IPO registrations (S-1, F-1) · Underwriters
Joseph Stevens & Co., Inc
- Deals
- 4 priced offerings as an underwriter, 2 as lead manager or representative; 4 initial public offerings
- Proceeds of those deals
- $27,375,000 ($1,175,000 as lead)
- Years
- 1996–1998
- Named in
- 6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as JOSEPH STEVENS & COMPANY, INC. · filings on EDGAR ↗
- Named as
- Joseph Stevens & Co., Inc; Joseph Stevens & Company, Inc; Joseph Stevens & Company, L.P
Deals by year
Deals 4
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-04-09 | Banneker, Inc CO | Lead | $5.00 | 235,000 | $1,175,000 | Nasdaq CDSC | IPO | 2 | 424B1 ↗ | |
| 1998-03-18 | GRAND COURT LIFESTYLES INC FL | Lead | 2,800,000 | - | Nasdaq GCLI | IPO | 3 | 424B1 ↗ | ||
| 1996-09-13 | DIEDRICH COFFEE INC CA | Syndicate | $9.50 | 1,600,000 | $15,200,000 | Nasdaq DDRX | IPO | 23 | 424B1 ↗ | |
| 1996-05-16 | TECHNOLOGY SERVICE GROUP INC \DE\ GA | Syndicate | $11.00 | 1,000,000 | $11,000,000 | Nasdaq TSGIU | IPO | 3 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 2
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2003-08-01 | NationsHealth, Inc. | Syndicate | 3,500,000 | OTC on | Withdrawn 2004-08-13 | S-1/A ↗ | |
| 1996-10-23 | SULCUS HOSPITALITY TECHNOLOGIES CORP | Lead | $10.00–$11.00 | 200,000 | NYSE American SUL | Pending | S-1/A ↗ |
Works alongside
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.