IPO registrations (S-1, F-1) · Registrants
WINTRUST FINANCIAL CORP
- SEC CIK
- 1015328 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-12-24, last 1997-01-24; 1 initial registration, 1 amendment
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- IL
- Business address
- 9700 WEST HIGGINS ROAD, 8TH FLOOR, Rosemont, IL 60018
- EIN
- 36-3873352
- Ticker
- WTFC, WTFCN (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- WINTRUST FINANCIAL CORP on the corporate pages
Offering terms
- Shares offered
- 1,300,000
- Listing
- Nasdaq under the symbol WTFC
- Lead underwriters
- Everen Securities, Inc
- Syndicate
- Wintrust Financial Corporation; Be Discontinued At Any Time
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: WINTRUST FINANCIAL CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: WINTRUST FINANCIAL CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: WINTRUST FINANCIAL CORPORATION Fuzzy (name and state)
- SEC filer: WINTRUST FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Brian A Kenney Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Bruce K Crowther Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David L Larson Md Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Elizabeth H Connelly Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: H Patrick Hackett Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ingrid S Stafford Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James V Lentino Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: John J Schornack Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kathleen M Boege Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Marla F Glabe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard B Murphy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Thomas P Zidar Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 2
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-24 | S-1 | S-1 (registration) | WINTRUST FINANCIAL CORP | 0000950124-96-005542 ↗ |
| 1997-01-24 | S-1/A | S-1/A (amendment) | WINTRUST FINANCIAL CORP | 0000950137-97-000183 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-01-24 | S-1/A | registration statement | $15.50 | 1,300,000 | $20,150,000 | Nasdaq WTFC | 3 | from the submission text; price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CRIST PETER D | Director | 86 | 2006–2026 | ||
| CROWTHER BRUCE K | Director | 71 | 2006–2023 | person page Fuzzy | |
| Damico Joseph | Director | 47 | 2006–2017 | ||
| GETZ BERT JR | Director | 42 | 2006–2015 | ||
| LILLARD JOHN S | Director; DirectorOther | 10 | 2006–2008 | ||
| LISKA PAUL J | Director | 1 | 2006 | ||
| MCCARTHY JAMES B | Director | 9 | 2006–2008 | ||
| MOSCHNER ALBIN F | Director | 45 | 2006–2016 | ||
| NEIS THOMAS | Director | 35 | 2006–2015 | ||
| RADEMACHER HOLLIS W | Director | 29 | 2006–2012 | ||
| REYES J CHRISTOPHER | Director | 7 | 2006–2007 | ||
| SCHORNACK JOHN J | Director | 12 | 2006–2008 | person page Fuzzy | |
| STAFFORD INGRID S | Director | 66 | 2006–2021 | person page Fuzzy | |
| BOWDEN LLOYD M | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 22 | 2006–2018 | |
| DUCA JAMES F | Officer | Executive Vice President | 1 | 2006 | |
| DYKSTRA DAVID A | Officer | Senior EVP and COO; SENIOR EVP AND COO; VICE CHAIRMAN AND COO | 134 | 2006–2026 | |
| Fleshood John | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT; EXEC. V.P. | 5 | 2006–2015 | |
| GALVAN DAVID J | Officer | Senior Vice President; Sr. Vice Pres.- Investments; Vice President-Investments; V.P.-Investments; V.P.-INVESTMENTS | 9 | 2006–2010 | |
| KEY ROBERT F | Officer | Executive Vice President; EXEC. V.P. | 4 | 2006–2007 | |
| KILIAN BARBARA A | Officer | Senior Vice President-Finance; Senior V.P.-Finance; SENIOR V.P.-FINANCE | 7 | 2006–2010 | |
| MURPHY RICHARD B | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT; VICE CHAIR,CHIEF LENDING OFC; VICE CHAIRMAN, LENDING | 72 | 2006–2026 | person page Fuzzy |
| STOEHR DAVID L | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 50 | 2006–2026 | |
| WEHMER EDWARD J | Director,Officer; Officer | FOUNDER AND CEO; FOUNDER AND EXECUTIVE CHAIR; FOUNDER AND SENIOR ADVISOR; President; PRESIDENT; PRESIDENT AND CEO | 153 | 2006–2026 | |
| Hibben Randolph M | Officer | Executive Vice President | 6 | 2006–2008 | |
| BULLEY ALLAN E JR. | Director | 17 | 2006–2009 | ||
| ZIDAR THOMAS P | Officer | CHAIRMAN SR MKT HD WEALTH -MTG; Executive Vice President; EXECUTIVE VICE PRESIDENT | 37 | 2006–2026 | person page Fuzzy |
| James Charles H III | Director | 38 | 2008–2016 | ||
| HACKETT H PATRICK JR | Director | 73 | 2008–2026 | person page Fuzzy | |
| Heitmann Scott K | Director | 70 | 2008–2025 | ||
| Perry Christopher J | Director | 38 | 2009–2021 | ||
| BISHOP JAMES H | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 8 | 2010–2013 | |
| BURKE FRANK J | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 9 | 2010–2013 | |
| CARSTENS JOHN ALBERT | Officer | Executive Vice President | 1 | 2010 | |
| CRANE TIMOTHY | Director,Officer; Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT; PRESIDENT; PRESIDENT & CEO | 48 | 2010–2026 | |
| GLEASON LEONA A | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 24 | 2010–2020 | |
| LARSON DAVID L | Officer | EXECUTIVE VICE PRESIDENT | 25 | 2011–2020 | person page Fuzzy |
| PATTIS LISA J | Officer | EVP and General Counsel; EVP, GENERAL COUNSEL AND SEC; EVP, Gen'l Counsel & Secy | 11 | 2011–2015 | |
| Talton Sheila | Director | 30 | 2012–2019 | ||
| Eisenhuth Guy | Officer | EXECUTIVE VICE PRESIDENT | 30 | 2014–2024 | |
| FRANCIS ZED S III | Director | 19 | 2015–2019 | ||
| GLABE MARLA F | Director | 50 | 2015–2026 | person page Fuzzy | |
| SWEENEY GARY D | Director | 14 | 2015–2021 | ||
| Boege Kathleen M | Officer | EVP, CHIEF LEGAL OFC, AND SEC; EVP, GENERAL COUNSEL AND SEC | 27 | 2015–2026 | person page Fuzzy |
| LENTINO JAMES V | Officer | SVP and Chief Risk Officer | 3 | 2017–2026 | person page Fuzzy |
| DOYLE WILLIAM J | Director | 38 | 2017–2026 | ||
| LEFEVRE DEBORAH L. HALL | Director | 31 | 2019–2026 | ||
| TEGLIA KARIN GUSTAFSON | Director | 36 | 2019–2026 | ||
| WASHINGTON ALEX E III | Director | 30 | 2020–2026 | ||
| MCKINNEY SUZET M | Director | 13 | 2021–2026 | ||
| CONNELLY ELIZABETH H. | Director | 19 | 2022–2026 | person page Fuzzy | |
| KENNEY BRIAN A | Director | 17 | 2023–2026 | person page Fuzzy | |
| Hahnfeld Jeffrey D | Officer | EVP-CONTROLLER & CHIEF ACC OFF | 14 | 2023–2026 | |
| Lee David Eric | Officer | EXECUTIVE VICE PRESIDENT; VICE CHAIR, WINTRUST FINANCIAL | 11 | 2023–2026 | |
| Smith Gregory A | Director | 12 | 2024–2026 | ||
| POSTMA RICHARD L | Director | 6 | 2024–2025 | ||
| Kohl Laura A. | Director | 5 | 2025–2026 | ||
| RICHTER DAVID S | Director | 5 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | WINTRUST FINANCIAL CORPORATION | IL | State business registries | name and state |
| Plan sponsor | WINTRUST FINANCIAL CORP. | IL | Form 5500 (employee benefit plans) | name and state |
| Plan sponsor | WINTRUST FINANCIAL CORPORATION | IL | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | WINTRUST FINANCIAL CORPORATION | IL | Federal spending (USAspending) | name and state |
| SEC filer | WINTRUST FINANCIAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Wintrust Financial Corporation | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | WINTRUST FINANCIAL CORPORATION | EIN (EXACT) | ||
| Person page | Brian A Kenney | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Bruce K Crowther | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David L Larson Md | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Elizabeth H Connelly | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | H Patrick Hackett Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ingrid S Stafford | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James V Lentino | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | John J Schornack | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kathleen M Boege | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Marla F Glabe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Richard B Murphy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Thomas P Zidar | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, IL first:
- TAYLOR CAPITAL GROUP INC IL
- TAYC CAPITAL TRUST I IL
- Midland States Bancorp, Inc. IL
- BYLINE BANCORP, INC. IL
- Tri-County Financial Group, Inc. IL
- OLD SECOND BANCORP INC IL
- HBT Financial, Inc. IL
- PRIVATEBANCORP, INC IL
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
In other datasets, the same topic (Finance) in IL:
- Form D issuer: Adams Street Associates, L.P. (Form D private offerings)
- Lobbying client: 2020 ADVISOR LLC (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance