgr.; See Remarks; SVP and General Manager of; SVP, General Mgr. Blue Planet | 43 | 2023–2026 | |
| Kosaraju Sheela | Officer | EVP & Chief Legal Officer; See Remarks; SVP and General Counsel; SVP, General Counsel; SVP, General Counsel and | 28 | 2023–2026 | |
| PUMA MARY G | Director | 5 | 2023–2026 | ||
| DiPerna Dino | Officer | EVP & Chief R&D Officer; SVP Global R&D | 31 | 2023–2026 | |
| Gage Brodie | Officer | EVP & Chief Product &; SVP Global Products & Supply | 39 | 2023–2026 | |
| Graff Marc D. | Officer | EVP & Chief Financial Officer; SVP & Chief Financial Officer | 10 | 2025–2026 | |
| Hoffman Grant | Officer | EVP & Chief Supply; SVP Chief Supply Chain Officer | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | Ciena Government Solutions | MD | Nonprofit contractors (Form 990) | same street address and ZIP code, 7035 RIDGE RD 21076 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | CIENA CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | CIENA CORPORATION | State business registries | name and state | |
| Form 5500 plan sponsor | CIENA CORPORATION | EIN (EXACT) | ||
| Federal award recipient | CIENA CORP | Federal spending (USAspending) | name and state | |
| Lobbying client | CIENA CORPORATION | Federal lobbying (LDA) | name and state | |
| Lobbying client | CIENA CORPORATION | Federal lobbying (LDA) | name and state | |
| Person page | Michael J Rowny | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.