IPO registrations (S-1, F-1) · Registrants
KRISPY KREME DOUGHNUTS INC
- SEC CIK
- 1100270 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-12-16, last 2001-01-29; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2000-04-06
- Industry (SIC)
- Retail-Food Stores 5400
- Incorporated in
- NC
- Business address
- 370 KNOLLWOOD ST., SUITE 500, Winston Salem, NC 27103
- EIN
- 56-2169715
- EDGAR entity type
- operating
- Insiders and CEO pay
- KRISPY KREME DOUGHNUTS INC on the corporate pages
Offering terms
- Proposed price range
- $18.00–$20.00 per share (S-1/A filed 2000-04-03)
- Final price
- $21.00 per share, above the range (424B1 filed 2000-04-06, an initial public offering)
- Shares sold
- 3,000,000
- Gross proceeds
- $63,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol KREM
- Lead underwriters
- Deutsche Bank; J.P. Morgan (960,750 shares)
- Syndicate
- RBC Capital Markets (504,000); BB&T Capital Markets; UNDERWRITERS ---------------- Deutsche Bank Securities Inc (960,750); BB&T Capital Markets/Scott & Stringfellow, Inc (94,500); BofA Securities (40,000); Donaldson, Lufkin & Jenrette (40,000); Merrill Lynch (40,000); Morgan Stanley (40,000); Robertson Stephens (40,000); George K. Baum & Company (28,000); J.C. Bradford & Co (28,000); First Southwest Company (28,000); Josephthal & Co. Inc (28,000); McDonald Investments Inc., A KeyCorp Company (28,000); Morgan Keegan (28,000); Edgar M. Norris & Co. Inc (28,000); Raymond James (28,000); Truist Securities (28,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: KRISPY KREME DOUGHNUTS INC EXACT (CIK (EXACT))
- Person page: Andrew J Schindler Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Charles A Blixt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Darryl R Marsch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Kenneth A May Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Steven A Lineberger Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Tim E Bentsen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-12-16 | S-1 | S-1 (registration) | KRISPY KREME DOUGHNUTS INC | 0000950144-99-014109 ↗ |
| 2000-02-22 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-00-002573 ↗ |
| 2000-03-14 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-00-003152 ↗ |
| 2000-03-30 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-00-004310 ↗ |
| 2000-04-03 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-00-004485 ↗ |
| 2000-04-06 | 424B1 | 424B1 (final prospectus) | KRISPY KREME DOUGHNUTS INC | 0000950144-00-004663 ↗ |
| 2001-01-05 | S-1 | S-1 (registration) | KRISPY KREME DOUGHNUTS INC | 0000950144-01-000212 ↗ |
| 2001-01-10 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-01-001119 ↗ |
| 2001-01-18 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-01-001311 ↗ |
| 2001-01-29 | S-1/A | S-1/A (amendment) | KRISPY KREME DOUGHNUTS INC | 0000950144-01-001578 ↗ |
| 2001-01-30 | S-1MEF | S-1MEF (added securities) | KRISPY KREME DOUGHNUTS INC | 0000950144-01-001633 ↗ |
| 2001-01-30 | 424B4 | 424B4 (final prospectus) | KRISPY KREME DOUGHNUTS INC | 0000950144-01-001674 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-04-03 | S-1/A | registration statement | $18.00–$20.00 | 3,000,000 | - | Nasdaq KREM | 4 | from the submission text; range, shares headline, cover names 4 | document ↗ | |
| 2000-04-06 | 424B1 | final prospectus | $21.00 | 3,000,000 | $63,000,000 | Nasdaq KREM | 20 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 18, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Courage Special Situations Master Fund, L.P. | TenPercentOwner | 2 | 2006 | ||
| BREWSTER DARYL G | Director,Officer | President & CEO | 5 | 2006–2008 | |
| Cooper Stephen Forbes | Officer | Chief Restructuring Officer(2) | 1 | 2006 | |
| Panagos Steven G | Officer | Director of Restructuring (2) | 1 | 2006 | |
| BLIXT CHARLES A | Director; Director,Officer; Officer | General Counsel | 17 | 2006–2016 | person page Fuzzy |
| SCHINDLER ANDREW J | Director | 13 | 2006–2016 | person page Fuzzy | |
| Jervik Jeff | Officer | EVP - Operations | 3 | 2006–2007 | |
| Muir Douglas R | Officer | Chief Accounting Officer; Chief Financial Officer | 30 | 2006–2015 | |
| PHALEN MICHAEL C | Officer | Chief Financial Officer | 2 | 2006–2007 | |
| SUTTLE WESLEY M | Officer | VP/Secretary/Assoc.GC; VP/Secretary/Corporate Counsel | 2 | 2006–2007 | |
| MCALEER JOHN N | Other; TenPercentOwner | 2 | 2006 | ||
| Wall Michael Bradley | Officer | SVP Supply Chain | 24 | 2007–2014 | |
| Welch Jeffrey B | Officer | Senior Vice President; SVP, GM Global Franchise & Dev; SVP International&Development | 26 | 2007–2014 | |
| MCCOY ROBERT S JR | Director | 13 | 2007–2016 | ||
| MORGAN JAMES H | Director; Director,Officer | Chairman and CEO; Chairman, President and CEO; Executive Chairman | 33 | 2007–2016 | |
| STRICKLAND ROBERT L | Director | 2 | 2007 | ||
| Sutton Michael H | Director | 11 | 2007–2015 | ||
| Thomas Lizanne | Director | 13 | 2007–2016 | ||
| WEST TOGO D JR | Director | 14 | 2007–2015 | ||
| MICHEL SANDRA K | Officer | EVP & General Counsel | 3 | 2007 | |
| MOHAMED ABDULMOHSIN AL KHARAFI & SONS W L L | TenPercentOwner | 244 | 2007–2012 | ||
| Caine Lynn Crump | Director | 12 | 2007–2016 | ||
| Hudson Kenneth J | Officer | SVP Human Resources | 17 | 2007–2014 | |
| LYNN C STEPHEN | Director | 14 | 2007–2016 | ||
| Lineberger Steven A. | Officer | Senior Vice President | 20 | 2007–2011 | person page Fuzzy |
| MARSCH DARRYL R. | Officer | SVP & General Counsel; VP, Ass't Sec'y & Assoc. GC | 22 | 2008–2015 | person page Fuzzy |
| BAY CYNTHIA A. | Officer | Senior Vice President | 11 | 2009–2016 | |
| CHAMBERS DWAYNE | Officer | SVP & Chief Marketing Officer | 9 | 2010–2015 | |
| May Kenneth A | Officer | President and COO | 3 | 2011–2012 | person page Fuzzy |
| STILLER ROBERT P | TenPercentOwner | 2 | 2012 | ||
| BEEM DANIEL L. | Officer | Senior Vice President | 7 | 2014–2016 | |
| ALLRED CATHLEEN D. | Officer | Senior Vice President | 8 | 2014–2016 | |
| Thompson Anthony N | Director,Officer; Officer | President and CEO | 8 | 2014–2016 | |
| LEE CARL E JR | Director | 6 | 2014–2016 | ||
| BENTSEN TIM E | Director | 5 | 2014–2016 | person page Fuzzy | |
| COOPER GEORGE PRICE IV | Officer | EVP & CFO; Executive Vice President | 7 | 2015–2016 | |
| KUHARCIK THOMAS | Officer | Senior Vice President | 4 | 2015–2016 | |
| Epley Berry Lee | Officer | VP, CAO and Controller | 3 | 2015–2016 | |
| WOODWARD JACKIE | Officer | SVP & Chief Marketing Officer | 3 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | KRISPY KREME DOUGHNUTS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Andrew J Schindler | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Charles A Blixt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Darryl R Marsch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Kenneth A May | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Steven A Lineberger | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Tim E Bentsen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Food Stores, NC first:
- ANVI GLOBAL HOLDINGS, INC. NC
- Krispy Kreme, Inc. NC
- Global Stevia Corp. A5
- DAVIDsTEA Inc. A8
- HERB-VITA, INC. CA
- FALLEYS INC /KS/ CA
- DIEDRICH COFFEE INC CA
- Long Mall Internet Technology Co Ltd F4
- Teavana Holdings Inc GA
- VITAMINSHOPPE COM INC NJ
In other datasets, the same topic (Retail) in NC:
- Form D issuer: Arrington Aleworks, LLC (Form D private offerings)
Interests: Retail-Food Stores · Retail