IPO registrations (S-1, F-1) · Registrants
HBT Financial, Inc.
- SEC CIK
- 775215 · filings on EDGAR ↗
- Former names
- HEARTLAND BANCORP, INC. (2019–2019)
- Registration
- Form S-1, first filed 2019-09-13, last 2019-10-01; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2019-10-11; declared effective 2019-10-10
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 401 N. HERSHEY ROAD, Bloomington, IL 61702
- EIN
- 37-1117216
- Ticker
- HBT (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- HBT Financial, Inc. on the corporate pages
Offering terms
- Proposed price range
- $17.00–$19.00 per share (S-1/A filed 2019-10-01)
- Final price
- $16.00 per share, below the range (424B4 filed 2019-10-11, an initial public offering)
- Shares sold
- 8,300,000
- Gross proceeds
- $132,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol HBT
- Lead underwriters
- KBW; J.P. Morgan
- Syndicate
- Stifel; Raymond James; Piper Sandler; D.A. Davidson
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: HBT FINANCIAL, INC. EXACT (EIN (EXACT))
- Form D issuer: HBT Financial, Inc. EXACT (CIK (EXACT))
- SEC filer: HBT Financial, Inc. EXACT (CIK (EXACT))
- Person page: Eric E Burwell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Lawrence J Horvath Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mark W Scheirer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Nancy L Ruyle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-09-13 | S-1 | S-1 (registration) | HBT Financial, Inc. | 0001047469-19-005227 ↗ |
| 2019-10-01 | S-1/A | S-1/A (amendment) | HBT Financial, Inc. | 0001047469-19-005534 ↗ |
| 2019-10-10 | EFFECT | EFFECT (declared effective) | HBT Financial, Inc. | 9999999995-19-002289 ↗ |
| 2019-10-11 | 424B4 | 424B4 (final prospectus) | HBT Financial, Inc. | 0001047469-19-005718 ↗ |
| 2021-08-23 | EFFECT | EFFECT (declared effective) | HBT Financial, Inc. | 9999999995-21-003278 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-10-01 | S-1/A | registration statement | $17.00–$19.00 | $18.00 | 8,300,000 | $149,400,000 | Nasdaq HBT | 6 | primary document; range, price sentence, shares headline, proceeds computed, cover names 6 | document ↗ |
| 2019-10-11 | 424B4 | final prospectus | $16.00 | 8,300,000 | $132,800,000 | Nasdaq HBT | 6 | primary document; price sentence, shares headline, proceeds table, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BOWMAN C. ALVIN | Director | 9 | 2019–2026 | ||
| BURWELL ERIC E | Director | 14 | 2019–2026 | person page Fuzzy | |
| BUSCH PATRICK F | Director; Director,Officer | EVP & Chief Lending Officer; EVP & CHIEF LENDING OFFICER | 24 | 2019–2026 | |
| CARTER JAMES LANCE | Director,Officer | President and CEO; President and COO; PRESIDENT & COO; See Remarks | 10 | 2019–2026 | |
| DOHERTY MATTHEW J | Officer | EVP & Chief Financial Officer; EVP & CHIEF FINANCIAL OFFICER | 5 | 2019–2022 | |
| DRAKE ALLEN C | Director; Director,TenPercentOwner | 10 | 2019–2026 | ||
| DRAKE FRED L | Director,Officer; Director,Officer,TenPercentOwner | CHAIRMAN AND CEO; Chief Executive Officer; Executive Chairman | 30 | 2019–2026 | |
| HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 | TenPercentOwner | 30 | 2019–2026 | ||
| HORVATH LAWRENCE J | Officer | EVP & Chief Lending Officer; EVP & CHIEF LENDING OFFICER; See remarks; See Remarks; SEE REMARKS | 13 | 2019–2026 | person page Fuzzy |
| KALLEMBACH LARRY J | Officer | See remarks; See Remarks | 3 | 2019–2020 | |
| LANIER DIANE H | Officer | EVP and Chief Retail Officer; EVP AND CHIEF RETAIL OFFICER; EVP & Chief Retail Officer | 11 | 2019–2026 | |
| PFEIFFER GERALD E | Director | 22 | 2019–2026 | ||
| SCHEIRER MARK W | Officer | EVP & Chief Credit Officer; EVP & CHIEF CREDIT OFFICER; SVP & Chief Credit Officer; SVP & CHIEF CREDIT OFFICER | 15 | 2019–2026 | person page Fuzzy |
| STRASSHEIM DALE S | Director | 4 | 2019–2021 | ||
| ZURKAMER ANDREA E | Officer | EVP & Chief Risk Officer; EVP & CHIEF RISK OFFICER; SVP & Chief Risk Officer; SVP & CHIEF RISK OFFICER | 10 | 2019–2026 | |
| KOCH LINDA J. | Director | 11 | 2020–2026 | ||
| Baker Roger A | Director | 21 | 2022–2026 | ||
| Chapman Peter Robert | Officer | EVP & CFO; EXECUTIVE VICE PRESIDENT | 6 | 2022–2026 | |
| Ashworth James T | Director | 2 | 2026 | ||
| Ruyle Nancy L | Director | 2 | 2026 | person page Fuzzy | |
| Morton Michael | Director | 1 | 2026 | ||
| Ryan Christopher J (Chris) | Officer | EVP & Chief Retail Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-04-09 | HBT Financial, Inc. | Commercial Banking | $85,000,000 | $85,000,000 | 43 | 1 |
| 2020-09-16 | HBT Financial, Inc. | Commercial Banking | $40,000,000 | $40,000,000 | 27 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | HBT FINANCIAL, INC. | IL | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | HBT Financial, Inc. | IL | Form D private offerings | CIK (EXACT) |
| SEC filer | HBT Financial, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | HBT FINANCIAL, INC. | EIN (EXACT) | ||
| Person page | Eric E Burwell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Lawrence J Horvath | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mark W Scheirer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Nancy L Ruyle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, IL first:
- WINTRUST FINANCIAL CORP IL
- TAYLOR CAPITAL GROUP INC IL
- TAYC CAPITAL TRUST I IL
- Midland States Bancorp, Inc. IL
- BYLINE BANCORP, INC. IL
- Tri-County Financial Group, Inc. IL
- OLD SECOND BANCORP INC IL
- PRIVATEBANCORP, INC IL
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
In other datasets, the same topic (Finance) in IL:
- Form D issuer: Adams Street Associates, L.P. (Form D private offerings)
- Lobbying client: 2020 ADVISOR LLC (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance