IPO registrations (S-1, F-1) · Registrants
CASI Pharmaceuticals, Inc (DE)
- SEC CIK
- 895051 · filings on EDGAR ↗
- Name on the registration
- ENTREMED INC
- Former names
- CASI Pharmaceuticals, Inc. (2014–2023); ENTREMED INC (1996–2014)
- Registration
- Form S-1, first filed 1996-05-17, last 1996-06-11; 0 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1996-06-13
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Incorporated in
- DE
- Business address
- 9620 MEDICAL CENTER DR, STE 300, Rockville, MD 20850
- EIN
- 58-1959440
- EDGAR entity type
- operating
- Insiders and CEO pay
- CASI Pharmaceuticals, Inc (DE) on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1996-06-11)
- Shares offered
- 3,200,000
- Listing
- Nasdaq under the symbol ENMD
- Lead underwriters
- Allen & Company (705,000 shares); Dillon, Read & CO. Inc (705,000 shares); Volpe, Welty & Company (705,000 shares)
- Syndicate
- Bear Stearns (75,000); Credit Suisse (75,000); Alex. Brown & Sons (75,000); Deutsche Morgan Grenfell/C.J. Lawrence Inc (75,000); Donaldson, Lufkin & Jenrette (75,000); Hambrecht & Quist (75,000); Lazard (75,000); Merrill Lynch (75,000); Cowen (45,000); Interstate/Johnson Lane Corporation (45,000); KeyBanc Capital Markets (45,000); Needham & Company (45,000); Raymond James (45,000); Truist Securities (45,000); Stephens (45,000); Van Kasper & Company (45,000); Vector Securities International, Inc (45,000); Arizona Securities Group Inc (20,000); Burnham Securities, Inc (20,000); Shepherd Financial Group, Inc (20,000); Starr Securities, Inc (20,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CASI PHARMACEUTICALS, INC. EXACT (EIN (EXACT))
- Form D issuer: ENTREMED INC EXACT (CIK (EXACT))
- SEC filer: CASI Pharmaceuticals, Inc. EXACT (CIK (EXACT))
- Person page: Wei-Wu He Phd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-17 | S-1/A | S-1/A (amendment) | ENTREMED INC | 0000912057-96-010205 ↗ |
| 1996-06-07 | S-1/A | S-1/A (amendment) | ENTREMED INC | 0000912057-96-011812 ↗ |
| 1996-06-11 | S-1/A | S-1/A (amendment) | ENTREMED INC | 0000912057-96-012060 ↗ |
| 1996-06-13 | 424B1 | 424B1 (final prospectus) | ENTREMED INC | 0000912057-96-012304 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-06-11 | S-1/A | registration statement | $14.00–$16.00 | 3,200,000 | - | Nasdaq ENMD | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1996-06-13 | 424B1 | final prospectus | 3,200,000 | - | Nasdaq ENMD | 24 | from the submission text; shares headline, underwriting table 24, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Hu Cynthia W. | Officer | COO; COO, Gen Counsel and Secretary; COO, Gen Counsel & Secretary; COO & General Counsel; COO, General Counsel and Sec; COO, General Counsel and Secy; COO, General Counsel & Sec; See Remarks; VP,General Counsel,& Secretary | 24 | 2006–2019 | |
| Burns James S | Director,Officer; Officer | President and CEO | 11 | 2006–2008 | |
| BROOKS DONALD S | Director | 8 | 2006–2012 | ||
| BUSH DWIGHT L | Director | 11 | 2006–2013 | ||
| CAPE RONALD | Director | 2 | 2006–2007 | ||
| HUNTER CEVERA JENNIE | Director | 9 | 2006–2013 | ||
| KNIGHT PETER S | Director | 5 | 2006–2010 | ||
| RANDALL MARK C M | Director | 7 | 2006–2012 | ||
| TARNOW MICHAEL M | Director | 8 | 2006–2012 | ||
| Corrado Marc | Officer | VP Corporate Development | 1 | 2006 | |
| SAGLIO DANE R | Officer | Chief Financial Officer | 4 | 2006–2008 | |
| Sidor Carolyn F | Officer | Corp. VP & Chief Med. Officer; V.P. and Chief Medical Officer | 4 | 2006–2011 | |
| Bair Kenneth Walter | Officer | SVP, Research and Development | 3 | 2007–2008 | |
| Bliss Thomas H Jr | Officer | SVP, Bus. & Corp. Development | 2 | 2008 | |
| Wehmeir-Davis Kathy | Officer | Principal Accounting Officer; Principal Financial Officer | 2 | 2008–2009 | |
| Bray Mark R | Officer | Vice President, Research | 2 | 2009–2011 | |
| CAPITELLI SARA B | Officer | See Remarks; VP, Finance and PAO; VP, Finance & PAO; VP, Fin & Principal Accounting; VP Fin & Principal Account Off | 12 | 2011–2018 | |
| He Wei-Wu | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO; Chairman and CEO; Chief Executive Officer | 38 | 2012–2022 | person page Fuzzy |
| Mak Tak W. | Director | 7 | 2012–2016 | ||
| Ren Ken Keyong | Director; Director,Officer; Officer | CEO and Director; Chief Executive Officer | 14 | 2012–2019 | |
| Wu Alex | Director | 7 | 2013–2018 | ||
| Huang James | Director | 17 | 2013–2022 | ||
| Salisbury Franklin Cary jr | Director | 10 | 2014–2022 | ||
| SHROTRIYA RAJESH C MD | Director | 10 | 2014–2022 | ||
| Spectrum Pharmaceuticals Cayman, L.P. | TenPercentOwner | 6 | 2014–2019 | ||
| SPECTRUM PHARMACEUTICALS INC | TenPercentOwner | 6 | 2014–2019 | ||
| Ren Ken | Director,Officer | CEO and Director | 1 | 2016 | |
| HE XIE AI QI INVESTMENT MANAGEMENT (BEIJING) CO., LTD. | TenPercentOwner | 3 | 2016–2018 | ||
| Li Jianguang | TenPercentOwner | 3 | 2016–2018 | ||
| Lin Dongliang | TenPercentOwner | 3 | 2016–2018 | ||
| Shong Hugo | TenPercentOwner | 3 | 2016–2018 | ||
| SNOW MOON LTD | TenPercentOwner | 3 | 2016–2018 | ||
| SPARKLE BYTE LTD | TenPercentOwner | 3 | 2016–2018 | ||
| TIANJIN JINGRAN MANAGEMENT CENTER (LIMITED PARTNERSHIP) | TenPercentOwner | 3 | 2016–2018 | ||
| Yang Fei | TenPercentOwner | 3 | 2016–2018 | ||
| Zhang Suyang | TenPercentOwner | 2 | 2016 | ||
| Ho Chi Sing | TenPercentOwner | 3 | 2016–2018 | ||
| IDG-Accel China Growth Fund GP III Associates Ltd. | TenPercentOwner | 3 | 2016–2018 | ||
| IDG-Accel China Growth Fund III Associates L.P. | TenPercentOwner | 3 | 2016–2018 | ||
| IDG-Accel China Growth Fund III L.P. | TenPercentOwner | 3 | 2016–2018 | ||
| IDG-Accel China III Investors L.P. | TenPercentOwner | 3 | 2016–2018 | ||
| Zhou Quan | Director; Director,TenPercentOwner; TenPercentOwner | 10 | 2016–2022 | ||
| Zukiwski Alexander A | Officer | Chief Medical Officer; EVP and Chief Medical Officer | 5 | 2017–2022 | |
| Chi George | Officer | Chief Financial Officer | 2 | 2018 | |
| Zhang Larry | Officer | President; President, CASI China | 4 | 2018–2021 | |
| Wealth Strategy Holding Ltd | TenPercentOwner | 2 | 2018–2020 | ||
| Li Dapeng | TenPercentOwner | 2 | 2019 | ||
| Wu Yue Alexander | Director | 4 | 2019–2022 | ||
| Xu Weihao | Officer | Chief Financial Officer | 2 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-02-15 | ENTREMED INC | Biotechnology | $10,000,000 | $10,000,000 | 16 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | ENTREMED INC | MD | Form D private offerings | CIK (EXACT) |
| SEC filer | CASI Pharmaceuticals, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CASI PHARMACEUTICALS, INC. | EIN (EXACT) | ||
| Person page | Wei-Wu He Phd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), MD first:
- MICROMET, INC. MD
- OSIRIS THERAPEUTICS, INC. MD
- REGENXBIO Inc. MD
- ELUTIA INC. MD
- CHAMPIONS ONCOLOGY, INC. MD
- BioNTech SE 2M
- Immatics N.V. 2M
- CHEMOKINE THERAPEUTICS CORP A1
- Fusion Pharmaceuticals Inc. A6
- CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. AZ
In other datasets, the same topic (Health) in MD:
- Nonprofit: 4K FOR CANCER INC (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health