IPO registrations (S-1, F-1) · Registrants
DIEDRICH COFFEE INC
- SEC CIK
- 947661 · filings on EDGAR ↗
- Former names
- DIEDRICH COFFEE (1996–1996)
- Registration
- Form S-1, first filed 1996-07-23, last 1999-06-07; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 1996-09-13
- Industry (SIC)
- Retail-Food Stores 5400
- Incorporated in
- CA
- Business address
- 28 EXECUTIVE PARK, SUITE 200, Irvine, CA 92614
- EIN
- 33-0086628
- EDGAR entity type
- operating
- Insiders and CEO pay
- DIEDRICH COFFEE INC on the corporate pages
Offering terms
- Proposed price range
- $10.50–$11.50 per share (S-1/A filed 1996-09-11)
- Final price
- $9.50 per share, below the range (424B1 filed 1996-09-13, an initial public offering)
- Shares sold
- 1,600,000
- Gross proceeds
- $15,200,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DDRX
- Lead underwriters
- the Boston Group, L.p (965,000 shares)
- Syndicate
- EVEREN Securities, Inc (100,000); Montgomery Securities (100,000); Robertson Stephens (100,000); Crowell, Weedon & Co (65,000); Jefferies (65,000); Josephthal Lyon & Ross Incorporated (65,000); Needham & Company (65,000); Ladenburg Thalmann (65,000); Tucker Anthony Incorporated (65,000); Wedbush Securities (65,000); Black & Company, Inc (40,000); Commonwealth Associates (40,000); Hampshire Securities Corporation (40,000); Hanifen, Imhoff Inc (40,000); Hill, Thompson, Magid & Co., Inc (40,000); Laidlaw Equities, Inc (40,000); Madison Securities, Inc (40,000); Joseph Stevens & Company, L.P (40,000); Mesirow Financial, Inc (40,000); M. H. Meyerson & Co., Inc (40,000); Pennsylvania Merchant Group Ltd (40,000); Van Kasper & Company (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: DIEDRICH COFFEE, INC, EXACT (EIN (EXACT))
- SEC filer: DIEDRICH COFFEE INC EXACT (CIK (EXACT))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-07-23 | S-1 | S-1 (registration) | DIEDRICH COFFEE | 0000892569-96-001280 ↗ |
| 1996-07-24 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE | 0000892569-96-001294 ↗ |
| 1996-08-12 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE | 0000892569-96-001506 ↗ |
| 1996-08-28 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE INC | 0000892569-96-001727 ↗ |
| 1996-09-04 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE INC | 0000892569-96-001766 ↗ |
| 1996-09-09 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE INC | 0000892569-96-001793 ↗ |
| 1996-09-11 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE INC | 0000892569-96-001819 ↗ |
| 1996-09-13 | 424B1 | 424B1 (final prospectus) | DIEDRICH COFFEE INC | 0000892569-96-001829 ↗ |
| 1999-05-07 | S-1 | S-1 (registration) | DIEDRICH COFFEE INC | 0000892569-99-001284 ↗ |
| 1999-06-07 | S-1/A | S-1/A (amendment) | DIEDRICH COFFEE INC | 0000892569-99-001682 ↗ |
| 1999-07-01 | 424B4 | 424B4 (final prospectus) | DIEDRICH COFFEE INC | 0000892569-99-001843 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-09-11 | S-1/A | registration statement | $10.50–$11.50 | 2,200,000 | - | Nasdaq DDRX | 1 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 1 | document ↗ | |
| 1996-09-13 | 424B1 | final prospectus | $9.50 | 1,600,000 | $15,200,000 | Nasdaq DDRX | 23 | from the submission text; price sentence, shares general, proceeds computed, underwriting table 23, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HEESCHEN PAUL C | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Exec Chairman of the Board; Exec Chairman of the Board; Exec. Chairman of the Board; Exec COB | 13 | 2006–2010 | |
| CHURM PETER | Director | 3 | 2006 | ||
| GOELMAN LAWRENCE | Director | 2 | 2006 | ||
| RYAN TIMOTHY J | Director | 7 | 2006–2010 | ||
| SPENCER RICHARD S III | Director; TenPercentOwner | 3 | 2006–2007 | ||
| Palmer Greg D | Director | 7 | 2006–2010 | ||
| BEDFORD SCOTT | TenPercentOwner | 1 | 2006 | ||
| PENINSULA CAPITAL MANAGEMENT INC | TenPercentOwner | 1 | 2006 | ||
| PHILLIPS JAMES R | Director; Officer | Chief Executive Officer | 8 | 2007–2010 | |
| Myers Kimberly A | Officer | Vice President - Marketing | 2 | 2007 | |
| Sequoia Enterprises, L.P. | TenPercentOwner | 6 | 2007–2010 | ||
| WESTCLIFF CAPITAL MANAGEMENT LLC/CA | TenPercentOwner | 1 | 2007 | ||
| MCGUINNESS MATTHEW | Officer | Executive VP of Development | 1 | 2007 | |
| Harris James L | Officer | Vice President - Sales | 3 | 2008–2010 | |
| King Dana A | Officer | VP Information & Customer Svc | 4 | 2008–2010 | |
| MCCARTHY SEAN MARTIN | Officer | Chief Financial Officer; President & CFO | 3 | 2008–2010 | |
| Stryker James W | Director | 5 | 2008–2010 | ||
| Ortiz Jeanne | Officer | Vice President Human Resources | 3 | 2009 | |
| Barr Anthony A | Officer | VP - Franchise Operations | 1 | 2009 | |
| WF Trust | TenPercentOwner | 2 | 2009–2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | DIEDRICH COFFEE, INC, | CA | Form 5500 (employee benefit plans) | name and state |
| SEC filer | DIEDRICH COFFEE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Diedrich Coffee, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | DIEDRICH COFFEE, INC, | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Food Stores, CA first:
- HERB-VITA, INC. CA
- FALLEYS INC /KS/ CA
- Global Stevia Corp. A5
- DAVIDsTEA Inc. A8
- Long Mall Internet Technology Co Ltd F4
- Teavana Holdings Inc GA
- KRISPY KREME DOUGHNUTS INC NC
- ANVI GLOBAL HOLDINGS, INC. NC
- Krispy Kreme, Inc. NC
- VITAMINSHOPPE COM INC NJ
In other datasets, the same topic (Retail) in CA:
- Form D issuer: 4505 Meats Inc (Form D private offerings)
Interests: Retail-Food Stores · Retail