IPO registrations (S-1, F-1) · Underwriters
Commonwealth Associates
- Deals
- 10 priced offerings as an underwriter, 3 as lead manager or representative; 7 initial public offerings
- Proceeds of those deals
- $397,286,000 ($6,250,000 as lead)
- Years
- 1996–1998
- Named in
- 11 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as COMMONWEALTH ASSOCIATES · filings on EDGAR ↗
Deals by year
Deals 10
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-28 | CENTRAL EUROPEAN DISTRIBUTION CORP NJ | Syndicate | 2,000,000 | - | Nasdaq CEDC | IPO | 19 | 424B1 ↗ | ||
| 1998-05-12 | MPOWER COMMUNICATIONS CORP NY | Syndicate | $17.00 | 3,500,000 | $59,500,000 | Nasdaq MGCX | IPO | 21 | 424B1 ↗ | |
| 1998-04-08 | TL ADMINISTRATION CORP NY | Syndicate | $36.50 | 8,000,000 | $292,000,000 | Nasdaq TWLB | Offering | 26 | 424B4 ↗ | |
| 1997-06-27 | COMFORT SYSTEMS USA INC TX | Syndicate | $0.01 | 6,100,000 | $61,000 | NYSE FIX | IPO | 28 | 424B4 ↗ | |
| 1997-06-18 | Steel Vault Corp FL | Lead | $5.00 | 1,250,000 | $6,250,000 | Nasdaq SYCM | IPO | 11 | 424B4 ↗ | |
| 1997-01-16 | ARAMEX INTERNATIONAL LTD M2 | Lead | 1,000,000 | - | Nasdaq ARMXF | IPO | 6 | 424B1 ↗ | ||
| 1996-09-13 | DIEDRICH COFFEE INC CA | Syndicate | $9.50 | 1,600,000 | $15,200,000 | Nasdaq DDRX | IPO | 23 | 424B1 ↗ | |
| 1996-06-26 | SIGHT RESOURCE CORP MA | Lead | 1,700,000 | - | Nasdaq VISN | Offering | 18 | 424B1 ↗ | ||
| 1996-06-18 | DRIVETIME AUTOMOTIVE GROUP INC AZ | Syndicate | $6.75 | 2,300,000 | $15,525,000 | Nasdaq UGLY | IPO | 12 | 424B4 ↗ | |
| 1996-05-15 | INNERDYNE INC CA | Syndicate | $3.50 | 2,500,000 | $8,750,000 | Nasdaq IDYN | Offering | 12 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1996-05-29 | SIGHT RESOURCE CORP | Lead | 2,472,500 | Nasdaq VISN | Withdrawn 1997-06-11 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Hanifen, Imhoff Inc | 5 | 0 |
| Pennsylvania Merchant Group Ltd | 5 | 0 |
| Cruttenden Roth Incorporated | 4 | 2 |
| Bear Stearns | 3 | 2 |
| Citigroup | 3 | 1 |
| Doft & Co. Inc | 3 | 0 |
| Fahnestock & Co. Inc | 3 | 0 |
| Jefferies | 3 | 0 |
| Montgomery Securities | 3 | 0 |
| Morgan Stanley | 3 | 0 |
| Pacific Crest Securities | 3 | 0 |
| Tucker Anthony Incorporated | 3 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.