IPO registrations (S-1, F-1) · Registrants
PRIVATEBANCORP, INC
- SEC CIK
- 889936 · filings on EDGAR ↗
- Name on the registration
- PRIVATEBANCORP INC
- Former names
- PRIVATEBANCORP INC (1999–2006)
- Registration
- Form S-1, first filed 1999-04-27, last 2001-01-26; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1999-06-30
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 120 SOUTH LASALLE STREET, 4TH FLOOR, Chicago, IL 60603
- EIN
- 36-3681151
- EDGAR entity type
- operating
- Insiders and CEO pay
- PRIVATEBANCORP, INC on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 1999-06-28)
- Final price
- $18.00 per share, within the range (424B4 filed 1999-06-30, an initial public offering)
- Shares sold
- 900,000
- Gross proceeds
- $16,200,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PVTB
- Lead underwriters
- Stifel (298,500 shares); EVEREN Securities, Inc (298,500 shares)
- Syndicate
- ABN AMRO Chicago Corporation (45,000); William Blair (45,000); McDonald Investments Inc., a KeyCorp Company (45,000); Fox-Pitt, Kelton Inc (28,000); Hoefer & Arnett, Inc (28,000); Howe Barnes Investments, Inc (28,000); Loop Capital Markets (28,000); Ryan, Beck & Co., Inc (28,000); Wheat First Securities (28,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PRIVATEBANCORP, INC. EXACT (EIN (EXACT))
- SEC filer: PRIVATEBANCORP INC EXACT (CIK (EXACT))
- Person page: Brian D Schmitt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Bruce R Hague Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Collin E Roche Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Edward W Rabin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Hugh H Mclean Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Karen B Case Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mr Jeffrey D Steele Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Philip M Kayman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Robert F Coleman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Wallace L Head Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: William A Castellano Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William A Goldstein Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-04-27 | S-1 | S-1 (registration) | PRIVATEBANCORP INC | 0000950131-99-002568 ↗ |
| 1999-06-15 | S-1/A | S-1/A (amendment) | PRIVATEBANCORP INC | 0000950131-99-003812 ↗ |
| 1999-06-28 | S-1/A | S-1/A (amendment) | PRIVATEBANCORP INC | 0000950131-99-004010 ↗ |
| 1999-06-30 | 424B4 | 424B4 (final prospectus) | PRIVATEBANCORP INC | 0000950131-99-004068 ↗ |
| 2000-12-22 | S-1 | S-1 (registration) | PRIVATEBANCORP INC | 0000950131-00-006896 ↗ |
| 2001-01-26 | S-1/A | S-1/A (amendment) | PRIVATEBANCORP INC | 0000950131-01-000473 ↗ |
| 2001-02-05 | 424B4 | 424B4 (final prospectus) | PRIVATEBANCORP INC | 0000950131-01-000662 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-06-28 | S-1/A | registration statement | $16.00–$18.00 | $10.37 | 900,000 | $9,333,000 | Nasdaq PVTB | 1 | from the submission text; range, price line, shares headline, proceeds computed, cover names 1 | document ↗ |
| 1999-06-30 | 424B4 | final prospectus | $18.00 | 900,000 | $16,200,000 | Nasdaq PVTB | 11 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 11, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DALY PATRICK F | Director | 23 | 2006–2010 | ||
| GOLDSTEIN WILLIAM A | Director; Director,Officer | Executive Officer | 13 | 2006–2008 | person page Fuzzy |
| GUYETTE JAMES M | Director | 75 | 2006–2017 | ||
| KAYMAN PHILIP M | Director | 16 | 2006–2009 | person page Fuzzy | |
| RABIN EDWARD W | Director | 89 | 2006–2017 | person page Fuzzy | |
| RUCKSTAETTER JAMES A | Officer | Chief Credit Officer; Managing Director and CCO; Managing Director & CCO; Managing Director & CCO; Man. Dir. & Chief Cred. Off.; Mng. Dir. & Chief Credit Ofr. | 18 | 2006–2008 | |
| SUSMAN MICHAEL B | Director | 2 | 2006 | ||
| COLEMAN ROBERT F | Director | 43 | 2006–2015 | person page Fuzzy | |
| KLAESER DENNIS L | Officer | Chief Financial Officer | 10 | 2006–2009 | |
| MCLEAN HUGH H | Officer; Other | Managing Director; Pres. PB- Suburban Chicago; Vice Chair & Manag. Dir. | 15 | 2006–2008 | person page Fuzzy |
| Head Wallace L | Officer | CEO - The PrivateWealth Group; Managing Dir.; Managing Director; Managing Dir. & Sr. Trust Off. | 14 | 2006–2009 | person page Fuzzy |
| MEAGHER THOMAS F | Director | 7 | 2006–2007 | ||
| COLLINS GARY S | Officer | Managing Director; Pres. of PB Chicago; Pres. of The PrivateBank; Pres. The PrivateClients Group; Vice Chairman & Manag Dir; Vice Chairman & Man Dir | 26 | 2006–2009 | |
| MANDELL RALPH B | Director; Director,Officer | Chairman of the Board; President and CEO | 85 | 2006–2016 | |
| BEAL DONALD L | Director | 17 | 2006–2009 | ||
| Brady James F | Officer | Managing Director | 1 | 2006 | |
| Silva Alejandro | Director | 70 | 2006–2017 | ||
| CASTELLANO WILLIAM A | Director | 14 | 2006–2010 | person page Fuzzy | |
| RYBAK WILLIAM R | Director | 19 | 2006–2017 | ||
| ZINSKI CHRISTOPHER J | Officer | Gen. Counsel and Corp. Secty; Gen. Counsel & Corp. Sec. | 10 | 2006–2009 | |
| JENSEN RICHARD C | Director,Officer; Officer | CEO PB - St. Louis; CEO PB St. Louis; Manag. Dir., (PB St. Louis) | 9 | 2006–2008 | |
| MCKISSACK CHERYL MAYBERRY | Director | 19 | 2006–2017 | ||
| PODL WILLIAM J | Director | 5 | 2006–2008 | ||
| Provost David T | Officer | CEO(PB-MI); Manag. Dir, Chr. & CEO(PB-MI) | 7 | 2006–2008 | |
| Williams John B | Director,Officer; Officer | Chief Operating Officer; Managing Director | 8 | 2006–2009 | |
| Schmitt Brian D | Officer | CEO (PB-Atlanta); Chairman/CEO (PB-Atlanta) | 9 | 2006–2008 | person page Fuzzy |
| Kleinmann Calvin | Officer | Chairman/CEO (PB-Kansas City) | 4 | 2007 | |
| Schellhorn Joan | Officer | Chief Human Resourses Off; Mang Dir & Chief HR Officer; Mg. Dir & Chf Human Res Off | 4 | 2007–2009 | |
| Case Karen B. | Officer | President of CRE Banking | 58 | 2007–2017 | person page Fuzzy |
| Hague Bruce R. | Officer | Pres. of Natl. Com. Banking | 82 | 2007–2017 | person page Fuzzy |
| Lubin Bruce S. | Officer | Pres. of IL Commercial Banking | 49 | 2007–2017 | |
| Richman Larry D. | Director,Officer | President and CEO | 65 | 2007–2017 | |
| Ahrens C. Brant | Officer | Chief Operating Officer; Manag Dir & Group Senior VP; Manag Dir & Group Sr VP; President, Personal Client Ser; Strategic Development Officer | 62 | 2007–2017 | |
| Frentzel Robert W. | Officer | Manag Dir & Executive VP; Manag Dir. & Executive VP | 3 | 2007 | |
| Steele Jeffrey D. | Officer | Executive Managing Director; Manag Dir & Executive VP | 2 | 2007–2008 | person page Fuzzy |
| GTCR CO INVEST III L P | Director; Director,TenPercentOwner; TenPercentOwner | 8 | 2007–2014 | ||
| GTCR FUND IX/A L P | Director; Director,TenPercentOwner; TenPercentOwner | 8 | 2007–2014 | ||
| GTCR FUND IX/B L P | Director; Director,TenPercentOwner; TenPercentOwner | 8 | 2007–2014 | ||
| GTCR GOLDER RAUNER II LLC | Director; Director,TenPercentOwner; TenPercentOwner | 24 | 2007–2014 | ||
| GTCR Partners IX, L.P. | Director; Director,TenPercentOwner; TenPercentOwner | 16 | 2007–2014 | ||
| ROCHE COLLIN E | Director; Director,TenPercentOwner | 11 | 2007–2014 | person page Fuzzy | |
| Tyree James C. | Director | 5 | 2007–2010 | ||
| Van Solkema Kevin | Officer | Chief Credit Risk Officer; Chief Risk Officer | 57 | 2008–2017 | |
| BOBINS NORMAN | Director | 18 | 2008–2017 | ||
| Briick Barbara E. | Officer | Controller & CAO; Controller & Chief Acctng Off | 3 | 2008–2009 | |
| HOLMES MARK | Officer | Interim CFO | 1 | 2009 | |
| Killips Kevin M | Officer | Chief Financial Officer | 65 | 2009–2017 | |
| NICHOLSON JAMES BRUCE | Director | 50 | 2009–2017 | ||
| Evans Jennifer | Officer | General Counsel & Corp. Sec. | 27 | 2010–2017 | |
| Wiatr Leonard | Officer | Chief Risk Officer | 20 | 2011–2016 | |
| Carey Paul E | Officer | Principal Accounting Officer | 30 | 2014–2017 | |
| Znavor Vicki | Officer | Chief Human Resources Officer | 20 | 2014–2017 | |
| COLLINS MICHELLE L | Director | 7 | 2014–2017 | ||
| Aigotti Diane | Director | 10 | 2015–2017 | ||
| Price Richard Scott | Director | 5 | 2015–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | PRIVATEBANCORP, INC. | IL | Form 5500 (employee benefit plans) | name and state |
| SEC filer | PRIVATEBANCORP, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PrivateBancorp, Inc. | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PRIVATEBANCORP, INC. | EIN (EXACT) | ||
| Person page | Brian D Schmitt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Bruce R Hague | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Collin E Roche | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Edward W Rabin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Hugh H Mclean | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Karen B Case | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mr Jeffrey D Steele | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Philip M Kayman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Robert F Coleman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Wallace L Head | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | William A Castellano | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William A Goldstein | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, IL first:
- WINTRUST FINANCIAL CORP IL
- TAYLOR CAPITAL GROUP INC IL
- TAYC CAPITAL TRUST I IL
- Midland States Bancorp, Inc. IL
- BYLINE BANCORP, INC. IL
- Tri-County Financial Group, Inc. IL
- OLD SECOND BANCORP INC IL
- HBT Financial, Inc. IL
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
In other datasets, the same topic (Finance) in IL:
- Form D issuer: Adams Street Associates, L.P. (Form D private offerings)
- Lobbying client: 2020 ADVISOR LLC (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance