IPO registrations (S-1, F-1) · Registrants

CASI Pharmaceuticals, Inc (DE)

SEC CIK
895051 · filings on EDGAR ↗
Name on the registration
ENTREMED INC
Former names
CASI Pharmaceuticals, Inc. (2014–2023); ENTREMED INC (1996–2014)
Registration
Form S-1, first filed 1996-05-17, last 1996-06-11; 0 initial registrations, 3 amendments
Outcome
Final prospectus filed 1996-06-13
Industry (SIC)
Biological Products, (No Diagnostic Substances) 2836
Incorporated in
DE
Business address
9620 MEDICAL CENTER DR, STE 300, Rockville, MD 20850
EIN
58-1959440
EDGAR entity type
operating
Insiders and CEO pay
CASI Pharmaceuticals, Inc (DE) on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per share (S-1/A filed 1996-06-11)
Shares offered
3,200,000
Listing
Nasdaq under the symbol ENMD
Lead underwriters
Allen & Company (705,000 shares); Dillon, Read & CO. Inc (705,000 shares); Volpe, Welty & Company (705,000 shares)
Syndicate
Bear Stearns (75,000); Credit Suisse (75,000); Alex. Brown & Sons (75,000); Deutsche Morgan Grenfell/C.J. Lawrence Inc (75,000); Donaldson, Lufkin & Jenrette (75,000); Hambrecht & Quist (75,000); Lazard (75,000); Merrill Lynch (75,000); Cowen (45,000); Interstate/Johnson Lane Corporation (45,000); KeyBanc Capital Markets (45,000); Needham & Company (45,000); Raymond James (45,000); Truist Securities (45,000); Stephens (45,000); Van Kasper & Company (45,000); Vector Securities International, Inc (45,000); Arizona Securities Group Inc (20,000); Burnham Securities, Inc (20,000); Shepherd Financial Group, Inc (20,000); Starr Securities, Inc (20,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 4

FiledFormWhat it isName as filedEDGAR
1996-05-17S-1/AS-1/A (amendment)ENTREMED INC0000912057-96-010205 ↗
1996-06-07S-1/AS-1/A (amendment)ENTREMED INC0000912057-96-011812 ↗
1996-06-11S-1/AS-1/A (amendment)ENTREMED INC0000912057-96-012060 ↗
1996-06-13424B1424B1 (final prospectus)ENTREMED INC0000912057-96-012304 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1996-06-11S-1/Aregistration statement$14.00–$16.003,200,000-Nasdaq ENMD3from the submission text; range, shares headline, cover names 3document ↗
1996-06-13424B1final prospectus3,200,000-Nasdaq ENMD24from the submission text; shares headline, underwriting table 24, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Hu Cynthia W.OfficerCOO; COO, Gen Counsel and Secretary; COO, Gen Counsel & Secretary; COO & General Counsel; COO, General Counsel and Sec; COO, General Counsel and Secy; COO, General Counsel & Sec; See Remarks; VP,General Counsel,& Secretary242006–2019
Burns James SDirector,Officer; OfficerPresident and CEO112006–2008
BROOKS DONALD SDirector82006–2012
BUSH DWIGHT LDirector112006–2013
CAPE RONALDDirector22006–2007
HUNTER CEVERA JENNIEDirector92006–2013
KNIGHT PETER SDirector52006–2010
RANDALL MARK C MDirector72006–2012
TARNOW MICHAEL MDirector82006–2012
Corrado MarcOfficerVP Corporate Development12006
SAGLIO DANE ROfficerChief Financial Officer42006–2008
Sidor Carolyn FOfficerCorp. VP & Chief Med. Officer; V.P. and Chief Medical Officer42006–2011
Bair Kenneth WalterOfficerSVP, Research and Development32007–2008
Bliss Thomas H JrOfficerSVP, Bus. & Corp. Development22008
Wehmeir-Davis KathyOfficerPrincipal Accounting Officer; Principal Financial Officer22008–2009
Bray Mark ROfficerVice President, Research22009–2011
CAPITELLI SARA BOfficerSee Remarks; VP, Finance and PAO; VP, Finance & PAO; VP, Fin & Principal Accounting; VP Fin & Principal Account Off122011–2018
He Wei-WuDirector; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwnerCEO; Chairman and CEO; Chief Executive Officer382012–2022person page Fuzzy
Mak Tak W.Director72012–2016
Ren Ken KeyongDirector; Director,Officer; OfficerCEO and Director; Chief Executive Officer142012–2019
Wu AlexDirector72013–2018
Huang JamesDirector172013–2022
Salisbury Franklin Cary jrDirector102014–2022
SHROTRIYA RAJESH C MDDirector102014–2022
Spectrum Pharmaceuticals Cayman, L.P.TenPercentOwner62014–2019
SPECTRUM PHARMACEUTICALS INCTenPercentOwner62014–2019
Ren KenDirector,OfficerCEO and Director12016
HE XIE AI QI INVESTMENT MANAGEMENT (BEIJING) CO., LTD.TenPercentOwner32016–2018
Li JianguangTenPercentOwner32016–2018
Lin DongliangTenPercentOwner32016–2018
Shong HugoTenPercentOwner32016–2018
SNOW MOON LTDTenPercentOwner32016–2018
SPARKLE BYTE LTDTenPercentOwner32016–2018
TIANJIN JINGRAN MANAGEMENT CENTER (LIMITED PARTNERSHIP)TenPercentOwner32016–2018
Yang FeiTenPercentOwner32016–2018
Zhang SuyangTenPercentOwner22016
Ho Chi SingTenPercentOwner32016–2018
IDG-Accel China Growth Fund GP III Associates Ltd.TenPercentOwner32016–2018
IDG-Accel China Growth Fund III Associates L.P.TenPercentOwner32016–2018
IDG-Accel China Growth Fund III L.P.TenPercentOwner32016–2018
IDG-Accel China III Investors L.P.TenPercentOwner32016–2018
Zhou QuanDirector; Director,TenPercentOwner; TenPercentOwner102016–2022
Zukiwski Alexander AOfficerChief Medical Officer; EVP and Chief Medical Officer52017–2022
Chi GeorgeOfficerChief Financial Officer22018
Zhang LarryOfficerPresident; President, CASI China42018–2021
Wealth Strategy Holding LtdTenPercentOwner22018–2020
Li DapengTenPercentOwner22019
Wu Yue AlexanderDirector42019–2022
Xu WeihaoOfficerChief Financial Officer22020

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2012-02-15ENTREMED INCBiotechnology$10,000,000$10,000,000161

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerENTREMED INCMDForm D private offeringsCIK (EXACT)
SEC filerCASI Pharmaceuticals, Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorCASI PHARMACEUTICALS, INC.EIN (EXACT)
Person pageWei-Wu He PhdPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Biological Products, (No Diagnostic Substances), MD first:

More with this interest.

In other datasets, the same topic (Health) in MD:

Interests: Biological Products, (No Diagnostic Substances) · Health